Randomized Manipulation of Early Cognitive

Randomized Manipulation of Early Cognitive
Experience Impacts Adult Brain Structure

Martha J. Farah1, Saul Sternberg1, Thomas A. Nichols1, Jeffrey T. Duda1,
Terry Lohrenz2, Yi Luo2, Libbie Sonnier2, Sharon L. Ramey2,
Read Montague2, and Craig T. Ramey2

抽象的

■ Does early exposure to cognitive and linguistic stimulation im-
pact brain structure? Or do genetic predispositions account for
the co-occurrence of certain neuroanatomical phenotypes and
a tendency to engage children in cognitively stimulating activities?
Low socioeconomic status infants were randomized to either
5 years of cognitively and linguistically stimulating center-based

care or a comparison condition. The intervention resulted in large
and statistically significant changes in brain structure measured in
midlife, particularly for male individuals. These findings are the
first to extend the large literature on cognitive enrichment effects
on animal brains to humans, and to demonstrate the effects of
uniquely human features such as linguistic stimulation.

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介绍

How does early life experience shape the human brain? 这
question is surprisingly difficult to answer, as it concerns
the causes, rather than merely the correlates, of individual
differences in human development. Studies of such differ-
ences are normally observational and thus silent on the
subject of causality. Animal studies, 相比之下, have dem-
onstrated causal influence of environmental stimulation on
brain structure using random assignment to physical envi-
ronments with low or high complexity. 然而, 他们
cannot tell us about the features of the environment that
matter most for human development: linguistic and cogni-
tive stimulation.

The role of the environment in shaping brain develop-
ment is a central issue for neuroscience, and a significant
open question concerns the impact of uniquely human
features of the environment, 即, linguistic and cogni-
tive stimulation (Lenroot & Giedd, 2011). Whereas a large
animal literature shows that more complex cage environ-
ments lead to microscopic and macroscopic brain changes,
including larger cortex (Diamond, 2001), such manipula-
tions provide an incomplete model for the environmental
differences that may matter most in human development.
These include differences in complex forms of cognitive
and linguistic experience.

Understanding how experience shapes human develop-
ment is also a central issue for social science and policy.
Does early experience drive socioeconomic stratification
across generations? Can environmental interventions

1宾夕法尼亚大学, 2Virginia Polytechnic Institute and
州立大学

enhance the development in individuals of lower socio-
经济状况 (SES) and disrupt intergenerational cy-
cles of disadvantage (彼得森, Loeb, & Chamberlain,
2018; Duncan, 马格努森, & Votruba-Drzal, 2014)? In an
era of growing inequality and persistent child achievement
gaps, the response of the human brain to early childhood
cognitive and linguistic experiences has societal, 也
scientific, 重要性 (Farah, 2018).

To address these questions an experiment is needed,
with human infants randomly assigned to environments
of high versus low cognitive and linguistic stimulation,
ideally starting early in life and comprising a substantial
portion of their early childhood years. Although it would
be unethical and unfeasible to experimentally assign a
group of children to low cognitive and linguistic stimula-
的, below what it would otherwise have been, 有
an alternative way to achieve the equivalent contrast. 它
has long been reported that children growing up in lower
SES families, 一般, receive less cognitive and linguis-
tic stimulation compared with their higher SES peers
(Hoff, 2013; Bradley & Corwyn, 2002). By randomizing
such infants into one group that continues to receive the
expected low stimulation and one that receives higher
linguistic and cognitive stimulation, the effect of randomly
assigned high versus low stimulation can be observed.

This was the intervention design of the Abecedarian
项目 (Ramey et al., 2000). Starting between 3 和 21 weeks
年龄, and continuing through age 5 年, participants in
the intervention group engaged in a program designed to
promote linguistic interactions and age-appropriate learning
机会. Randomization was constrained to equate
the two groups for multiple poverty-associated risk factors,
and the two groups eventually scanned four decades later

© 2021 麻省理工学院. Published under a
Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.

认知神经科学杂志 33:6, PP. 1197–1209
https://doi.org/10.1162/jocn_a_01709

remained well-matched on these factors as described in
Methods section. Both the early intervention group and
the comparison group received enhanced medical care
and social services.

Participants were evaluated throughout the period of the
intervention and over the subsequent decades. 认知的
benefits of the early intervention, assessed with IQ and
academic achievement tests, were significant through the
latest evaluation at age 21 年, although smaller than
when measured in childhood (坎贝尔, Pungello, 磨坊主-
约翰逊, Burchinal, & Ramey, 2001). Larger and enduring
effects occurred in real-world behavioral achievements in-
cluding additional years of education completed, greater
likelihood of a 4-year college graduation, lower reliance on
public assistance, older age at first child, and greater rates of
full-time employment (坎贝尔, Pan, & Burchinal, 2019).
Sex shapes life trajectories and health in myriad ways,
biological and social, in many cases with boys more affected
by adverse environments than girls, even within the same
家庭 (Golding & Fitzgerald, 2017; Bale et al., 2010). 之内
the Abecedarian project, sex differences emerged over time
in some but not all analyses. Different outcomes showed fe-
male advantage, male advantage, or no sex difference
(Campbell et al., 2019), a mix of outcomes that has also been
observed in other early childhood education programs
(Magnuson et al., 2016). These differences in intervention ef-
fects have yet to be satisfactorily explained, but their existence
motivates the inclusion of sex as a moderator in this study.
For the present research, structural MRI scans were
obtained from 47 of the Abecedarian sample, 29 从
early intervention group and 18 from the comparison group.

