Alcohol, violence and injury-induced mortality:
Evidence from a modern-day prohibition*
Kai Barron1, Charles D.H. Parry2,4, Debbie Bradshaw2,3, Rob Dorrington3, Pam
Groenewald2, Ria Laubscher2, and Richard Matzopoulos2,3
1WZB Berlin
2South African Medical Research Council
3University of Cape Town
4Stellenbosch University
抽象的
This paper evaluates the impact of a sudden and unexpected nation-wide alcohol sales ban
in South Africa. We find that this policy causally reduced injury-induced mortality in the coun-
try by at least 14%. We argue that this estimate constitutes a lower bound on the true impact
of alcohol on injury-induced mortality. We also document a sharp drop in violent crimes, 印迪-
cating a tight link between alcohol and aggressive behavior in society. Our results underscore
the severe harm that alcohol can cause and point towards a role for policy measures that target
the heaviest drinkers in society.
JEL Codes: I18, I12, K42
关键词: Alcohol, mortality, 经济学, 健康, 犯罪, 南非, COVID-19, 暴力.
* We are grateful to Johannes Abeler, Peter Barron, Anna Bindler, Andrew Faull, Tilman Fries, Elisabeth Grewenig, Heather
Jacklin, Simas Kucinskas, Jan Marcus, Melissa Newham, Paul Rodriguez Lesmes, Julia Schmieder, Marica Valente, Corne van
Walbeek, Anna Wilke and Rocco Zizzamia for many valuable suggestions. We also thank the editor and two anonymous referees
for their helpful comments. The authorship order of this paper follows the conventions from the health sciences with Barron and
Matzopoulos occupying the two lead author positions, reflecting the interdisciplinary nature of this research, which straddles eco-
nomics and the health sciences. Author contributions: KB and RM conceptualized the study. KB performed the statistical analysis
and wrote the draft manuscript. RD, PG, RL and DB contributed to the collection of the mortality data. All authors contributed to
the revision of the manuscript. Barron gratefully acknowledges financial support from the German Science Foundation via CRC
TRR 190 (project number 280092119).
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 由哈佛大学和麻省理工学院的校长和研究员撰写. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
1 介绍
Excessive alcohol consumption is common in many developing and developed countries (艾伦
等人。, 2017; Katikireddi et al., 2017; Rehm et al., 2018; WHO, 2019; Probst et al., 2020). 它有
been associated with numerous social harms, including motor vehicle collisions, 暴力, risky
sexual behavior, long-run adverse health effects, reduced productivity at work, mortality, and mor-
bidity (看, 例如, Carpenter and Dobkin, 2011; Rehm et al., 2017; Griswold et al., 2018; WHO,
2019). These harms are often borne by individuals other than the person consuming alcohol. 这些
externalities may be imposed either directly (as in the case of interpersonal violence) or indirectly
(as in the case of public health insurance).1 最后, questions regarding the morality and
correct societal regulation of alcohol have been debated in societies around the world for centuries,
with virtually all modern and past societies placing legal and religious constraints on alcohol con-
消费 (Phillips, 2014). It is crucial, 所以, to accumulate robust empirical evidence that
allows us to construct a clear picture of the true influence of alcohol in society. Despite this, 我们的
current understanding of the causal impact that alcohol has at a societal level is largely limited to
the estimates of theoretical models (看, 例如, Rehm et al., 2003, 2017; Probst et al., 2018; Shield
等人。, 2020). There is a scarcity of direct causal evidence.2 One reason for this is that it is rare to
observe an abrupt abatement in alcohol consumption in the entire population of a region or country.
Without an exogenous shift of this nature, it is difficult to parse the influence of alcohol consump-
tion on a particular outcome from the influence of the personal characteristics of the individuals
who choose to drink heavily.
The sudden and unexpected ban on the sale of alcohol in South Africa on July 13, 2020 亲-
vides a rare opportunity to understand how alcohol consumption influences behavior and outcomes
1Alcohol consumption may also lead individuals to harm themselves—intoxication can reduce
self-control, inducing myopic behavior that the individual would avoid if sober (O’Donoghue and
Rabin, 2001; Schilbach, 2019).
2The causal evidence that does exist typically focuses on specific segments of society, with eval-
uations of the impact of changes to the minimum legal drinking age providing the main example
of this (Carpenter, 2004; Carpenter and Dobkin, 2011, 2017).
1
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
at a societal level. Since research by health scientists has identified alcohol consumption as a ma-
jor risk factor for injury-related deaths globally, this points towards the hypothesis that reducing
alcohol consumption in an entire country could cause a large reduction in injury-related mortal-
性 (看, 例如, Rehm et al., 2003, 2017).3 It is of key importance to test this hypothesized causal
relationship by assessing how mortality is actually affected when a policy that drastically reduces
alcohol consumption is introduced.
This paper uses the exogenous variation provided by a natural experiment in the form of a
sudden and unexpected alcohol sales ban to study the causal impact of alcohol on mortality due to
unnatural causes at a societal level.4 We also present evidence on one central potential mechanism
underpinning this relationship by evaluating the impact that the ban had on aggressive behavior
in society (例如, homicides, assaults, reported rape cases). This analysis is valuable as it provides
policy-makers with robust evidence about the harm that alcohol consumption generates in society
and informs our understanding of whether reducing alcohol consumption is an effective way to
save lives and alleviate interpersonal violence. It therefore contributes evidence towards the wider
discussion regarding the aggregate costs and benefits of alcohol consumption to society, paving the
way for evidence-based policy making.
Our main analysis uses daily mortality data from South Africa from the period between January
1, 2017 and December 31, 2021. This allows us to use data from previous years to carefully
3例如, the WHO (2019) estimates that alcohol was responsible for 0.9 million of the
5.9 million global injury-related deaths in 2016, while Probst et al. (2018) use a comparative risk
assessment approach to estimate that over 12 000 of the approximately 50 000 injury-related deaths
in South Africa in 2015 were attributable to alcohol consumption.
4In the paper we use the terms “injury-induced mortality” and “unnatural mortality” inter-
changeably. We do this because we find that the former provides a more natural terminology and
is therefore more suitable for an interdisciplinary readership, while the latter corresponds to the
designation of these deaths in the National Population Register dataset and is used on abbreviated
death certificates in South Africa (Dorrington et al., 2020). Deaths due to unnatural causes include
deaths with an external cause, such as homicides, traffic injuries and suicides, while natural deaths
pertain to conditions resulting from aging and illness.
2
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
control for temporal regularities in mortality observed over the course of the year in our analysis.
This is important because we show that there are highly regular, systematic patterns in the number
of unnatural deaths observed according to the day-of-the-week and day-of-the-month. Using a
difference-in-difference empirical strategy, we evaluate the change in mortality due to unnatural
causes that occurred as a result of the alcohol sales ban implemented in July 2020.
This policy shift serves as a good natural experiment for several reasons. 第一的, it was unex-
pected. The alcohol ban was announced in the evening of Sunday, 七月 12, 2020, and came into
immediate effect from Monday morning on July 13, 2020. 第二, it was implemented in the mid-
dle of the so-called “Level 3” COVID-19 policy response period during which time other policies
and regulations were largely held constant.5 One important exception to this is that the alcohol
ban was introduced together with a curfew, which operated between 9PM and 4AM. 然而,
in our analysis we demonstrate that this curfew had very little influence on mortality. 第一的, 我们
show that when the alcohol ban was lifted, but the curfew remained in place, unnatural mortality
jumped back up to the same level observed in previous years, indicating that the curfew alone did
not reduce unnatural mortality. 第二, we conduct a sensitivity analysis that makes use of a one
hour reduction in the length of the curfew (i.e. moving the start time from 9PM to 10PM) 哪个
occurred in the middle of the relevant period. This shift on the intensive margin during the alcohol
ban period had no effect on unnatural mortality.
Our main result is that the alcohol ban reduced the number of people dying from unnatural
causes in South Africa by at least 120 per week. This reflects the lowest estimate of the effect size
that we obtain across a range of different empirical specifications. It represents a substantial reduc-
tion in mortality due to unnatural causes, since it implies a 14% reduction in all unnatural deaths
in the country when compared to the average level during the five weeks immediately preceding
the July Alcohol Ban.
The analysis below reveals an extremely strong gender gradient in this effect—the observed
reduction in mortality is almost entirely confined to men. This is not entirely surprising for two
5The July Alcohol Ban was in force between July 13, 2020 and August 17, 2020. It therefore
divides the Level 3 时期, which spanned June 1, 2020 to August 17, 2020, neatly in half.
