政策简介

政策简介

Matthew A. Kraft

(corresponding author)

教育部

Brown University

Providence, RI 02906

mkraft@brown.edu

Joshua F. Bleiberg

Annenberg Institute

Brown University

Providence, RI 02906

joshua_bleiberg@brown.edu

THE INEQUITABLE EFFECTS OF TEACHER

LAYOFFS: WHAT WE KNOW AND CAN DO

抽象的
Economic downturns can cause major funding shortfalls for U.S.
public schools, often forcing districts to make difficult budget
削减, including teacher layoffs. In this brief, we synthesize the
empirical literature on the widespread teacher layoffs caused by
the Great Recession. Studies find that teacher layoffs harmed
student achievement and were inequitably distributed across
学校, 教师, and students. Research suggests that specific
elements of the layoff process can exacerbate these negative ef-
fects. Seniority-based policies disproportionately concentrate lay-
offs among teachers of color, who are more likely to be early career
教师. These “last-in first-out” policies also disproportionately
affect disadvantaged students because these students are more
likely to be taught by early career teachers. The common prac-
tice of widely distributing pink slips warning about a potential
job loss also appears to increase teacher churn and negatively im-
pact teacher performance. Drawing on this evidence, we outline a
set of policy recommendations to minimize the need for teacher
layoffs during economic downturns and ensure that the burden
of any unavoidable job cuts does not continue to be borne by stu-
dents of color and students from low-income backgrounds.

https://doi.org/10.1162/edfp_a_00369

© 2021 Association for Education Finance and Policy

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Inequitable Effects of Teacher Layoffs

I N T RO D U C T I O N
Economic booms and busts are an unavoidable feature of the U.S. 经济. When re-
cessions occur, the consequences for public school funding can be devastating. Spend-
ing on K–12 education makes up approximately one fourth of states’ total budgets,
with states providing, 一般, 47 cents per dollar of total K–12 funding (Urban
Instiute 2021). Budget shortfalls invariably force districts to make difficult decisions
about the necessity of teacher layoffs, given that instructional salaries and benefits con-
stitute over 60 percent of total operational expenditures (Jackson, Wigger, and Xiong
2021).

Most recently, the immediate economic fallout from the COVID-19 pandemic led
school districts to lay off over 445,000 employees in a single month, with early job
losses largely concentrated among specialized instructional support personnel and ser-
vice workers (古尔德 2020). Most districts were able to avoid what analysts projected to
be large-scale teacher layoffs (McNichol and Leachman 2020) thanks to unexpectedly
strong state tax receipts and the influx of unprecedented federal aid from the Coron-
avirus Aid, Relief, and Economic Security (CARES) Act and the American Rescue Plan
(ARP) Act. 然而, teacher layoff policy remains as salient as ever given the budget
shortfalls that some districts still face today due to declining enrollment (安德森
2021), the coming funding cliff when federal aid is exhausted, and the ever-present
prospect of future economic downturns.

In this brief, we synthesize the empirical literature on teacher layoffs, with particular
attention to the consequences of layoffs for educational equity. We then outline policy
recommendations for minimizing layoffs and ensuring the burden of any unavoidable
job cuts is not born disproportionately by students of color and students from low-
income backgrounds.

L E S S O N S F RO M T H E G R E AT R E C E S S I O N
The Great Recession and its consequences for K–12 education provide a sobering case
study about the repercussions of teacher layoffs. The K–12 public education system lost
几乎 350,000 jobs between 2008 和 2012, including over 120,000 elementary and
secondary teachers (埃文斯, Schwab, and Wagner 2019; Griffith 2020). Several studies
now show that the education funding cuts caused by the Great Recession harmed stu-
dent achievement and increased educational inequality. Jackson, Wigger, and Xiong
(2021) leverage differences in states’ historical reliance on state-level funding to esti-
mate the causal effect of recessionary funding cuts. They find that for every $1,000 decrease in per-pupil spending induced by the Great Recession, student achievement declined by 0.04 标准差 (标清) and college-going rates fell by 1.2 百分点. These negative effects were larger for black students, increasing the black–white test score gap by 0.06 SD per every $1,000 减少. Shores and Steinberg (2019) 前任-
ploit differences in the exposure and intensity of recessionary cuts and also find a clear
relationship between larger cuts and decreased achievement. Their analyses illustrate
that more severe spending cuts caused by the Great Recession decreased math scores
0.06 SD more among districts with high concentrations of black students and 0.08 标清
more among high-poverty districts compared with districts that served more white and
affluent student populations (4th versus 1st quartiles).