如表所示 1, the groups were closely matched on a
number of characteristics that would be expected to cor-
relate with brain structure, including mothers’ IQ, educa-
tional attainment and age at birth, infant gestational age
and head circumference at birth, composite risk index
(参见方法部分), 性别 (15/29 或者 52% 和 9/18 或者
50% male in the early intervention and comparison
团体, 分别), 和比赛 (all African American).

The size of the sample deserves comment. 第一的, as de-
tailed in Methods section, power analysis indicates that the
sample is adequate under the assumption that the effect to
be detected is large (by Cohen’s classification of effect sizes;
科恩, 1992). Previous research, summarized in Methods
部分, suggests that the effects of sustained environmental
stimulation will indeed be large. 第二, even if sample size
were a concern, the sustained randomized manipulation
of cognitive and linguistic stimulation followed by brain
imaging is unprecedented. The unique research opportu-
nity presented by a full-time, 5 days/week intervention
lasting the first 5 years of life warrants examination.

The brain measures of primary interest were the vol-
umes of five specific ROIs, summed to create a primary
summary measure, as well as the volume of cortex more
一般来说. Four of the specific ROIs were selected for their
a priori relevance to the intervention, which emphasized
language for communication and as scaffolding for cogni-
tive control (参见方法): left inferior frontal gyrus (LIFG)
and left superior temporal gyrus (LSTG) relevant to lan-
规格 (Friederici, 2011), right inferior frontal gyrus and
bilateral ACC, relevant to cognitive control (Aron, Robbins,
& Poldrack, 2004). The fifth, bilateral hippocampus, 曾是

桌子 1. Characteristics of the Participants in the Successfully Scanned Comparison and Early Intervention Groups

Variable

Comparison Group

Early Intervention Group

Maternal Characteristics at Enrollment

Maternal educational attainment

Maternal IQ

Maternal age at birth

Participant Characteristics at Enrollment

性别

Race/ethnicity

High-risk index (参见方法)

Gestational age at birth

Head circumference at birth

Participant Characteristics at Time of Scan

Age at scan

SAI status

AA = African American; SAI = School Age Intervention.

10.50 (2.04) y

85.5 (9.64)

21.28 (6.91) y

15/29, 52% male

18/18, 100% AA

19.83 (5.42)

39.44 (3.52) wks

34.06 (2.21) 厘米

41.22 (1.67) y

9/18, 50% SAI

10.46 (1.53) y

84.62 (9.02)

18.72 (2.42) y

9/18, 50% male

29/29, 100% AA

19.93 (5.91)

39.32 (2.50) wks

34.33 (1.52) 厘米

41.38 (1.57) y

15/29, 52% SAI

1198

认知神经科学杂志

体积 33, 数字 6

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桌子 2. Factors Included in the Computation of Each
Participant’s High Risk Index, Measuring Poverty and
Poverty-associated Risk Factors at Time of Enrollment,
with Contributions of Each

桌子 2. (continued )

Factor and Level

Weighted
Contribution

Factor and Level

Low Maternal Educational Attainment

(Highest Grade Completed)

Weighted
Contribution

6

7

8

9

10

11

12

Low Paternal Educational Attainment

(Highest Grade Completed)

6

7

8

9

10

11

12

Family Income (Per Year), 美元

>1000

1,001–2,000

2,001–3,000

3,001–4,000

4,001–5,000

5,001–6,000

Father absent for reasons other than health

or death

Absence of maternal relatives in local area

(IE。, parents, 祖父母, or brothers or
sisters of majority age)

Siblings of school age who are one or more
grades behind age-appropriate grade or
who score equivalently low on school-
administered achievement test

Payments received from welfare agencies

within past 3 年

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Record of father’s work indicated unstable

and unskilled or semi-skilled labor

Records of mother’s or father’s IQ indicate

分数为 90 或以下

Records of sibling’s IQ indicate score of

90 或以下

Relevant social agencies in the community
indicate that the family is in need of
协助

One or more members of the family has
sought counseling or professional help
in the past 3 年

Special circumstances not included in any
of the above that are likely contributors
to cultural or social disadvantage

3

3

3

3

1

1

added because its volume is frequently associated with
early life adversity including poverty (Hanson et al., 2015).
Unless otherwise specified, volumes were expressed as
percentages of the mean comparison group volume for
the same sex, allowing us to report intervention effects
in percentage differences, a more meaningful measure
than cubic centimeters.

The effects of the early intervention on brain structure
were assessed using standard and permutation-based
测试. 最初, we assessed the effects of the early interven-
tion and possible moderation by sex, using standard and
robust ANOVA on the two relatively global measures: 这
summed volumes of ROIs and total cortical volume. A later
School-Age Intervention (SAI), not found to affect behav-
ioral measures in the long term (Campbell et al., 2019) 和
balanced between the two early intervention groups, 曾是
also included as a covariate. The five a priori ROIs were
then tested individually. Additional exploratory analyses
included early intervention effects on the surface areas
and thicknesses of the cortical ROIs and the relations of
brain measures to selected psychological measures. 最后,
the volumes, surface areas, and thicknesses of all brain
areas from the Desikan–Killiany atlas (Desikan et al., 2006)
were also assessed.

方法

参加者

The Abecedarian Project (Ramey et al., 2000) 已建立-
lished in North Carolina in the early 1970s and enrolled
112 predominantly (98%) African American infants from
homes of very low SES (low income and maternal educa-
的) with multiple associated risk factors such as paternal
缺席, welfare receipt, and low parental IQ (桌子 2),
but free of neurodevelopmental disorder. 为了

Farah et al.