3
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
原因. 第一的, in South Africa men are far more likely to die of unnatural causes than women
(大约 78% of the over 150 000 deaths from unnatural causes recorded in our dataset
之间 2017 和 2019 were males).6 This pattern is not unique to South Africa. 例如,
Gawryszewski and Rodrigues (2006) describe the gender distribution of injury-related mortality
in Brazil in 2003 and show that 84.3% of the people that died from injury-related causes (例如,
homicides, suicides, transport-related deaths) were men. 第二, as in many countries around the
世界 (例如, 巴西, 俄罗斯), in South Africa men are far more likely than women to engage in heavy
drinking (WHO, 2019). We find that the ban on alcohol reduced the number of men dying due to
unnatural causes by at least 120 per week, but find no evidence that it had a statistically significant
effect on injury mortality among women in the population as a whole. (重要的, this does not
imply that the absence of alcohol had no impact on other outcomes for women, such as gender-
based violence, which often does not result in death. 以下, we show that the number of reported
rape cases was reduced by the alcohol ban.) 更远, we provide evidence that approximately half
of the observed reduction in mortality is found amongst young men aged 15-34.
To provide support for the validity of these main results, we conduct several robustness ex-
ercises. These include running placebo regressions, varying the window size around the policy
change used for our analysis, and relaxing the assumptions made on the error structure (附录
Section C.2). We also address two key concerns regarding the quality of the natural experiment
and the assumptions underlying our ability to use it to identify the impact of alcohol on mortality
(Appendix Section C.1).
To better understand what is driving this drop in mortality due to unnatural causes, we aug-
ment our main results by conducting an additional analysis that examines police crime data on
6While detailed cause-of-death data is not yet available in South Africa for 2020, Matzopoulos
等人. (2015) report that for 2009, the three leading causes of unnatural mortality in South Africa
were homicides, road-traffic injuries and suicide. Homicides constituted 36% of unnatural deaths,
和 86% of these being male deaths. Road-traffic injuries resulted in 33% of unnatural deaths,
和 76% of these being male deaths. Suicides made up 12.3% of unnatural deaths, 和 82% 的
these being male deaths.
4
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
homicides, assaults, and reported rape cases during the period of interest. We document evidence
indicating that the alcohol ban resulted in a sharp drop in all of these outcomes, with at least 77
fewer homicides, 790 fewer assaults and 105 fewer rape cases reported per week during the alcohol
ban period in comparison to the preceding five weeks. This constitutes a drop in each outcome of
21%, 33% 和 19% 分别.
To illustrate the dynamic effects of the alcohol ban, we also report the results from event study
analyses that examine the evolution in unnatural mortality and the three violent crime outcomes
随着时间的推移. The general pattern that emerges is that the effect of the ban appears to have been
strongest in the first few weeks. One speculative potential reason for this is that black market trade
and production may have reduced the effectiveness of the ban over time. 全面的, the results we
document provide compelling evidence that alcohol is causally responsible for inducing aggressive
behavior in society at a significant scale, resulting in substantial harm.
What lessons can be drawn from these results? 第一的, these findings are highly informative
for policy discussions within South Africa as they provide clear causal evidence of a strong re-
lationship between alcohol consumption and both interpersonal violence and unnatural mortality.
This evidence therefore helps to support the conclusions drawn from comparative risk assessment
(CRA) analyses by health scientists (看, 例如, Probst et al., 2018; Matzopoulos et al., 2021).
第二, this paper provides a valuable contribution to the collective global effort to better
understand the relationship between alcohol, violence and injury-related outcomes more generally.
This is an extremely important endeavour, since alcohol is estimated to have been responsible for
5.3% of all deaths worldwide in 2016 (3 百万), 和 0.9 million of those being injury-related
deaths (WHO, 2019; Shield et al., 2020). While it is essential to acknowledge that any evidence
collected within a single country relates to behavior that occurs within a particular societal context,
collecting rigorous evidence across a range of contexts makes it possible to aggregate the evidence
and identify which alcohol-driven relationships occur systematically across contexts, and which are
context-specific (IE。, mediated by an interaction between alcohol consumption and other societal
因素). The evidence presented here is particularly useful for this exercise since South Africa
is part of a class of countries that make up a large part of the world’s population, but tend to be
5
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
underrepresented as the focus of academic research relative to more developed nations due partially
to constraints on the availability of highly detailed data. This evidence from South Africa provides
an informative benchmark for countries characterised by high levels of injury-related deaths, A
sizable fraction of the population that drinks excessively, a strong asymmetry in drinking patterns
between men and women, and high levels of poverty and inequality. This set of characteristics is
reflective of several countries in Eastern Europe and South America, such as Brazil (在哪里 32.6%
of men and 6.9% of women were heavy episodic drinkers [HEDs] 在 2016, which is nearly identical
to the pattern in South Africa, 在哪里 30.6% of men and 6.5% of women were HEDs, 根据
WHO (2019)) and Russia (在哪里 48.4% of men and 24.2% of women were HEDs in 2016). 两个都
Brazil and Russia also share many other structural similarities with South Africa that could interact
with alcohol consumption in influencing behavior, such as suffering from social issues including
贫困, inequality and high levels of violence. Both countries are also characterized by a strong
gender asymmetry in unnatural deaths, similar to South Africa (看, 例如, Starodubov et al., 2018;
Gawryszewski and Rodrigues, 2006).
第三, our results provide a society-level demonstration of the way in which alcohol can act
as a catalyst in inducing violence. While contextual factors in different countries may shape the
way in which excessive alcohol consumption manifests in behavior, the growing body of evidence
of a deep link between excessive alcohol consumption and aggressive behavior is important for
all countries. The evidence discussed in this paper complements a large body of existing work
showing that there is a strong association between alcohol consumption and aggressive behavior
across a range of domains (for a review of this evidence, see Tomlinson et al., 2016). More specif-
ically, our causal evidence contributes to the existing literature that documents a strong association
between homicides and alcohol, finding that a high fraction of homicide offenders (and victims)
were under the influence of alcohol at the time of the offence (for systematic reviews, see Darke,
2010; Kuhns et al., 2011, 2014).7
7例如, Kuhns et al. (2011) reports that from over 70 000 toxicology test results from
13 国家 (predominantly from the United States), 48% of homicide victims tested positive for
alcohol, while Kuhns et al. (2014) reports that from almost 30 000 homicide offenders across nine
6
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
所以, in summary, the evidence discussed in this paper is highly informative for local pol-
icy discussions, but also helps to advance the wider global effort of constructing a clear evidence-
based understanding of the relationship between alcohol, aggressive behaviour and harmful out-
来了.
Relation to the literature. This paper contributes to several strands of the literature. It re-
lates most closely to the body of work that studies the short-run relationship between alcohol and
harmful behavior, such as violence, suicide and crime (Carpenter, 2004, 2005A, 2007; Biderman
等人。, 2010; Rossow and Norstr¨om, 2012; Wilkinson et al., 2016), road traffic collisions (Baugh-
man et al., 2001; Chikritzhs and Stockwell, 2006), risky sexual behavior (Carpenter, 2005乙), 和
outcomes such as mortality and morbidity (Matzopoulos et al., 2006; Carpenter and Dobkin, 2009;
Marcus and Siedler, 2015; Carpenter and Dobkin, 2017; Sanchez-Ramirez and Voaklander, 2018;
Nakaguma and Restrepo, 2018). There are two main empirical approaches that have been em-
ployed in this literature to provide this type of causal evidence: (我) using changes in underage
drunk driving laws or minimum drinking age laws (看, 例如, Wagenaar and Toomey, 2002; Car-
penter and Dobkin, 2009, 2011, 2017), 或者 (二) using changes in the alcohol trading hour regulations
(看, 例如, Biderman et al., 2010; Green et al., 2014; Marcus and Siedler, 2015; Wilkinson et al.,
2016; Sanchez-Ramirez and Voaklander, 2018).8 Each of these approaches generates valuable in-
sights regarding the influence of an important alcohol control policy margin (IE。, restrictions on
young adults on the verge of legal adulthood, or restrictions on late-night on-premise drinking
or late-night purchases). Collectively, this evidence points towards alcohol control policies being
effective in reducing short-run social harms on these margins.
据我们所知, we are the first to document causal evidence of the short-run
国家 (mostly Australia, the United States and Europe), 48% were reported to be under the
influence of alcohol. In recent work that explores the causal role of alcohol in victimization more
宽广地, Bindler et al. (2021) show that obtaining increased access to alcohol at ages 16 和 18 在
the Netherlands results in sharp discontinuous increases in the risk of being a crime victim.