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Matthew A. Kraft and Joshua F. Bleiberg

Although it is difficult to isolate the degree to which layoffs directly contributed to
recession-induced declines in achievement, there are strong reasons to suspect that
they played at least some role. Jackson, Wigger, and Xiong (2021) find that for ev-
ery dollar in spending cuts during the Great Recession, districts reduced instructional
spending (IE。, teacher salaries and benefits) 经过 $0.45, 一般. Substantial declines
in instructional expenditures are nearly impossible without reductions-in-force (RIFs).
Prior studies have also shown how teacher turnover across schools and churn within
学校, both consequences of layoffs, negatively affect student achievement (Ronfeldt,
Loeb, and Wyckoff 2013; Atteberry, Loeb, and Wyckoff 2017). Layoffs can also result
in class size increases, which have negative consequences for student achievement
(Rivkin, Hanushek, and Kain 2005; 给, Glewwe, and Whitler 2012). Districts often
concentrate teacher layoffs among specialists such as those that teach the arts. 一些
randomized controlled trials suggest that cuts to arts education would erode the im-
portant role the arts play in promoting students’ social-emotional and critical thinking
技能 (Bowen, Greene, and Kisida 2014; Kisida, Bowen, and Greene 2016; Greene et al.
2018; Bowen and Kisida 2019).

Research has further demonstrated how the layoff process itself has detrimental ef-
fects on teachers and students. State statutes and local collective bargaining agreements
often require districts to notify in early spring any teacher who may be laid off. The un-
certainty of the budgeting process leads districts to send three to six times as many
teachers a “pink slip” (notice of potential dismissal) than is typically necessary. 金子-
haber, Strunk, and their colleagues draw on data from the Los Angeles Unified School
District and Washington state to show that RIF notices, most of which do not result in
an actual layoff, can increase teacher mobility across schools and lower teacher perfor-
曼斯 (Goldhaber et al. 2016; Strunk et al. 2018). The authors argue that the threat of
job loss induced substantial workplace stress, decreasing job commitment and shifting
teachers’ time toward alternative job searches.

S E N I O R I T YB A S E D L AYO F F S
At the time of the Great Recession, the vast majority of districts used seniority as
the sole determinant of teacher layoffs, often within certification area (科恩 2010).
District-wide “last-in first-out” (LIFO) policies provide a simple, 客观的, and trans-
parent approach for conducting layoffs. 同时, seniority-based layoffs
exacerbate the negative consequences of the layoff process through multiple chan-
内尔斯. 第一的, LIFO layoffs during the Great Recession resulted in substantial teacher
churn as early career teachers were laid off, even if their positions were not elimi-
指定的, causing the district to reshuffle teachers across schools (Goldhaber et al. 2016).
第二, seniority-based layoffs increase the total number of layoffs (Roza 2009).
Kraft’s (2015) analyses of discretionary layoffs in Charlotte-Mecklenburg Schools (CMS)
show how the more holistic layoff process used by CMS, which considered multiple
criteria (such as performance evaluations, license status, and experience), 导致
fewer total teacher layoffs because it removed some more experienced, higher-paid
教师.

A third negative consequence of the LIFO layoff process is that it can result in the
removal of some high-performing early career teachers. Although teachers improve

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369

Inequitable Effects of Teacher Layoffs

桌子 1. Racial Composition of U.S. K—12 Public School Teachers by Career Status

Teacher Race/Ethnicity

All Teachers

Experienced Teachers

Early Career Teachers

白色的

黑色的

Hispanic

Asian

Hawaiian/Pacific Islander

Native American/Alaskan

Multiple race/ethnicities

80.1%

80.8%

6.7%

8.5%

2.3%

0.2%

0.4%

1.8%

6.5%

8.2%

2.2%

0.2%

0.4%

1.6%

74.3%

8.3%

11.1%

2.3%

0.3%

0.6%

3.1%

笔记: Early career teachers have three or fewer years of experience and experienced teachers
have four or more years of experience.
来源: National Teacher and Principal Survey 2015—16 (https://nces.ed.gov/pubsearch/
pubsinfo.asp?pubid=2017156).

with experience, 一般 (Papay and Kraft 2015), there still exists considerable vari-
ation in performance among teachers with the same level of seniority (Gordon, Kane,
and Staiger 2006). 不出所料, several simulations document that fewer than
one in five teachers targeted for layoffs under district-wide inverse-seniority policies
would also be laid off under a performance-based policy (Boyd et al. 2011; Goldhaber
and Theobald 2013). Analyzing actual teacher layoffs in CMS, Kraft (2015) shows that
laying off an effective teacher lowered student achievement by 0.05 到 0.11 SD more than
laying off an ineffective teacher. Further evidence from Washington, 直流, public schools
finds large gains in achievement (0.14 到 0.21 标清) due to turnover by low-performing
教师, coupled with negative effects of turnover among high-performing teachers.
一起, these studies point to the importance of considering teacher effectiveness in
layoff decisions (Adnot et al. 2017).