1199

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equate the early intervention and comparison groups on
various demographic and risk factors, pairs of children
with equivalent baseline measures were randomly allocated
to each condition. 中的一个 112 infants initially ran-
domized to early intervention later received a diagnosis of
a congenital condition that was disqualifying based on the
exclusionary criteria, 导致 111 infants participating
in the study. The intervention was a comprehensive pro-
gram of developmentally appropriate cognitive and lin-
guistic enrichment embedded within a positive and
responsive, university-based childcare setting for five full
天 (6–8 hr) per week, 50 weeks per year.

The Abecedarian Early Intervention was designed to
provide consistently high levels of individually paced cog-
nitive and language experiences, of the kind more com-
mon in higher SES families. The program utilized the
Learning Games curriculum (Sparling & Lewis, 1984),
which is based on the Vygotskian view of the centrality
of language in cognitive development—that children learn
self-regulation by internalizing speech. Infant activities in-
cluded talking to the child, playing with cause-and-effect
toys or picture books, and offering infants an opportunity
to react to sights and sounds in the environment. As chil-
dren grew, the curriculum shifted toward more concep-
tual and skill-based learning games and interactions,
always using language, even in motor skill activities,
and eliciting language from the child.

Both the early intervention group and the comparison
group were provided with free iron-fortified baby formula
(because none were breastfed), and with social workers to
facilitate access to free or low-cost healthcare for the first
5 years of life, as well as family social services. 因此,
outcome differences would not be attributable to these
factors and both groups correctly viewed themselves as
part of a treatment group.

Over the ensuing decades, participants were evaluated via
blinded assessment on their functioning in various important
spheres of life including cognitive, educational, social–
emotional, occupational, 经济的, and health outcomes.
Cognition was assessed with IQ and academic achievement
tests of reading and mathematical skill. Tests of more specific
neurocognitive abilities such as executive function were not
管理的. Although the IQ and academic skills advantage
faded with time, more enduring benefits were observed in
other important behavioral outcomes including years of ed-
ucation completed, likelihood of college graduation, reliance
on public assistance, age at first child, and continuity of
就业 (Campbell et al., 2019; Ramey et al., 2000).
Seventy-eight study participants (42 intervention and
36 比较) traveled to Roanoke for follow-up testing
between the ages of 38 和 44 年. Eighteen were not
scanned because of anxiety or claustrophobia, 在一些
cases related to their girth relative to the scanner bore
(8 interventions and 10 comparisons); eight were not
scanned because of metal in the body (three interventions
and five comparisons); one was not scanned because of
weight alone (comparison group); and one was not scanned

because of recent neurological symptoms (干涉
团体). One intervention participant declined with no rea-
son offered, and one comparison participant’s scan failed
because of hardware error. 最后, 的 48 completed
scans, one was of poor quality (比较), leaving a total
的 47 图片. Twenty-nine of these (15 male, 14 女性)
came from the intervention group, 和 18 (9 male, 9 女性)
came from the comparison group. Mean age at time of scan
曾是 41.4 和 41.2 年 (标准差= 1.6 和 1.7) for the interven-
tion and comparison groups, 分别.

Imaging

Imaging was conducted on a 3.0-T Siemens Trio scanner. 高的-
resolution T1-weighted scans (voxel size: 1.0 × 1.0 × 1.0 毫米)
were acquired using an MPRAGE sequence (Siemens). 每个
participant’s T1 data were processed using Advanced
Normalization Tools (ANTs; Avants, 爱泼斯坦, Grossman, &
Gee, 2008). The antsMultivariateTemplateConstruction.sh
script was used to build a template using all participants’
T1 images. The population-specific template was pro-
cessed using the antssCorticalThickness.sh tool in order
to obtain a set of tissue segmentation priors. Each scan
was then processed using the population-specific template
along with antsCorticalThickness.sh (塔斯蒂森等人。, 2014).
This pipeline produces a brain extraction mask and a
six-tissue segmentation. Jacobian images of volume were
calculated from the nonlinear warp fields that align each
participant to the template. To obtain cortical labels for
each participant, the antsJointLabelFusion.sh script was
used along with an existing population of labeled images
to perform multi-atlas label fusion, which provides both
cortical labels as well as deep gray labels (王等人。, 2013).

Behavioral Measures

Although not the primary focus of this research, behavioral
data were also analyzed. These analyses were aimed at as-
sessing the relation of the brain measures used in this study
to individual psychological outcomes. Two behavioral mea-
sures were selected for these analyses. 一, contempora-
neous with the early intervention, was the Stanford–Binet
intelligence test (Form L-M), administered at age 4 年
by staff blind to group assignment. All but two of the
scanned participants had taken this test and therefore had
scores available. The other behavioral measure, obtained
the day of scanning, was a midlife strengths and risk index.
This was extracted from structured interviews conducted by
research staff blind to participants’ group assignments. 这
index was computed by adding together two checklists,
each out of 10, of strengths (such as high school graduate
and current full-time employment) and reverse-coded risk
(such as unfavorable self-rated health and first child before
年龄 20 年; Sonnier-Netto, 2018). We note that four other
assessments were administered on this occasion but were
not analyzed in relation to brain structure because they did
not measure an ability or quality of performance along a
quantitative dimension of better or worse. These were an

1200

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体积 33, 数字 6

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open-ended interview by a staff member not blind to group
assignment, an Ultimatum Game, a Multi-round Trust
Game, and a Locus of Control questionnaire (see Luo
等人。, 2018, for a report on the economic games and
Sonnier-Netto, 2018, for a report on locus of control).