8An exception to this is Nakaguma and Restrepo (2018), who study the impact of a single-
day alcohol sales ban during the 2012 municipal elections in Brazil and find that motor vehicle
collisions and traffic-related hospitalizations were reduced by 19% 和 17% 分别.
7
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impact that alcohol consumption has at a societal level in contemporary times. 在这个, our paper
joins a long history of research trying to understand the relationship between alcohol and mortality
and morbidity more broadly (看, 例如, Bates, 1918; Emerson, 1932; Warburton et al., 1932, 为了
some early contributions). This work emanates from the contentious social debates of the late
nineteenth and early twentieth century in many Western societies, including the United States,
about whether allowing alcohol consumption is good for society (Blocker, 2006). A set of more
recent studies have tried to estimate the effect that state and federal prohibition statutes enacted in
the United States during the early decades of the twentieth century had on mortality and morbidity
(Miron and Zwiebel, 1991; Miron, 1999; Dills and Miron, 2004; Owens, 2011; 利文斯顿, 2016;
Law and Marks, 2020). This literature portrays a highly ambiguous picture regarding the health and
safety impacts of alcohol prohibition. 然而, in a recent contribution, Law and Marks (2020)
argue that they overcome several empirical challenges faced by the prior work and conclude that
early prohibition laws enacted between 1900 和 1920 significantly reduced mortality rates in the
United States.9
Our results are in line with the conclusions of Law and Marks (2020). 然而, 我们的研究
differs from the research examining the United States Prohibition era in several important ways.
The Prohibition research typically considers a substantially longer time horizon, often using yearly
数据. This implies that it is evaluating the composite effect of prohibition laws, along with all
the social changes that occur as society shifts to a new equilibrium. 此外, 下列
considerations suggest that these evaluations are likely to be measuring the influence of alcohol
together with other social changes: (我) endogenous community characteristics influenced where
dry laws were passed prior to 1920, and the degree to which they were enforced after National
9Bhattacharya et al. (2013) reach a similar conclusion in their insightful analysis of the 1985-
1988 Gorbachev Anti-Alcohol campaign, showing that the campaign was associated with a marked
reduction in mortality during the late 1980s, while the demise of the campaign saw increased
mortality in the early 1990s. 有趣的是, much of this effect was lagged due to the delayed effect
of alcoholism on several health outcomes leading to mortality, 例如. liver cirrhosis and heart disease.
Our paper complements their work by providing an analysis of the short-term behavioral impact.
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Prohibition came into force in 1920, (二) the first decades of the twentieth century constituted a
period of substantial turbulence in the prevailing social norms regarding alcohol, 和 (三、) the gap
between prohibition laws being enacted and becoming effective was up to two years (Blocker,
2006; Law and Marks, 2020). 相比之下, we use daily mortality data to study the impact of an
immediate and unanticipated five-week drop in alcohol consumption. 所以, the interpretation
of our results is complementary but different: our results examine the short-run influence of alcohol
on mortality in society as it currently is, rather than the influence of alcohol prohibition policies
on medium and long-run mortality after adjusting to the new equilibrium. 此外, society has
changed in the last hundred years, which makes it useful to document modern evidence.
This paper also relates to the small body of literature that studies the impact of curfews on
犯罪, which documents mixed results.10 Last, our results add to the recent work studying the
impact of COVID-19 policy responses on crime, 暴力, morbidity and mortality in South Africa
and other countries (例如. Poblete-Cazenave, 2020; Leslie and Wilson, 2020; Abrams, 2021; Bullinger
等人。, 2021; Nivette et al., 2021; Navsaria et al., 2021; Moultrie et al., 2021; Chu et al., 2022).11
The remainder of the paper is organized as follows: 部分 2 describes the data and policy
background, 部分 3 outlines the empirical strategy we adopt, 部分 4 reports the main re-
sults and robustness exercises, 部分 5 presents an event-study analysis, 部分 6 描述了
additional results on interpersonal violence, and Section 7 concludes.
10Kline (2012) shows that the introduction of a juvenile curfew in Dallas reduced the arrest rate
of individuals below the statutory curfew age for both violent and property crimes. 相比之下,
Carr and Doleac (2018) use variation in the timing of the onset curfews in Washington DC to
provide evidence that gunfire increased by 150% during the marginal hour (IE。, the first hour of the
curfew). 所以, the existing evidence regarding the effectiveness of curfews is ambiguous—it
is not well established whether they increase or decrease crime rates.
11In an earlier version of this paper, we also devoted more space to describing the evolution of
unnatural mortality during other phases of the policy response to COVID-19 in South Africa (看,
例如, Appendix C in Barron et al., 2020).
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
2 Data and the Policy Landscape
2.1 Policy Timeline
The policy change studied in this paper is the introduction of a complete ban on all alcohol sales
in South Africa. This change was announced on the evening of Sunday, 七月 12, 2020 and came
into force immediately the following morning on Monday, 七月 13, 2020 (Government Gazette,
2020乙). The explanation provided by the South African government for implementing this policy
was to try to free up hospital resources in order to be prepared for potential COVID-19 related hos-
pitalizations (Ramaphosa, 2020). The underlying idea circulating amongst medical professionals
was that alcohol-related injuries are responsible for a substantial number of hospital admissions
every week in South Africa and, 所以, making alcohol unavailable would reduce the number
of such injuries, thereby freeing up hospital resources in the short-run. The ban was unexpected
and represented a deviation from the South African government’s carefully constructed COVID-19
response plan, which involved a cautious step-by-step scaling back of restrictions from the most
extreme policy bundle (等级 5) to the least extreme (等级 1). The alcohol ban was implemented
in the middle of the Level 3 时期.
To properly interpret the results below, it is important to fully understand the context and policy
background. 期间 2020, 南非, like the rest of the world, faced the challenge of having to
rapidly develop a policy response to try to ameliorate the impact of the COVID-19 pandemic. 这
South African government’s initial response was swift and decisive: on March 27, 2020, 南
Africa entered a stringent lockdown period that included strict stay-at-home orders (政府
Gazette, 2020A). After an initial period of high uncertainty, the government developed a policy
response plan that involved a gradual step-by-step relaxation of the strict policy response measures
from Level 5 to Level 1. 数字 1 provides an overview of the timeline of policy changes during the
period of interest for this paper and Table 15 in the Appendices summarizes the main regulatory
changes during each period.
After the initial period of extremely strict Level 5 措施, there was a slight relaxation of
policy measures to Level 4 on May 1, 2020, but for much of the general population, this still
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involved a continuation of the state of lockdown. On June 1, 2020, the country entered Level 3,
which is the key period of interest for this paper. 等级 3 involved a further relaxation of policy
restrictions on daily life. The key restrictions in place during Level 3 were the following: (我) off-
premises and e-commerce alcohol sales were only permitted from Monday to Thursday between
9AM and 5PM,12 (二) there was no official curfew, but individuals were only permitted to leave
their house when they had a valid reason (例如. exercise between 6AM and 6PM, going to work),
(三、) gathering in groups was still forbidden, with some exemptions for work or specific religious
事件. In practise, these restrictions were not easy to regulate and enforce, particularly in areas
with informal housing and high-density living conditions.
数字 1: Timeline of policy events
Control A
Treatment
Full Lockdown
July Alcohol Ban
等级 5
等级 4
等级 3
等级 2
27 行进 2020
1 可能 2020
1 六月 2020
13 七月 2020
18 八月 2020
31 七月 2020
(Curfew shift)
In the middle of the Level 3 时期, on July 13, 2020, the government abruptly introduced a
complete ban on the sale of alcohol. Along with this alcohol ban, a curfew from 9PM to 4AM was
introduced. Below we provide evidence showing that the curfew is unlikely to have been a key
determinant of any changes observed in mortality due to unnatural causes during this period.
We therefore consider the July Alcohol Ban period as our treatment period and evaluate how
the level of unnatural mortality was shifted by the introduction of the alcohol ban.
2.2 数据
This paper uses outcome data from two sources. 第一的, in our main analysis, we use national daily
mortality data from January 1, 2017 to September 13, 2020. This dataset is collected by the De-
12These sales were permitted for businesses holding either an on-premises or off-premises con-
sumption liquor license.
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partment of Home Affairs and curated by the South African Medical Research Council. 它包含
a record of all deaths of persons with a valid South African identity document (Dorrington et al.,
2020). We focus on mortality due to unnatural causes. This includes deaths precipitated by road
traffic injuries, interpersonal violence, and suicide, but excludes all deaths due to natural causes,
such as illness (例如, COVID-19). Unnatural deaths, 所以, are often caused by risky behavior
with immediate consequences. 像这样, the data allow us to examine how policy changes imple-
mented during 2020 influenced short-run mortality through changes in behavior. In the remainder
of the article, all references to mortality refer to mortality due to unnatural causes unless otherwise
specified.