最后, LIFO policies can undercut efforts by districts to improve teacher recruit-
ment and selection and to diversify the teacher workforce. Seniority-based layoffs result
in proportionally larger concentrations of layoffs among teachers of color because they
are more likely to be early career teachers relative to white teachers. We illustrate this
point using nationally representative data on the U.S. K–12 public teacher workforce
from the 2015–16 National Teacher and Principal Survey. As shown in table 1, 黑色的
teachers constitute 6.5 percent of the experienced teacher workforce (4 years or more)
但 8.3 percent of early career teachers (3 years or less). 相似地, Hispanic teachers
constitute 8.2 percent of the experienced teacher workforce, 但 11.1 percent of early ca-
reer teachers. 相比之下, white teachers make up a larger share of experienced teachers
compared with early career teachers (80.8 百分比与 74.3 百分). Comparing the
proportion of teachers of a given race who are early-career teachers also illustrates that
teachers of color are more likely to be in the early phase of their career. 使用相同的
数据, we find that 7.2 percent of all Hispanic teachers and 7.0 percent of black teachers
are early career, while only 4.9 percent of white teachers are early career. The dispro-
portionate concentration of layoffs among teachers of color under LIFO is particularly
concerning given mounting evidence of the large and lasting benefits students of color
experience as a result of being taught by a teacher with a common racial background
(Gershenson, 汉森, and Lindsay 2021).

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桌子 2. Percent of U.S. Eighth-Grade Students Taught by
Early Career Teachers in English Language Arts

Student Race/Ethnicity

Early Career Teachers

全面的

白色的

黑色的

Hispanic

FRPL eligible

FRPL ineligible

13.0%

12.1%

16.4%

18.0%

14.9%

11.4%

笔记: Early career teachers have two or fewer years of expe-
里恩斯. FRPL = free or reduced-price lunch. Students attend
traditional and charter public schools.

来源: 2017 National Assessment of Educational Progress
restricted-use files for eighth-grade reading.

D I S P RO P O R T I O N AT E E X P O S U R E TO T E AC H E R L AYO F F S
Research shows that students of color and students from low-income backgrounds are
more likely than their white and more affluent peers to lose teachers due to layoffs.
This pattern holds true across districts because: (1) districts that disproportionately serve
vulnerable students rely most on state aid, 和 (2) state revenues from sales and income
taxes are more sensitive to economic downturns than local revenues from property
税收 (贝克, Sciarra, and Farrie 2014; 埃文斯, Schwab, and Wagner 2019). The result
is that districts in less affluent communities must contend with comparatively larger
budget cuts and resulting layoffs (骑士 2017).

This differential exposure to layoffs is also a pattern that holds within districts,
particularly those that implement district-wide, seniority-based layoffs (Goldhaber and
Theobald 2013). 例如, in the first two years of the Great Recession, black and
Hispanic elementary students in Los Angeles Unified School District had 72 百分
和 25 percent greater odds, 分别, of having their teacher laid off compared with
their white peers (Knight and Strunk 2016). The intuition for this is straightforward.
Schools that serve students of color and students from low-income backgrounds are, 在
average, staffed by less-experienced teachers (Clotfelter et al. 2006; Peske and Haycock
2006; Goldhaber, Quince, and Theobald 2018). This pattern of differential exposure
to early career teachers is clearly evident in table 2. Among a nationally representative
sample of eighth-grade students who took the 2017 National Assessment of Educational
进步, 16.4 percent of black students and 18.0 percent of Hispanic students were
taught English language arts by early career teachers (two years or less) compared with
仅有的 12.1 percent of white students. 相似地, 14.9 percent of students from low-income
backgrounds had early career English language arts teachers compared with 11.4 每-
cent of their more affluent peers.

The unequal distribution of experienced teachers across schools is due to higher
rates of turnover in high-poverty schools serving students of color (Simon and Johnson
2015) as well as within-district transfer policies and patterns. Many collective bargaining
agreements provide tenured teachers rights or advantages during the internal transfer
process for securing open positions at other schools (莱文, Mulhern, and Schunck
2005). This further enables a pattern where experienced teachers systematically

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371

Inequitable Effects of Teacher Layoffs

transfer away from schools with unsupportive working conditions, which also tend to
serve low-income students and students of color, to supportive schools often serving
more affluent, white students (Boyd et al. 2011; 约翰逊, Kraft, and Papay 2012; Anzia
and Moe 2014). One consequence of these sorting patterns is that LIFO layoff policies
end up removing less-experienced teachers, sometimes en masse, from a small hand-
ful of schools. Further compounding these inequities, high-poverty districts that serve
more students of color are more likely to have seniority-based layoff policies (Ingle,
威利斯, and Herd 2017).