分析

All statistical analyses were carried out in R (2019), 和
additional permutation analyses assisted by R package
lmPerm ( Wheeler & Torchiano, 2016), and bias-corrected
and accelerated confidence intervals calculated by boot-
strapping (Canty & Ripley, 2019; 彭, 2019; 韦斯, 2016).
For analyses reported here, unless otherwise noted,
brain measures were normalized as percentages of the
mean control participant of the corresponding sex as
如下: Relative volume = 100(v − (西德:1)与)/ (西德:1)与, 在哪里 (西德:1)vs is
the corresponding same-sex mean volume.

The resulting proportions provide a more intuitive mea-
sure of the intervention effect than absolute volumes mea-
sured in cc. 此外, by using the comparison mean
from the same-sex participants, we eliminate the size dif-
ference between male and female brains from these per-
centage increase measures.

To determine whether or not these measures would
need to be corrected for other participant characteristics
that could affect brain outcomes, we examined the rich
array of baseline measures available on the study partici-
pants and their families that are shown in Table 1. 这些
included age at scan, gestational age at birth, head circum-
ference at birth, maternal IQ, maternal educational attain-
蒙特, and overall “high risk” score. The groups were
highly similar on all measures, 如表所示 1, so that
any difference in brain outcomes cannot be attributed to
differences in these baseline measures.

The hypothesis testing sequence progressed from ana-
tomically general to specific, 那是, normalized cortex and
summed normalized ROIs and then normalized individual
ROIs. The analyses of cortex and summed ROIs consisted
of standard and permutation-based ANOVA, 包括
following variables: Early Intervention, SAI, 性别, 和所有
interactions among these variables. The effect of the early
intervention on the five ROIs was then assessed separately
for male and female individuals, with false discovery rate
(FDR) correction for the 10 multiple comparisons.