第二, in Section 6, we augment our main analysis by investigating interpersonal violence as
a potential mechanism driving our unnatural mortality results. We do this using data obtained from
the South African Police Services (SAPS) on homicides, assaults and reported rape cases. 这
data is described in more detail in Section 6.
数字 2 provides a descriptive illustration of our unnatural mortality data. The bold black line
denotes weekly mortality levels due to unnatural causes between March 2020 and February 2021,
while the grey lines reflect the same measure for each of the previous three years. The shaded
vertical bars denote the three periods during which alcohol bans were implemented, with the July
Alcohol Ban the second of these three alcohol bans. The thick dark bar at the bottom of the figure
indicates when a curfew was in place (见表 15 for details regarding the curfew).
The figure reveals several interesting features in the data. 第一的, it is striking how regular mor-
tality patterns are from year to year (prior to 2020). The three grey lines (reflecting 2017, 2018
和 2019) all appear to follow a similar trajectory. 第二, the strong Level 5 and Level 4 政策
responses, which included a full lockdown as well as an alcohol ban, were associated with a large
drop in unnatural mortality in 2020 relative to previous years. 第三, a visual inspection of the
graph suggests that the introduction of the Level 3 period brought mortality numbers back up to a
level slightly below that observed in previous years. The figure also provides suggestive evidence
that the introduction of the July Alcohol Ban then reduced the rate of unnatural mortality again.
(The aim of the analysis below is to evaluate whether this visual pattern in the raw data reflects a
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robust statistical relationship when subjected to a more rigorous analysis.) 最后的, the figure suggests
that during the first week following each of the alcohol bans, there was a sharp rise in unnatural
mortality. 例如, this appears to have occurred at the end of the Level 3 period—mortality
jumped upwards despite the curfew remaining in place when the alcohol ban was rescinded. 这
increase in mortality during the first part of the Level 2 period suggests that the curfew was not a
crucial reason for the lower mortality levels observed during the July Alcohol Ban.
Our main analysis uses three versions of this unnatural mortality data. The first contains a
record of daily mortality levels in the country as a whole.13 The second dataset is similar, 除了
that it is disaggregated by gender: it contains two observations for every day—one for men and
one for women. The third dataset contains unnatural mortality data for the sub-population of
individuals aged 15-34 (for completeness, we also report the corresponding results for other age
团体). The main reason for examining this sub-population is that young adults are typically
viewed as being the group that is most prone to risky behavior and therefore potentially the most
affected by the short-run negative outcomes associated with alcohol.
13To facilitate the interpretation of the analysis below, it is important to take note of some other
empirical regularities observed in the data. In Appendix D, we show that unnatural mortality dis-
plays the following patterns. 第一的, the number of daily deaths due to unnatural causes is markedly
different for men and women. 之间 2017 和 2019, the daily average number of deaths due to
unnatural causes was 31 for women and 109 for men. 第二, unnatural mortality in South Africa
follows a strong and systematic weekly pattern: Mortality is at least 50% higher on Saturdays and
Sundays in comparison to weekdays for men, and at least 25% higher for women. 第三, 那里
is also variation in mortality according to the day of the month, with higher mortality levels ob-
served at the beginning and end of the month. One potential explanation for these monthly peaks
is that they are associated with wage payment days. This monthly cycle is the reason why Figure
2 displays a zigzag pattern in weekly mortality. 第四, there is some heterogeneity in mortality
observed across different months of the year, with the main outlier being December, where higher
levels of mortality are observed. In our analysis below, the detailed data that we have from previous
years allows us to control for these systematic patterns in mortality.
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3 Empirical Strategy
Our empirical strategy utilizes the sudden implementation of the July Alcohol Ban as a natural
实验. In combination with the observation that unnatural mortality follows a highly regular
temporal pattern, this allows us to employ a difference-in-difference style estimation approach.
本质上, our main analysis conducts a comparison of the number of unnatural deaths observed
during the alcohol ban period (in the second half of Level 3) with the number observed during the
period that immediately preceded it (in the first half of Level 3).
In doing this, it is important to isolate the effect of the alcohol ban from unrelated weekly and
seasonal changes in behavior. Using detailed mortality data from four years (i.e. 2017, 2018, 2019
和 2020), we do this in three main ways: (1) we control for the systematic variation in mortality
using day-of-the-week, day-of-the-month and year fixed effects, (2) we control directly for the
baseline mortality level observed during the Level 3 calendar period and alcohol ban calendar
period in the preceding three years, 和 (3) to account for the role played by weekends and the
systematic way in which the first and last weekends of the month are characterized by higher
levels of unnatural mortality, we flexibly control for weekend effects. 此外, to allow for the
fact that the systematic patterns in behavior may have changed in 2020, we interact these weekend
effects with 2020 indicator variables in our main analysis. 以下, we conduct several robustness
exercises to ensure that our results are not driven by our empirical specification.
Our main specification, 所以, removes weekly, monthly, seasonal and yearly time trends
that may play a role, allowing us to focus on the difference in mortality observed within the Level 3
period in 2020 before and after the implementation of the alcohol ban.14 We estimate the following
14Difference-in-difference studies typically use a control group that follows the same time tra-
jectory as the treatment group, but that are not affected by the intervention or natural experiment
(often due to being in a different geographical location). 这里, we instead use detailed information
on outcomes observed in previous years in the same geographical location as our control. 这
approach has also been used in other previous (例如. Caliendo and Wrohlich, 2010; Sch¨onberg and
Ludsteck, 2014) and contemporary (例如. Leslie and Wilson, 2020; Abrams, 2021) 工作.
14
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model using Ordinary Least Squares:
我的,t,g =α0 + α1 · L3y,t + α2 · Ty,t + α3 · L3y,t × Y2020 + β · Ty,t × Y2020 + λy,t + ϵy,t,G
(1)
where My,t,g refers to the number of daily unnatural deaths in year y on day-of-the-year t in group
G (i.e. for a specific gender or age group) and λy,t is a vector of time-related fixed effects that vary
across specifications.15 To control for seasonal mortality, we include two calendar period indicator
变量: L3y,t, which corresponds to the Level 3 calendar period, and Ty,t, which corresponds to
the July Alcohol Ban calendar period. 重要的, both these variables take a value of 1 为了
relevant calendar periods in all years in our data (IE。, in the years between 2017 和 2020). 我们
then interact each of these two variables with an indicator variable that takes a value of 1 if the year
是 2020. The first interaction variable, L3y,t × Y2020, is crucial for our identification as it controls
for the influence of the basket of Level 3 policies that were in place throughout the Level 3 时期
(which encompasses the July Alcohol Ban period). Controlling for the baseline level of mortality
during the Level 3 period in 2020 allows us to use the second interaction variable, Ty,t × Y2020, 到
examine the shift in unnatural mortality that occurred when the July Alcohol Ban was introduced.
Our main coefficient of interest, β, provides an estimate of the impact of the alcohol ban on
15The vector λy,t varies across the empirical specifications that we use.
In the specification
associated with columns (*A) of our results, it is an empty vector. In columns (*乙), it includes
a set of weekend controls that contains an indicator variable for being a weekend day, the first
weekend of the month, the last weekend of the month, and also interactions of each of these
weekend variables with a 2020 indicator variable. In our preferred specification, usually reported
in columns (*C) of our results tables, λy,t includes day-of-the-week, day-of-the-month and year
fixed effects in addition to the weekend controls. Due to the substantial systematic weekly and
monthly heterogeneity in mortality described in Appendix Section D, the inclusion of these fixed
effects should improve the precision of the estimates. As an illustration, 桌子 5 in the Appendices
provides an example of the results that report the coefficients for the weekend variables in full.
笔记, in column (*C), the reason that the weekend day variable is omitted is to avoid collinearity
with the day-of-the-week fixed effects.
15
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mortality by estimating the shift in unnatural mortality that occurred when the alcohol ban was
introduced. 具体来说, β reports the difference between the first and second halves of the Level
3 period in 2020, controlling for the corresponding difference observed in pre-2020 years.16
4 结果
4.1 The impact of the alcohol ban on the population as a whole
桌子 1 reports our main results. The main coefficient of interest, β, is associated with the in-
teraction variable, Alcohol Ban Period × Year=2020, and is reported in bold in the table. 我们的
preferred specification is reported in column (1C) and includes the full set of fixed effects. 这
results indicate that the alcohol ban reduced unnatural mortality by 21.99 deaths per day (95% CI:
11.39–32.58). Our estimates of the magnitude of the impact of the alcohol ban are similar across
the different specifications, but the inclusion of fixed effects substantially improves the precision.