T H E PAT H F O RW A R D
The Great Recession had profound and lasting negative consequences for K–12 pub-
lic education borne most by students of color and low-income students. K–12 employ-
ment was only just approaching pre-recession levels after ten years of economic growth.
The Great Recession caused the largest labor force decline in the history of U.S. 民众
schools until the COVID-19 pandemic. Although the immediate future looks brighter
than many analysts predicted at the onset of the COVID-19 pandemic, the long-term
prospects of potential teacher layoffs remain. 以下, we present a set of policy recom-
mendations to minimize the need for layoffs and their disproportional impact on vul-
nerable students.

Federal Level
Create a Federal Stabilization Fund for Districts
Given the negative consequences of teacher layoffs for both student achievement and
整体经济, the federal government should create an education stabiliza-
tion fund to help states and districts minimize cuts during economic downturns (Coun-
cil of the Great City Schools 2020; Baker and Di Carlo 2020; Gordon and Reber 2020).
These stabilization funds should be allocated with appropriate local discretion over how
best to target funds toward core personnel and operating expenses rather than overly
specific prescriptions.

Require States to Collect Data on Teacher Layoffs
Policy makers lack detailed information about the scale and distribution of teacher lay-
offs. The federal government should require states to collect and provide detailed data
on the gender, race/ethnicity, grade-level, 主题, and school characteristics of teachers
who receive pink slips and are ultimately laid off. Such data are critical for understand-
ing whether groups of schools, 教师, or students are disproportionately affected in
the layoff process either because of LIFO policies or potential discriminatory practices
under a more flexible approach.

State Level
Adopt a Maintenance-of-Equity Approach for Budget Cuts
Given the larger reliance on state funding among high-poverty districts, across-the-
board cuts to state education funding can further exacerbate existing funding gaps
(Corcoran and Evans 2012; de Brey et al. 2019). Any unavoidable reductions in state

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Matthew A. Kraft and Joshua F. Bleiberg

aid should be targeted toward more regressive state funding programs and distributed
in a way to maintain more equitable total funding levels across districts.

Move Away from Seniority-Based Layoff Policies
LIFO layoff policies are inequitable, lead to more total job losses, and undercut efforts
to recruit talented and diverse teachers. Since the Great Recession, twenty states have
enacted legislation that significantly restricts the use of seniority as the primary factor in
determining teacher layoffs (Dabbs 2020). All states should pass laws barring districts
from using seniority as the sole criteria for layoffs, while also ensuring protections for
teachers from discriminatory employment practices that often disproportionately affect
female teachers (Biasi and Sarsons 2020) and teachers of color (D’amico et al. 2017;
德雷克, Auletto, and Cowen 2019).

District Level
Explore Alternative Ways to Reduce Personnel Expenditures
Districts can reduce the need for layoffs through early retirement incentives and col-
lective action, such as wage freezes, temporary wage reductions, and furloughs (dur-
ing noninstructional days) for all employees, including district leadership. These ap-
proaches are not without their own negative consequences but should be on the table
if core classroom teaching positions are at risk.

Communicate Early and Avoid Unnecessary Pink Slips
Districts should work to reduce uncertainty about the threat of layoffs by engaging in
early and transparent communication about the scope and process of potential layoffs.
Every effort should be taken to accelerate the budgeting process to avoid distributing
more pink slips than is absolutely necessary.

Use Existing Flexibilities to Conduct Holistic Layoffs
Districts have more flexibility now than ever to avoid concentrating layoffs in schools
that predominantly serve students of color and students from low-income backgrounds.
仅有的 30 percent of the largest districts in the country continue to use seniority as the
primary criterion to inform the layoff process (Saenz-Armstrong 2020). These districts
should continue to work with teacher unions to develop more holistic layoff procedures
that both protect teachers’ rights from unfair labor practices and provide flexibility to
consider multiple criteria and school needs (Goldhaber and Theobald 2020).

Implement School-Based Rather than Districtwide Layoffs
Districts should explore and adopt layoff processes that distribute RIFs more equitably
across schools, minimizing teacher churn. One such example is the school-based pro-
cess used by CMS during the Great Recession. CMS allocated layoffs across schools
based on enrollment projections, principals then identified position categories to be
reduced and, finally, district officials selected which teacher(s) within these categories
would be RIFed at a school based on multiple criteria (Kraft 2015).

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Inequitable Effects of Teacher Layoffs

C O N C L U S I O N
The burden of budget cuts and teacher layoffs need not fall disproportionately on stu-
dents of color and students from low-income backgrounds. There is ample room for
districts to move toward more equitable layoff practices when layoffs are unavoidable.
Let’s learn from the past so we do not repeat it.

致谢
This research was generously funded by William T. Grant Foundation award #G1098. 我们是
grateful for the research support provided by Samuel Lynch and Anna Bogdanok, and feedback
from Bruce Baker, Nora Gordon, Constance Lindsay, and Allison Socol and her colleagues at The
Education Trust.

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