The sample size, although modest, provided adequate
power for detecting a large effect by Cohen’s classification.
具体来说, power analysis for the present sample, 和
groups of 28 和 19 参与者, indicates adequate power
by the conventional criteria of 80% power and p < .05 for an effect size of d = 0.84 (G*Power 3; Faul, Erdfelder, Lang, & Buchner, 2007). The most similar research with humans, comparing the effects of Romanian versus UK orphanage environments, shows an effect of size d = 1.13 on gray matter volume (Mackes et al., 2020; Appendix). Research that varies sustained environmental stimulation experimentally has been carried out only with animals. Although contemporary animal research in this area focuses on molecular and cellular effects, some early work reported macroscopic differences roughly analogous to those stud- ied here, focused on cortical weight, length, width, and thickness, largely in male rats (Diamond, 2001). Based on an early publication that included a table with data required for calculating a standardized effect size (Rosenzweig, 1966; Table 1), the increase in cortex weight for rats given envi- ronmental enrichment was d = 0.87. Additional exploratory analyses were undertaken to learn as much as possible from this unique data set. First, effects of the early intervention with 95% confidence intervals were assessed with normalized measures of total surface area and mean cortical thickness of cortex as a whole and the four a priori cortical ROIs for male and female participants. Second, the normalized volumes of all 134 regions of the Desikan–Killany atlas identified by joint label fusion were then analyzed in the same manner to gauge the effects of early intervention on them. Third, to assess the relation of brain measures to psychological outcomes, Pearson correlations were computed between normalized brain measures on the one hand, and IQ and midlife strengths and risk index on the other. Brain mea- sures selected for testing were confined to the two rela- tively global measures, namely, the sum of ROIs and total cortex volume, to be augmented by any regional mea- sure that showed significant effects of the intervention for participants of both sexes. The results of these correlations were FDR corrected. The goal of these analyses was to determine whether the brain measures studied here are related to psychological outcomes of interest. RESULTS Descriptive Overview of Anatomical Sequelae Table 3 presents basic descriptive data concerning partic- ipants’ brain volumes, separated by the manipulation of interest, the early intervention, as well as by sex, given other findings of sex differences in outcomes from early intervention programs. In addition to regions selected for a priori testing, included are also whole-brain volume and the remainders of cortical and brain volumes when a priori ROIs have been subtracted. Table 4 presents the same results expressed as normal- ized volumes relative to mean of same-sex comparison participants. Observe that 18 of the 20 entries in the Intervention columns of Table 4 are positive, indicating that the early intervention is associated with increased size of the whole brain, the cortex, and most of the ROIs. Observe also that, except for one region (the left inferior frontal gyrus), the group treatment effects for males were substantially greater than for females. In order to visualize the distributions of these volume measurements over participants, we plotted raw (as op- posed to normalized) volumes separated by sex and Farah et al. 1201 l D o w n o a d e d f r o m h t t p : / / d i r e c t . m i t . e d u / j / o c n a r t i c e - p d l f / / / 3 3 6 1 1 9 7 1 9 5 8 7 6 8 / / j o c n _ a _ 0 1 7 0 9 p d . f b y g u e s t t o n 0 7 S e p e m b e r 2 0 2 3 Table 3. Means and Standard Errors of Brain Region Volumes for Early Intervention and Comparison Participants Female Mean (SE) Male Mean (SE) Percent Volume Increase Comparison Intervention Comparison Intervention Areas of a priori Interest Cortex Sum of ROIs ACC (bilat) HC (bilat) IFG (L) IFG (R) STG (L) Remaining Compartments 400.77 (12.57) 402.09 (6.56) 25.59 (0.84) 26.49 (0.63) 5.4 (.11) 6.63 (0.48) 4.47 (0.17) 4.52 (0.16) 4.57 (0.30) 5.47 (0.28) 6.59 (0.11) 5.11 (0.17) 4.91 (0.19) 4.41 (0.13) 433.78 (7.8) 25.72 (0.6) 4.79 (0.27) 7.16 (0.28) 4.72 (0.13) 4.32 (0.15) 4.71 (0.16) 480.33 (9.29) 29.7 (.52) 6.24 (0.19) 7.61 (0.23) 5.30 (0.16) 5.36 (0.18) 5.11 (0.15) Total brain 868.53 (27.91) 870 (14.66) 938.11 (14.84) 1030.91 (20.45) Cortex net of ROIs 381.81 (12.21) 382.19 (6.18) Brain net of cortex and HC 461.13 (16.77) 461.32 (9.99) 415.21 (7.68) 497.17 (8.81) 458.24 (9.13) 542.97 (12.69) Abbreviations: ACC = anterior cingulate gyrus; HC = hippocampus; IFG = inferior frontal gyrus; STG = superior temporal gyrus. intervention group for the two relatively global measures of a priori interest: summed ROIs and total cortex. Figure 1 shows the effect of the intervention on the sum of ROIs, substantially more pronounced in males, as well as the ex- pected sex differences in volume. Figure 2 displays the same relations for cortex volume, again showing sex differ- ences in both volume and effect of intervention. Size and Reliability of Intervention Effects To assess the early intervention effects on the two most global of the a priori measures, namely, the sum of the pre- dicted ROIs and total cortical volume, we conducted anal- yses of variance. Tables 5 and 6 show the results of these analyses for summed ROI volumes and cortex volume, Table 4. Means and Standard Errors of Brain Region Volume Percentage Increase, Relative to Same Sex Comparison Mean, for Early Intervention and Comparison Participants Percent Volume Increase Comparison Intervention Comparison Intervention Female Mean (SE) Male Mean (SE) Areas of a priori Interest Cortex Sum of ROIs ACC (bilat) HC (bilat) IFG (L) IFG (R) STG (L) Remaining Compartments Total brain Cortex net of ROIs Brain net of cortex and HC Abbreviations as in Table 3. 