When interpreting these results, there are two additional important considerations to keep in
头脑. 第一的, it is also worth noting that there is a large estimated relationship between weekends
and mortality. 桌子 5 in the Appendices reports the coefficients for the full set of weekend con-
巨魔. These results show that: (我) substantially more individuals die from unnatural causes on
Saturdays and Sundays in comparison to other days of the week, (二) this weekend effect is even
more pronounced on the first and last weekend of the month, 和 (三、) these weekend effects were
dampened during 2020 (as can also be seen in Figure 15 in the appendices). 然而, controlling
for this weekend effect does not affect the estimated impact of the alcohol ban much. 第二,
16The interpretation of the other coefficients is as follows: α1 reports the average difference in
unnatural mortality between the first half of the Level 3 calendar period and the rest of the year
in pre-2020 years, while α2 reports the average difference in unnatural mortality between the first
and second halves of the Level 3 calendar period in pre-2020 years. The corresponding interaction
coefficients for 2020, α3 and β, report the change in the corresponding objects for 2020 关系到
pre-2020 years: α3 is the additional difference in unnatural mortality between the first half of the
等级 3 period and the rest of the year in 2020 relative to pre-2020 years.
16
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
数字 2 showed that there was a spike in unnatural mortality during the first week of the Level 3
时期 (IE。, the first week of June 2020). This week forms part of our control period and since this
one-week spike in unnatural mortality may have been a reaction to the end of the previous alcohol
禁止, it could be argued that it is appropriate to also consider an empirical specification that omits
this week from the control period. 为此原因, we also conduct this exercise, replicating Table
1, but essentially reducing the Level 3 period by one week in our estimation by omitting the first
week of June 2020 from the Level 3 period variable. These results are reported in Table 6 在里面
Appendices. 正如预期的那样, this slightly reduces the magnitude of our estimate for β, with these
results indicating that the reduction in unnatural mortality due to the alcohol ban was 17.96 deaths
per day (95% CI: 7.60–28.33). We view it as reassuring that the results are not very sensitive to
the inclusion or exclusion of this week and also yield highly consistent estimates across the range
of different exercises we conduct (下面讨论).
4.2 Heterogeneity by gender
下一个, we consider heterogeneity by gender. There are two reasons for this. 第一的, unnatural mortal-
ity levels of men and women are very different, with approximately 3.5 men dying from unnatural
causes for every 1 woman (看, 例如, 数字 16 in the Online Appendix). 第二, the cause-of-
death distribution is different for men and women. 例如, the ratio of men to women dying
from homicides is higher than the ratio of men to women dying from road-traffic injuries (看, 例如,
Matzopoulos et al., 2015). 第三, we know from the existing literature that men and women dis-
play markedly different patterns of drinking behavior in many countries, including South Africa.
例如, the WHO (2019) reports that heavy episodic drinking was five times higher amongst
men in comparison to women in South Africa in 2016. 一起, these factors could lead to a
differential effect of the alcohol sales ban by gender.
桌子 3 in the Online Appendix reports the estimated impact of the alcohol ban on the unnatural
mortality of men and women. For men, the pattern is similar to that observed in the population as
a whole, with the estimates indicating that the alcohol ban reduced mortality by approximately 21
deaths per day—our preferred specification in column (1C) reports a reduction of 21.43 (95% CI:
17
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12.13–30.74). For women, we find no significant impact of the alcohol ban on mortality. As above,
we also replicate the results when omitting the first week of June 2020 from the control period (看
桌子 7) and under this specification estimate that the alcohol ban reduced mortality amongst men
经过 18.05 per day (95% CI: 8.95–27.15).
4.3 Focusing on younger adults
Young adults comprise a group that is of particular interest when studying the impact of alcohol
on short-run outcomes. The reasons for this is that they are typically more likely to engage in risky
行为 (例如. risky drinking). We therefore estimate the impact of the alcohol ban on the sub-
population of younger adults between the ages of 15 和 34 年. 桌子 4 in the Online Appendix
reports these results. We find that the alcohol ban reduced mortality amongst men in this age-group
by approximately 12 deaths per day, with an estimated reduction of 11.78 (95% CI: 5.49–18.07) 在
柱子 (1C), and may have had a small impact on the mortality of younger women. An important
implication of these results is that the reduction in mortality observed for men of all ages does
not seem to be completely due to a reduction in risky behavior by young adults. 这 12 lives of
younger men saved per day by the alcohol ban is only slightly over half of the 21 male lives of all
ages saved per day.17 When we omit the first week of Level 3 from our control period (见表 8
in the Appendices), we obtain an estimated reduction in the mortality of young men of 10.24 (95%
CI: 3.90–16.58), and no significant impact for young women.
To investigate the relationship between age and the impact of the alcohol ban further, 图中
17然而, an important caveat to keep in mind is that the victims of alcohol-related deaths
are often not the users themselves (as in the case of interpersonal violence and motor vehicle
碰撞). 所以, the demographic characteristics of the individuals engaging in the risky
behavior may not always correspond to the demographic characteristics of the individuals who
are affected by the behaviour. Examining the change in mortality amongst young adults may not
reflect the true aggregate impact of any change in the behaviour of young adults. This externality
of alcohol consumption illustrates the importance of examining the impact of changes in alcohol
consumption on society as a whole, as opposed to focusing on the particular sub-population.
18
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6 in the Appendices, we compare the age distribution of unnatural mortality during the 5 weeks
preceding the alcohol ban with the age distribution during the 5 weeks of the alcohol ban. 这
figure suggests that the majority of the decrease in unnatural mortality due to the alcohol ban
was observed for individuals between 18 和 35 年龄. 然而, it appears to show that
there was also a decrease in unnatural mortality for individuals over 35. Tables 9, 10 和 11 在
the Appendices provide further evidence by replicating the empirical analysis used in Table 4 为了
other age groups. These results are largely in line with the suggestive evidence from Figure 6:
(我) for individuals aged 14 or younger, we find no effect of the alcohol ban on mortality, (二) 为了
individuals between 35 和 54 年, we estimate that the alcohol ban resulted in 6.7 fewer male
deaths per day, with a possible smaller reduction in the mortality of women by 1.3 deaths per day,
(三、) for individuals over 55 年, we estimate that there were 2.5 fewer male deaths per day, 和
1.6 additional female deaths per day during the alcohol ban period.18 Overall, the results indicate
that most of the effect of the alcohol ban on unnatural mortality was concentrated amongst younger
male adults, with a smaller, but still sizable, impact also observed amongst middle aged men.
4.4 Robustness exercises
To provide support for the validity of these findings, we conduct several robustness exercises.
These exercises, and the associated results, are discussed in detail in Section C of the appendices.
The first two exercises address concerns regarding the suitability of the natural experiment for
providing causal evidence on the impact of reducing alcohol consumption (see Section C.1). 要做的事
这, we show that the primary candidate confounding factors were unlikely to have contributed to
the observed reduction in unnatural mortality. Aside from the alcohol ban, the two main sources of
behavioral change in society during the period we are studying were: (我) the COVID-19 pandemic
和 (二) the associated changes in regulation. We reason that fear of COVID-19 was unlikely to
have caused a reduction in unnatural mortality during the period of the July Alcohol Ban since the
18It is unclear to us why the alcohol ban may have resulted in an increase in mortality due to
unnatural causes amongst women over 55 年龄. One speculative potential explanation is
that some COVID-19 related deaths were misclassified as unnatural deaths.
19
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number of daily confirmed COVID-19 cases was dropping rapidly. We also evaluate the possibility
that the main contemporaneous regulatory change, namely the introduction of a curfew, influenced
unnatural mortality. 要做到这一点, we make two observations. 第一的, we note that when the July Al-
cohol Ban ended, the curfew remained in place. 数字 2 shows that unnatural mortality increased
sharply at this point in time and remained at pre-2020 levels despite the ongoing curfew. 第二,
we estimate the impact of a one hour reduction in the curfew length which occurred in the middle
of the July Alcohol Ban period. We show that it did not have a statistically significant impact on
unnatural mortality. These observations on both the extensive and intensive margin support our
assessment that the curfew was unlikely to have been a key factor in reducing mortality during the
July Alcohol Ban.
The next four exercises check that our results are not driven by the particular empirical strategy
that we adopt nor by anomalies in the data (see Section C.2). 第一的, we run a set of placebo
回归. 本质上, this involves replicating our main analysis, but replacing 2020 和 2019
as our treatment year and using 2016 到 2018 as our comparison years. 正如预期的那样, the coefficients
associated with the interaction term of interest, Alcohol Ban Period × Year=2019, are no longer
statistically significant.
第二, we examine whether our results are sensitive to the precise choice of time window
used for our estimation. 要做到这一点, we conduct an additional robustness exercise where we vary
the length of the treatment-control time window around the introduction of the alcohol ban used
in our analysis. Instead of including a indicator variable for the entire Level 3 时期, we consider
time windows of between 2 weeks and 5 weeks in length. We find that the estimated impact of the
alcohol ban remains fairly stable when considering windows of 5 weeks, 4 weeks and 3 weeks in
length. The only exception to this is that when we use a very narrow window of only 2 weeks in
length, we no longer observe a significant coefficient estimate.19
19In Section C.2.2, we discuss several potential explanations for this, including the important
consideration that the two week period prior to July 13 normally includes a payday weekend (和
the associated inflated mortality levels), while the two week period afterwards does not. Given the
very short time window being considered, this imbalance between the treatment and control period
20
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第三, we consider alternative approaches to calculating the standard errors and drawing in-
ference from our regressions. 具体来说, we conduct a series of exercises that reproduce the
results from Table 3 but relax the assumptions on the error structure to allow for serial correlation
in the error term. The results from these exercises are discussed in detail in Section C.2.3 and
报告 (我) standard errors estimated by clustering at the calendar-week level, (二) standard errors
calculated using the Newey-West (1987) variance estimator that allows for autocorrelation up to a
pre-specified lag length, 和 (三、) p-values for the main coefficient of interest, calculated using the
wild cluster bootstrap to correct for the small number of clusters when clustering at the year level
(Cameron and Miller, 2015; Roodman et al., 2019). These exercises yield estimates that are all
consistent with the findings reported above.
最后的, we replicate our main results, but restrict the dataset to only contain observations during
the Level 3 calendar period. 所以, we use data from the years 2017 到 2020, 之间 1 六月
和 17 August of each year, and estimate the following simplified version of our main estimation
方程:
我的,t,g =α0 + α1 · Ty,t + β · Ty,t × Y2020 + λy,t + ϵy,t,G
(2)
The point estimates from our preferred specification, which includes fixed effects, are very close
to those in our main results.20
Collectively, we view these six exercises as providing strong support for the validity of the
results discussed above.
could provide an explanation for absence of a significant estimate if our weekend and fixed effect
controls are not perfectly accounting for this imbalance.
20The results from the other specifications are also largely in line with our main results, 但是
point estimates are less stable across specifications. The main difference between these results and
the results from our main estimation approach is that we observe a significant impact of the alcohol
ban on female mortality under specifications that don’t include fixed effects. For the reasons dis-
cussed above, we view the results with fixed effects as being more trustworthy. See Section C.2.4
for further details.
21
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5 Event study analysis
在这个部分, we augment our main analysis by using an event-study design to examine how
unnatural mortality levels evolved week-by-week in the period before and after the implementa-
tion of the July Alcohol Ban. This generalization of the difference-in-difference style empirical
approach used above involves using indicator variables for each of the lag and lead weeks around
the event of interest (看, 例如, Schmidheiny and Siegloch, 2019; Clarke and Tapia-Schythe, 2021).
One benefit of the event-study design is that it can help to provide an informative illustration of
where the estimated aggregate effect is coming from. 例如, it can show whether the effect
is driven by a large shift in mortality in a single week or a smaller shift spread across several weeks.
It can also provide an indication of whether any dynamic effects are present. 以下, we provide
estimates for both the transition into the July Alcohol Ban on July 13, 2020, and also the transition
out of the July Alcohol Ban on August 18, 2020.
For the transition into the alcohol ban, which is our primary focus, our event-study analysis
considers the eleven weeks of the Level 3 时期, comprising the six weeks before the July Alco-
hol Ban and the five weeks in which the July Alcohol Ban was in force. Following Schmidheiny
and Siegloch (2019), we refer to this eleven week period as the effect window. The central idea
is to fix one of the weeks as the benchmark, and to compare the level of the outcome of interest
(unnatural mortality, 我的,t,G) in each of the other nearby weeks to the benchmark level. To esti-
mate our event-study, we therefore adjust the empirical strategy described above in equation 1 经过
including indicator variables for each of the weeks in the effect window to arrive at the following
specification:
我的,t,g =α0 +
j
(西德:88)
j=j
βjbj
y,t + µy,t + λy,t + ϵy,t,G
(3)
where λy,t is a vector of time-related fixed effects (as in equation 1 多于), µy,t contains indicator
variables for the Level 3 calendar period (L3y,t) and the July Alcohol Ban calendar period (Ty,t) 在
all years (IE。, 不仅 2020), and bj
y,t is a treatment indicator that takes a value of one when the
22
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event of interest, e, namely the start of the July Alcohol Ban, takes place j ∈ [j, j] weeks away
from w(t), where w(t) refers to the week in which day t occurs.
bj
y,t =
1
if y ≤ 2019 & j = j
1[w(t) ≤ e + j]
if y = 2020 & j = j
1[w(t) = e + j]
if y = 2020 & j < j < j 1[w(t) ≥ e + j] if y = 2020 & j = j (4) Following the standard event-study approach, the indicator variables at the endpoints of the ef- fect window serve to bin together all observations that occur outside the effect window (see, e.g., Schmidheiny and Siegloch, 2019). Put simply, in our setting, all observations that occurred seven weeks or more before the July Alcohol Ban (including all observations from 2019 or earlier) are binned together, with b j y,t = b−7 y,t = 1 for these observations. Similarly, all observations that oc- curred six weeks or more after the July Alcohol Ban are binned together and bj y,t = b6 y,t = 1 for these observations. For the weeks within the eleven week effect window, bj y,t = 1 when an obser- vation occurs in a week that is j weeks away from the onset of the July Alcohol Ban (with negative values denoting weeks before the ban, and positive values denoting weeks after the ban). Impor- tantly, since the transition into the July Alcohol Ban occurred between two weeks (i.e., between Sunday and Monday), we define j = {−7, ..., −1, 1, ..., 6}, with j = −1 denoting the last week before the ban and j = 1 the first week after the onset of the ban, so there is no period j = 0. In our analysis of the transition into the ban, the benchmark week is j = −1.21 21For all the observations in 2020, using the normalization that the event of interest occurs in week 0 (i.e., e = 0), we can rewrite equation 4 more simply as follows: l D o w n o a d e d f r o m h t t p : / / d i r e c t . m i t . e d u / r e s t / l a r t i c e - p d f / d o i / . / 1 0 1 1 6 2 / r e s t _ a _ 0 1 2 2 8 2 0 4 1 4 5 8 / r e s t _ a _ 0 1 2 2 8 p d . f b y g u e s t t o n 0 9 S e p e m b e r 2 0 2 3 1[w(t) ≤ −7] bj y,t = 1[w(t) = j] 1[w(t) ≥ 6] if j = −7 if − 7 < j < 6 if j = 6 23 Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 International (CC BY 4.0) license. The results from our event study analysis for the transition into the July Alcohol Ban are dis- played in the left-hand panels of Figures 4 and 5 in the Online Appendices.22 Figure 4 reports the results corresponding to specification (*b) of our main regressions, including a range of weekend controls. Figure 5 corresponds to specification (*c), which additionally includes a full set of calen- dar fixed effects (see footnote 15 for details). In both figures, the top-left panel reports the results for men, while the bottom-left panel reports the results for women. These results for the transition into the alcohol ban reveal several insights. First, the high coefficient estimate for men in week j = −6 is consistent with the observation that there was a jump in unnatural mortality during the first week of June 2020 (recall that j = −6 is the first week after Alcohol Ban 1, which lasted over two months). This jump in unnatural mortality can also be seen clearly in the raw data in Figure 2. Second, for men, all the point estimates in weeks during the July Alcohol Ban (i.e., j > 0) in both specifications are negative.23 Therefore, these results are
consistent with the aggregate level results above that pool the weeks together. 第三, the lower left-
hand panels of both figures show that the coefficient estimates for women are almost completely
flat and close to 0 (only β−2 in Figure 5 is statistically different from zero at the 10% 等级). 这
22笔记, the figures report the coefficient estimates for the weeks within the event window. 我们
exclude the coefficients for the two endpoints (j = −7 and j = 6) from the figures as they are
not very informative for evaluating the event-study transition. The interpretation of the binned
coefficient at the start of the event window is the difference in unnatural mortality between the
benchmark week (j = −1) and the average level in all weeks prior to the event window. 这
interpretation of the binned coefficient at the end is similar.