0 (3.14) 0 (3.27) 0 (2.08) 0 (7.22) 0 (3.80) 0 (3.58) 0 (6.47) 0 (3.21) 0 (3.20) 0 (3.64) +0.33 (1.64) +3.50 (2.47) +1.29 (5.12) −0.67 (1.61) +14.24 (3.88) +8.61 (4.22) −3.40 (2.84) +0.17 (1.69) +0.10 (1.62) +0.04 (2.17) 0 (1.80) 0 (2.34) 0 (5.67) 0 (3.96) 0 (2.74) 0 (3.51) 0 (3.45) 0 (1.58) 0 (1.85) 0 (1.77) +10.73 (2.14) +15.46 (2.04) +30.37 (4.04) +6.27 (3.22) +14.19 (3.31) +23.88 (4.29) +7.84 (3.22) +9.89 (2.18) +10.36 (2.20) +9.21 (2.55) 1202 Journal of Cognitive Neuroscience Volume 33, Number 6 l D o w n o a d e d f r o m h t t p : / / d i r e c t . m i t . e d u / j / o c n a r t i c e - p d l f / / / 3 3 6 1 1 9 7 1 9 5 8 7 6 8 / / j o c n _ a _ 0 1 7 0 9 p d . f b y g u e s t t o n 0 7 S e p e m b e r 2 0 2 3 Figure 1. Cumulative plot of individual participants’ summed ROI volume in each group, separated by sex. respectively, with factors Sex, SAI, and all interactions. In these tables, PConv values are based on conventional analyses of variance, using the F-distribution and the ob- tained values of the F-statistic; PPerm values are based on permutation-based ANOVA. Standardized effect sizes for the early intervention effect, expressed as Cohen’s d based on F values (Thalheimer & Cook, 2002), are substantial: 1.61 for summed ROIs and 0.80 for cortex. These large effects sizes are for all partici- pants combined, male and female. As can be seen, for both summed ROI volumes and cor- tex volume, analyzed with standard and permutation- based ANOVA, the analyses agree on which differences are important and which are negligible. Specifically, Early Intervention, Sex, and their interaction are all significant, consistent with the means shown in Table 4. The later, SAI and all of its interactions are nonsignificant. The size and reliability of the intervention effects in spe- cific ROIs were then assessed for male and female participants. Correcting for multiple comparisons across the 10 tests, male Figure 2. Cumulative plot of individual subjects’ cortex volume in each group, separated by sex. Farah et al. 1203 l D o w n o a d e d f r o m h t t p : / / d i r e c t . m i t . e d u / j / o c n a r t i c e - p d l f / / / 3 3 6 1 1 9 7 1 9 5 8 7 6 8 / / j o c n _ a _ 0 1 7 0 9 p d . f b y g u e s t t o n 0 7 S e p e m b e r 2 0 2 3 Table 5. Analysis of Variance of Normalized Sum of ROI Volumes Source Early Intervention Sex School-Age Intervention (SAI) Early Int. × Sex Early Int. × SAI. Sex × SAI Early Int. × Sex × SAI Residuals Df Mean Sq. 1 1 1 1 1 1 1 39 1042 638 127 431 4 0 100 74 F Value 14.12 8.65 1.72 5.84 0.06 0 1.36 PConv 0.001 0.006 0.200 0.020 0.807 0.986 0.251 PPerm 0.000 0.023 0.190 0.025 0.902 0.583 0.251 participants showed significant increases in three of the five areas and female participants showed an increase in one. Figure 3 depicts the relationship of the early interven- tion on percentage volume increase in the sample, sepa- rated by sex, for volumes of the five individual a priori ROIs. The 95% bootstrap confidence intervals show that, for male individuals, the intervention had a positive effect on bilateral ACC, LIFG, and RIFG, with smaller positive nu- merical differences observed on LSTG and bilateral hippo- campus. For female individuals, only the LIFG shows a relationship that is comparable to that of the male partic- ipants. Applying FDR correction to the 10 tests together, the areas just noted were significant at q = 0.0025, 0.0025, 0.0233, and 0.0488, respectively. Exploratory Analyses: Beyond the Volumes of Selected ROIs and Relations to Behavior Cortical surface area and thickness index different devel- opmental processes, with surface area assumed to reflect the development of cortical columns and cortical thick- ness reflecting the development of cells within a column as well as synapse formation, pruning, and myelination ( Johnson & de Haan, 2015). As with SES effects (Noble & Giebler, 2020), the intervention effects were more pro- nounced for cortical surface area than thickness. Table 7A provides the numerical values corresponding to the volume effects shown in Figure 3, for comparison with the cortical surface area and cortical thickness results reported next. Table 7B shows that males had significantly expanded surface areas for cortex, bilateral ACC, and RIFG, similar to the volume findings, as indicated by confidence intervals that did not cross zero, along with LSTG; for LIFG surface area, the confidence interval just crossed zero. Female participants showed surface area effects only for LIFG, similar to the findings for volume. In contrast, as shown in Table 7C, the intervention had little effect on cor- tical thickness, with the only one confidence interval fail- ing to cross zero, indicating thinning of LSTG for males. An exploratory analysis sought to assess the relations of brain to behavioral measures of psychology in this sample. Brain anatomy has a priori relevance to psychological func- tion, which is one reason to study it in animals and humans. Although further testing of this relation was not a goal of this study, we attempted a brief confirmation that the relation was present for the participants studied here. As detailed in the Methods section, two psychological outcomes were selected and examined in relation to the two relatively global brain volumes of interest, as well as the most reliably affected ROI, which was LIFG. Pearson correlations (and bootstrapped p values) of the six brain–behavior relation- ships are shown in Table 8, demonstrating each brain Table 6. ANOVA of Cortex Volume Source Early Intervention Sex School-Age Intervention (SAI) Early Int. × Sex Early Int. × SAI Sex × SAI Early Int. × Sex × SAI Residuals Df Mean Sq. F Value 1 1 1 1 1 1 1 39 362 483 52 320 19 119 71 54 6.69 8.93 0.96 5.91 0.35 2.21 1.32 PConv 0.014 0.005 0.334 0.020 0.560 0.146 0.258 PPerm 0.019 0.037 0.121 0.017 0.902 0.065 0.295 1204 Journal of Cognitive Neuroscience Volume 33, Number 6 l D o w n o a d e d f r o m h t t p : / / d i r e c t . m i t . e d u / j / o c n a r t i c e - p d l f / / / 3 3 6 1 1 9 7 1 9 5 8 7 6 8 / / j o c n _ a _ 0 1 7 0 9 p d . f b y g u e s t t o n 0 7 S e p e m b e r 2 0 2 3 Figure 3. Percent differences in volume of individual ROIs resulting from treatment in male (top) and female (bottom) participants, with 95% confidence intervals. Table 7. Cortex and Regional Effects of Early Intervention Relative to Comparison Groups for (A) Volume, (B) Cortical Surface Area, and (C) Cortical Thickness Female Participants Male Participants Mean % Difference 95% CI Lower Limit 95% CI Upper Limit Mean % Difference 95% CI Lower Limit 95% CI Upper Limit (A) Regional Volume Cortex Left Superior Temporal Gyrus Left Inferior Frontal Gyrus Right Inferior Frontal Gyrus Bilateral Anterior Cingulate Gyrus Bilateral Hippocampus (B) Regional Surface Area Cortex Left Superior Temporal Gyrus Left Inferior Frontal Gyrus Right Inferior Frontal Gyrus Bilateral Anterior Cingulate Gyrus (C) Regional Mean Thickness Cortex Left Superior Temporal Gyrus Left Inferior Frontal Gyrus Right Inferior Frontal Gyrus Bilateral Anterior Cingulate Gyrus 0.33 −3.40 14.24* 8.61 1.29 −0.67 0.87 −0.09 20.04* 1.13 −5.33 −0.38 −1.4 −4.97 1.13 6.08 −6.03 −16.05 4.33 −1.77 −9.35 −4.62 −6.45 −15.04 4.17 −7.50 −18.66 −5.72 −12.33 −15.67 −7.50 −3.03 * Indicate differences whose 95% confidence intervals do not cross zero. 7.36 11.12 24.88 19.74 12.16 15.32 9.57 17.51 38.52 8.41 7.75 5.48 8.79 5.55 8.41 14.36 10.73* 7.84 14.19* 23.88* 30.37* 6.27 13.13* 17.34* 12.63 21.99* 30.41* −1.94 −7.38* 1.04 2.83 0.39 5.02 −0.34 5.28 12.88 16.90 −4.62 7.39 8.03 −0.39 8.56 18.62 −4.99 −12.82 −5.93 −3.50 −5.81 15.73 18.02 21.96 33.98 44.22 15.32 18.43 26.96 24.85 37.47 42.59 0.83 −1.79 8.61 9.12 6.93 Farah et al. 1205 l D o w n o a d e d f r o m h t t p : / / d i r e c t . m i t . e d u / j / o c n a r t i c e - p d l f / / / 3 3 6 1 1 9 7 1 9 5 8 7 6 8 / / j o c n _ a _ 0 1 7 0 9 p d . f b y g u e s t t o n 0 7 S e p e m b e r 2 0 2 3 Table 8. Pearson Correlations between Brain Volumes and Psychological Measures (Bootstrapped, FDR-Corrected q Values) of Six Brain–Behavior Relationships Brain Region Stanford–Binet Midlife Strengths and Risks Index Summed ROIs +0.29 (0.045) +0.21 (0.191) Cortex LIFG +0.42 (0.015) +0.23 (0.191) +0.36 (0.015) +0.35 (0.016) measure was significantly associated in the expected direc- tion with one or both of two psychological outcomes. Finally, the relative volumes of all 134 regions delineated by the Desikan–Killiany atlas, as well as the surface areas and thicknesses of cortical regions, were compared for early intervention and comparison participants, separated by sex. The three large tables containing these results and their 95% confidence intervals are included with raw data at the Figshare link listed at the end of the paper. We offer these data for descriptive purposes to readers seeking additional information. Given the many regions tested, caution re- garding potential false positives is warranted. Of the regions subjected to exploratory analysis, a num- ber showed substantial volume increases. More regions overall showed volume increases from the intervention in male than female participants, 42 (all positive in sign) versus six (of which five were positive). Similarly, surface area showed numerous positively signed differences for male individuals and many fewer such differences observed for female individuals. Intervention effects on cortical thick- ness were overall fewer in number for both sexes and in- cluded both positive and negative differences. One question of interest addressed by the exploratory analyses is whether the sex difference observed with the a priori brain measures is specific to those measures. Before examining the different anatomical dimensions of the rest of the cortex and brain in all brain regions, one might have thought that anatomy is affected for both sexes equally, but with different regional distributions or differ- ent manifestations in volume, surface area, or thickness. The findings here indicate that this is not the case. Rather, the results obtained throughout the brain suggest that macroscopic brain structure is more affected by early life cognitive and linguistic stimulation in male than in fe- male individuals. DISCUSSION Here we report the first evidence that normal variation in early life experience impacts human brain structure. Specifically, we show that the cognitive and linguistic envi- ronment of young humans affects macroscopic brain struc- ture. Unlike previous observational research, which cannot address causality, the present data show that early life expe- rience shapes brain structure, through its immediate causal effects and continuing chains of causal consequences. Only one other randomized experimental study of early life experience in humans has reported brain measures, the Bucharest Early Intervention Project. It differs from this study in two ways. First, it could not shed light on the earliest years of human development, because its randomized component started at 2 years, as opposed to early infancy. Second, the manipulation involved a general and severe perturbation of childhood experience, includ- ing limited social, emotional, motoric experience in addi- tion to limited cognitive and linguistic experience in Romanian orphanages. At 2 years of age, children were randomly assigned to foster care or continued institutional care. The impact of home rearing improved, but did not fully restore, later cognitive abilities, psychological adjust- ment, or brain structure (Mackes et al., 2020; Sheridan, Fox, Zeanah, McLaughlin, & Nelson, 2012). The inability of the fostering experience to “rescue” the brain from pathological treatment in the first 2 years does not address the question of interest here: whether experience changes brain struc- ture in the context of normal human development, such that higher versus lower levels of cognitive and linguistic stimulation in the earliest years of life make a difference in brain structure. The present study therefore provides unique information about the causal relationship between early life experience and human brain structure, and the specific effect of cognitive and linguistic stimulation. The present findings are also relevant to understanding the recently observed relation between brain structure and socioeconomic status (Noble & Giebler, 2020). Two general types of explanation have been put forward for this relation. On the one hand, it may be that environmental causes, such as the well-documented disparities in opportunities for cognitive stimulation and child-directed speech, are responsible, which is called a “social causation” account because the social environment causes the observed differ- ences (Dunham, 1961). On the other hand, genetic inheri- tance of neural and cognitive differences may operate, and insofar as these differences influence SES, they could accountwhich is called a for the relations between brain, cognition, and SES (Murray, 2020; Wax, 2017), called a “social selection” account because different levels of SES select individuals based on their innate capabilities (Dunham, 1961). In order for brain disparities to be accounted for by the first type of account, it must be the case that cognitive and linguistic experience impacts brain structure. The present results provide the first evidence that this is true. The results showed a pronounced sex difference in the effect of the early intervention, with larger effects on males. The only a priori ROI for which the intervention benefitted females to the same degree as males was the left inferior frontal gyrus; female participants showed non- significant trends in some but not all other a priori areas. Of note, animal studies measuring gross anatomical effects of environmental stimulation frequently include only males, and a variety of differences have been reported when both sexes are included (Diamond, 2001). 