23It is worth noting that in specification (*C), but not specification (*乙), the point estimate for β−2
also appears to be negative (虽然 0 still lies within the 95% CI). One potential reason for this
negative point estimate two weeks prior to the July Alcohol Ban is that this week includes the first
weekend of the month. If our calendar fixed effects do not perfectly account for all the variation
in unnatural mortality due to payday effects, this could make the estimates for payday weekends
more sensitive to the choice of specification. This is perhaps supported by the observation that for
women in the lower-left panel of Figure 5 the only coefficient with a 95% confidence interval lying
fully below zero is also week j = −2.
24
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
null result for women is highly informative as it shows that there was no change in the causes of
unnatural mortality that affected women when the July Alcohol Ban was introduced. This implies
that the results that we observe for men must be driven by some change in the causes of unnatural
mortality that affect men differently from women. Since alcohol consumption patterns in South
Africa are highly gendered, this provides further support for the idea that the reduction in alcohol
consumption is the likely explanation for the effect we observe.
The right-hand panels of Figures 4 和 5 repeat the event-study analysis for the transition out
of the July Alcohol Ban. 这里, we define the effect window as the five weeks of the July Alcohol
Ban plus the five weeks following the alcohol ban. We now assign the benchmark period to be
the first week after the end of the alcohol ban (j = 1), so that it is again the closest week lying
outside the alcohol ban period. Before discussing these results, it is important to re-iterate that our
main source of identification in this paper comes from the transition into the alcohol ban, 自从
this was unexpected and occurred in the absence of other substantial policy changes. 相比之下,
the transition out coincided with other changes to regulation (IE。, the relaxation from Level 3 到
等级 2: 见表 15 欲了解详情). 尽管如此, we view this exercise of examining the transition
out of the ban as being useful for the following reasons. 第一的, even though other regulations
changed when the alcohol ban was lifted, it still provides a useful check of whether unnatural
mortality increased when alcohol became available again. This is informative as it indicates that
any unknown change in society influencing mortality that may have occurred when the alcohol ban
was initiated would have also needed to be reversed at the same time as the alcohol ban ended to
generate the down-up pattern in unnatural mortality that we observe. 第二, the curfew that was
initiated at the same time as the July Alcohol Ban remained in place when the alcohol ban was
lifted, so the transition out provides a test of whether the curfew alone reduced unnatural mortality.
If it did, then one would expect unnatural mortality to remain low when the alcohol ban was lifted
and the curfew remained in place.
Examining the top right-hand panels of Figures 4 和 5 shows that for men the transition out
of the July Alcohol Ban was associated with a step-up in unnatural mortality. These results are
consistent with our main results, and also provide evidence that the curfew alone was not the main
25
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
driver of the reduction in unnatural mortality observed during the July Alcohol Ban. Turning to the
bottom-right panels of the two figures, we see that for women in contrast to the transition into the
alcohol ban, which was not associated with a change in mortality, the transition out was associated
with an increase in unnatural mortality. This is consistent with the idea that the change in unnatural
mortality when transitioning out of the alcohol ban was driven by both the re-availability of alcohol
and also by the relaxation of other regulations that occurred when moving from Level 3 to Level
2. This is also consistent with the observation that the event-study coefficient estimates for men in
人物 4 和 5 are larger in magnitude (more negative) during the transition out in comparison to
the transition in. Examining the raw data in Figure 2 shows this even more clearly.
全面的, we interpret the results of this event-study analysis to be highly supportive of our main
结果. 然而, as a caveat, it is important not to place too much weight on the estimates for each
individual week in our event-study analysis because: (我) the coefficient for each week is estimated
from a small number of observations, 和 (二) as we see from comparing Figures 4 和 5, 有
some sensitivity in the estimates to the precise choice of empirical specification.
6 犯罪: interpersonal violence as a mediator
One of the primary causes of injury-induced mortality is interpersonal violence. 所以, to shed
light on one potential mechanism that could be driving our main results, in this section we examine
the impact of the July Alcohol Ban on three outcomes related to interpersonal violence. 要做到这一点,
we use data collected by the South African Police Service (SAPS). This data contains the daily
number of reported contact crimes in South Africa during the three month period between June
1, 2020 and August 31, 2020 in three categories: homicides, assault with intent to inflict grievous
bodily harm (GBH), and rape. 数字 7 in the Online Appendices displays the raw data. This figure
reveals that each of these three outcomes followed a very similar week-by-week trajectory around
the July Alcohol Ban to that observed for unnatural mortality. 具体来说, in the very first week
of June, which is also the first week following Alcohol Ban 1, we observe an elevated level of each
of the three outcomes. 此后, in the next five weeks (which immediately precede the July
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Alcohol Ban) each of the outcomes stays relatively flat, with a slight increase around the change
of month between June and July.24 At the onset of the July Alcohol Ban, all three outcomes drop
to a lower level for the duration of the ban, and when the ban is lifted, we again see a large jump
upwards in all three outcomes. 所以, the raw data suggests that the July Alcohol Ban affected
each of these three outcomes similarly to how it affected injury-induced mortality.
To assess whether the pattern observed in the raw data reflects a statistically significant shift
in each of the outcomes at the onset of the July Alcohol Ban, we use a simplified version of our
empirical strategy from above (simplified due to the reduced data availability).25 Using only the
eleven weeks and one day of the Level 3 period between June 1, 2020 and August 17, 2020, 我们
estimate the following specification for each of our three contact crime outcomes and also for
unnatural mortality:
Zt =α0 + β · Tt + κt + ϵt
(5)
where Zt refers to outcome Z at time t, Tt is an indicator variable that takes a value of one during
the July Alcohol Ban, and κt is a vector of indicator variables that control for the effect of weekends
on each of the outcomes.26
24To check more formally for the presence of a statistically meaningful pre-trend, we conduct
an additional analysis using only data from this five-week period before the July Alcohol Ban in
which we regress each of the outcomes on a week counter that takes values from -5 (the fifth week
before the ban) 到 -1 (the week before the ban). These results are reported in Table 12 的
Appendices. If the drop in the outcomes observed at the start of the July Alcohol Ban were part of
an existing pre-trend, we would expect to see a negative coefficient on the Week Counter variables
表中 12. 然而, we do not observe a statistically significant negative coefficient for any of
the four outcomes. This evidence suggests that the estimated drop in all four outcomes at the start
of the July Alcohol Ban is not a continuation or exacerbation of an existing pre-trend.
25The reason for not including the full set of fixed effects considered above is to avoid over-
fitting, since here we use a smaller sample consisting of 78 observations (天).
26In specification (*2) 表中 2, κt contains three indicator variables, Weekend Day, 哪个
takes a value of one for Saturdays and Sundays, First Weekend of Month and Last Weekend of
27
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
The results are reported in Table 2. They show that there was a statistically significant drop in
all of our outcomes of interest when comparing the July Alcohol Ban period to the preceding six
weeks. 然而, as discussed in the main results above, one important caveat to these results is
that this six week comparison period includes the first week of June, which saw a jump in all of our
outcomes of interest. 所以, we also replicate the analysis reported in Table 2, excluding this
first week of June. These replication results are reported in Table 13 in the Online Appendices and
also show a statistically significant drop in all four outcomes, but of a slightly smaller magnitude.
The first two columns of Tables 2 和 13, labelled (H*), estimate that the number of homicides was
reduced by 11 [15] per day, depending on the specification, during the July Alcohol Ban period in
comparison to the five [six] week preceding period. This reduction represents a substantial fraction
的 54 [58] daily homicides that occurred on average during the five [six] weeks leading up to
the July Alcohol Ban. It also suggests that a large proportion of the 18 [22] fewer daily unnatural
deaths during the July Alcohol Ban period can be attributed to this reduction in interpersonal
暴力.
The next four columns, (A*) 和 (R*), show that there was also a sharp drop in assaults (和
intent to cause GBH) 的 113 [142] per day, and in reported rape cases of 15 [19] per day. The final
two columns, (U*), provide another robustness check for unnatural mortality, since the specifica-
tion here is the simplest one used in the paper, making use of data from only a 10 [11] week period
during Level 3 在 2020. It is therefore reassuring that the results we observe from this simple
specification are highly consistent with the main results reported above.
To illustrate the dynamic effects in each of these four outcomes around the onset of the July
Alcohol Ban, we adjust the specification in equation 5 by replacing Tt with indicator variables for
each of the eleven weeks in the Level 3 时期. This allows us to conduct a simple version of the
event-study analysis that we used above.27 Figure 3 displays the coefficients from this analysis for
Month, which indicate whether it is the first or last weekend in the month. In specification (*1), κt
is an empty vector.