1206 Journal of Cognitive Neuroscience Volume 33, Number 6 l D o w n o a d e d f r o m h t t p : / / d i r e c t . m i t . e d u / j / o c n a r t i c e - p d l f / / / 3 3 6 1 1 9 7 1 9 5 8 7 6 8 / / j o c n _ a _ 0 1 7 0 9 p d . f b y g u e s t t o n 0 7 S e p e m b e r 2 0 2 3 For humans, it is not uncommon for childhood interven- tion studies to find differences in efficacy for the behavior of male and female individuals (García, Heckman, & Ziff, 2018; Chetty, Hendren, & Katz, 2016). A recent meta-analysis of sex differences in response to early childhood education across studies found small sex differences favoring female in- dividuals for most outcomes, with a more pronounced effect of reduced grade retention and special education referral fa- voring male individuals (Magnuson et al., 2016). For the Abecedarian Early Intervention, many of the young adult be- havioral measures showed more lasting effects for female than male participants (Campbell et al., 2019), with the ex- ception that later cardiovascular and metabolic health indicators showed more benefits to male participants (Campbell et al., 2014). The reasons for sex differences in the Abecedarian and other program outcomes are poorly understood. They could involve biological differences between the sexes or social differences in their lives or both. Furthermore, these differences could moderate the intervention effect through either their effects on sensitivity to environmental enrichment in the intervention group or to the conditions of poverty in the comparison group or both (García et al., 2018; Golding & Fitzgerald, 2017). Limitations of this study include those intrinsic to the sample and those intrinsic to MRI. Regarding the sample, it is small compared to most current studies in cognitive neuroscience. The trend toward larger samples has been motivated in part by the realization that they reduce the risk of false positives, in addition to the more obvious reduction in risk of false negatives (Button et al., 2013). Sample size impacts false positives by its relation to statis- tical power, and power in turn depends on expected effect size. Crucially, power and replicability are not determined simply by sample size per se, but rather by sample size in relation to the size of the effect being tested. As discussed in the Methods section, our sample is adequately powered to detect a large effect, and a large effect is plausible given effect sizes from comparable studies in humans and ani- mals. On this basis, it was appropriate to proceed with analyses of the sample. The effects we found were also large, and the possibility that they were false positives, by chance yielding p values below 0.05, is unlikely. As shown in Table 5, the main effect of the intervention on the a priori summary measure was highly significant by conventional and permutation testing; in the latter case, the precise value was 0.000000004, truncated to 0.000 in the table. In summary, although recent concerns about sample size in neuroscience are well-justified in general, they do not call into question this study and its findings. Regarding MRI, it does not reveal changes in the brain at the cellular level. On the basis of our data, we cannot know whether the intervention affected size or number of neuronal or glial cell bodies, of dendrites, synapses, or other experience-dependent features of brain tissue doc- umented by animal research. Furthermore, the study is limited by having images from just one stage of life, long after the conclusion of the intervention. While the endur- ing nature of the effect adds to its potential practical im- portance, it would have been ideal to scan participants longitudinally, starting in infancy, in order to further con- strain the ways in which early childhood experience and the causal chain of its later life effects impact the brain. In the absence of such data, we can nevertheless con- clude that early life cognitive and linguistic stimulation im- pacts brain structure, in the form of larger volumes of brain regions associated with cognition. At present, only a small number of human beings in the world have ever under- gone early, intensive, and sustained cognitive and linguis- tic intervention with random assignment, namely, the participants of the Abecedarian project. Their brain struc- ture findings extend, in a qualitative way, our knowledge of experiential effects on the brain. They also argue for in- vestment in future randomized intervention studies, with longitudinal, multimodal imaging and behavioral mea- sures starting in infancy. Acknowledgments The authors thank Carrie Bynum and Laura Bateman for their assistance in data collection and Vincent Hurtubise for computer systems support. Reprint requests should be sent to Martha J. Farah, Center for Neuroscience & Society, University of Pennsylvania, 3710 Hamilton Walk, Goddard Labs 506, Philadelphia, PA 19104, or via e-mail: mfarah@psych.upenn.edu. Author Contributions Martha J. Farah: Conceptualization; Formal analysis; Investigation; Methodology; Writing—Original draft. Saul Sternberg: Conceptualization; Formal analysis; Software; Visualization; Writing—Review & editing. Thomas A. Nichols: Data curation; Formal analysis; Writing—Original draft. Jeffrey T. Duda: Data curation; Writing—Original draft. Terry Lohrenz: Data curation; Investigation; Methodology; Writing—Review & editing. Yi Luo: Investigation; Methodology; Writing—Review & editing. Libbie Sonnier: Data curation; Writing—Review & editing. Sharon L. Ramey: Conceptualization; Resources; Writing—Review & editing. Read Montague: Conceptualization; Investigation; Methodology; Resources; Writing—Review & editing. Craig T. Ramey: Conceptualization; Resources; Writing—Review & editing. Funding Information This work was supported by a Principal Research Fellowship from the Wellcome Trust (R. M.), Virginia Tech (R. M.) and the School of Arts and Sciences Research Fund, University of Pennsylvania (M. J. F.). Data and Materials Availability Anonymized brain measures analyzed here with group membership, age, and sex, as well as analyzed regional Farah et al. 1207 l D o w n o a d e d f r o m h t t p : / / d i r e c t . m i t . e d u / j / o c n a r t i c e - p d l f / / / 3 3 6 1 1 9 7 1 9 5 8 7 6 8 / / j o c n _ a _ 0 1 7 0 9 p d . f b y g u e s t t o n 0 7 S e p e m b e r 2 0 2 3 differences in volume, surface area, and thickness, are a v a i l a b l e a t h t t p s : / / f i g s h a r e . c o m / a r t i c l e s / E a r l y _Experience_Volume_Cortical_Thickness_Surface_Area _data/9161894. Diversity in Citation Practices A retrospective analysis of the citations in every article published in this journal from 2010 to 2020 has revealed a persistent pattern of gender imbalance: Although the proportions of authorship teams (categorized by estimated gender identification of first author/last author) publish- ing in the Journal of Cognitive Neuroscience ( JoCN ) during this period were M(an)/M = .408, W(oman)/M = .335, M/W = .108, and W/W = .149, the comparable pro- portions for the articles that these authorship teams cited were M/M = .579, W/M = .243, M/W = .102, and W/W = .076 (Fulvio et al., JoCN, 33:1, pp. 3–7). Consequently, JoCN encourages all authors to consider gender balance explicitly when selecting which articles to cite and gives them the opportunity to report their article’s gender citation balance. The authors of this article report its pro- portions of citations by gender category to be as follows: M/M = .542, W/M = .125, M/W = .167, and W/W = .167. 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Randomized Manipulation of Early Cognitive image
Randomized Manipulation of Early Cognitive image
Randomized Manipulation of Early Cognitive image

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