27笔记, in contrast to the specification used in our event study in Section 5, here we only use data
from the eleven weeks, so there are no binned categories at the end points. 我们, 所以, 包括
the indicators for weeks j = −6 to j = −2, and j = 1 to j = 5, with week j = −1 serving as the
28
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
each of the four outcomes. 全面的, the figure shows a relatively sharp drop for all four outcomes
at the onset of the July Alcohol Ban, providing support for our main findings.
7 Concluding discussion
In this paper we have documented evidence that a five-week-long nationwide ban on the sale and
transport of alcohol resulted in a reduction of at least 14% of all unnatural deaths during that period.
This is a large and meaningful number of lives saved. We have also shown that the alcohol ban led
to a sharp drop in violent crimes, suggesting that the relationship between alcohol and aggressive
behavior is one of the key mechanisms driving our mortality results. Our findings provide unique
causal evidence on the impact that a short-term absence of alcohol can have in a society; 或者更确切地说,
perhaps much more importantly, they provide a clear illustration of the impact that the presence
of alcohol has on society every day. They demonstrate that alcohol can substantially increase the
amount of behavior-induced harm observed in the population.
There are several important considerations that should be kept in mind when interpreting our
结果. 第一的, it is important not to extrapolate from these results to try to infer the impact that
a longer ban on alcohol would have on mortality. The alcohol ban that we evaluate lasted only
five weeks. In the presence of a longer ban, society would shift to a new equilibrium, 这可能
involve legally acquired alcohol being replaced by illegally acquired or homemade alcohol, 或一个
substitution to other recreational drugs. 所以, our results should not be taken as evidence
that prohibition works well, but rather as evidence of the magnitude of harm generated by alcohol
in society. They illuminate the substantial benefits to society that can be achieved by carefully
implementing policies that will successfully curb alcohol consumption in the long-run—policies
other than a complete prohibition on alcohol sales may well be more effective avenues for pursuing
this objective.28
omitted benchmark week (IE。, we include indicator variables for 10 weeks, and omit an indicator
for one week to serve as the benchmark).
28The World Health Organization has proposed five such intervention strategies as part of its
SAFER initiative (WHO, 2018).
29
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Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
第二, our estimates of the impact of the alcohol sales ban likely constitute a lower bound
on the true impact of alcohol on short-run unnatural mortality in South Africa. The main reason
for this is that the July Alcohol Ban occurred against the backdrop of COVID-19 which implies
that during our control period (the first half of the Level 3 时期), people were more likely to be
at home and less likely to be going out to bars and restaurants in comparison to the same period
in previous years (例如, see the Google mobility trends in Figure 10 in the Appendices, which also
shows that there was not a sharp change in these trends at the onset of the alcohol ban). 这
depressed level of social activity translated into a lower benchmark level of unnatural mortality
in our main control period in comparison to the same period in previous years (见图 2).
所以, we are comparing the outcomes observed during the July Alcohol Ban period to an
already lowered base level of these outcomes, which suggests that our estimated effect sizes are
likely to be smaller than they would be if an alcohol ban were implemented during a year with
more social activity.29 Importantly, since the effect sizes that we observe are still so large, 这些
lower bound estimates provide valuable information, pointing towards an even larger influence of
alcohol when social activity is at normal pre-COVID levels.30
29An additional reason why our estimates likely constitute a lower bound on the true effect
size of the presence of alcohol in society is that, according to media reports, compliance with
the alcohol sales ban was imperfect. Some examples of the media reports include articles in the
Guardian (2020) and the Economist (2020).
30One concern that can be raised is that alcohol consumption may have been higher-than-normal
during the COVID-19 pandemic outside of the alcohol bans, which would potentially increase the
effectiveness of an alcohol ban relative to other years. There are two pieces of evidence that suggest
that this was not the case. 第一的, 人物 8 和 9 in the Appendices show that monthly alcohol
production and sales were at approximately the same level in 2020 如 2019 during the months
when the alcohol bans were not in place and dropped during the bans. This is suggestive evidence
that alcohol consumption was roughly normal during 2020 outside of the ban periods. 第二, 如果
alcohol consumption were inflated during 2020 then we would expect to observe inflated levels of
unnatural mortality during our control period relative to previous years. Instead we observe the
reverse (见图 2).
30
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第三, the absence of an estimated impact of alcohol on female mortality should not be taken
as evidence that women are less affected by the presence of alcohol in society than men. 尽管
women drink substantially less than men in many societies around the world (including South
非洲) they are often the victims of alcohol-related harms. Our results showing that the number
of reported rape cases dropped during the July Alcohol Ban illustrate this. It should also be kept
in mind that there are many other forms of gender-based violence that do not result in either death
or a reported rape case that fall outside the scope of this paper.
第四, while the evidence that we report on homicides and assaults suggests that a large part of
the influence that alcohol has on mortality due to unnatural causes is mediated by alcohol-induced
aggressive behavior, it is important not to neglect road-traffic collisions as another important po-
tential channel through which alcohol can induce injury and death. 很遗憾, 在那个时间
writing this paper, it was not possible for us to obtain data that would allow us to study this chan-
nel directly. 然而, in the future more detailed cause-of-death data may become available and
could be used retrospectively to provide direct evidence on the effect that the ban had on road-
traffic collision mortality. Given the background pandemic context, an important consideration to
keep in mind when thinking about road-traffic collision deaths during this period is that it is not
entirely clear a priori whether the lower-than-usual level of traffic volume and road congestion
would increase or decrease the number of road-traffic collision fatalities. It is plausible that emp-
tier roads can result in more speeding and more deaths (例如, in the United States there
were more motor vehicle deaths and lower traffic volumes during the period from June 2020 到
十二月 2020 in comparison to the same period in 2019, according to preliminary estimates by
the National Safety Council).31 然而, in the South African context there are two reasons to
believe that road-traffic fatalities were lower than usual during our control period. 第一的, Navsaria
31For further details, see Bolotnikova (2022) and National Safety Council (2022). 然而, 它
is also worth noting that this pattern of behavior in the United States is not representative of the
evidence from around the world during the pandemic. Yasin et al. (2021) review the evidence
on traffic volumes and fatalities during April 2020 从 36 countries and find that 32 of those
countries experienced a reduction in road deaths in comparison to 2019.
31
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等人. (2021) show that during June 2020 (the first four weeks of our control period) 的数量
trauma patients admitted due to a road traffic collisions was 32% lower than pre-COVID levels in
a large tertiary urban trauma centre in Cape Town, 南非. 第二, 数字 2 shows that the
level of unnatural mortality was lower-than-usual during our control period (relative to previous
年), indicating that if road-traffic fatalities were higher-than-usual, there would have needed to
be a much larger drop in some other cause of unnatural mortality. 合在一起, the available evi-
dence suggests that road-traffic fatalities were likely lower-than-usual in our control period, 哪个
implies that there was less scope for reducing road-traffic fatalities by banning alcohol than would
normally be the case. This further supports the idea that we are estimating a lower bound on the
impact of alcohol on unnatural mortality.
The results discussed above raise important questions regarding the optimal design of alcohol
control policy. 尤其, since several of the social harms we study (例如, homicide, assault,
强奸) involve the cost of an action being borne by another individual in society, there seems to be a
potential mandate for policy intervention. 然而, policy discussions surrounding optimal alco-
hol control are complex as they involve taking a global perspective and balancing all of the social
benefits of alcohol consumption (which are non-trivial to measure) against the large set of poten-
tial short-term and long-term social costs (which are also typically difficult to causally estimate).32
Welfare analysis is further complicated by the fact that some of the costs of alcohol consumption
are borne by the individual themselves, such as the influence on their long-term health and cog-
nitive functioning, and on the quality of their short-term decision-making. A fully rational model
would ascribe a limited role for policy intervention if these were the only costs, since the individ-
ual consuming alcohol is assumed to be factoring in these costs when they maximize their own
32例如, the range of potential social harms includes outcomes such as the emotional
abuse of family-members and the loss of utility due to poor decision-making (which are difficult
to fully measure) as well as long-run outcomes, such as liver cirrhosis, cardiovascular diseases,
cancers and mental health outcomes (for which it is challenging to construct a precise causal attri-
bution to alcohol consumption). This makes it very difficult to fully evaluate the aggregate social
cost of alcohol consumption.
32
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lifetime utility and decide to consume alcohol. 然而, a behavioral model that allows for hyper-
bolic discounting, (non-rational) addiction, bounded rationality or imperfect foresight regarding
the future costs of consuming alcohol would permit a role for welfare-enhancing intervention that
assists individuals in overcoming their own behavioral biases (看, 例如, 西蒙, 1984; Ainslie,
1991; Orphanides and Zervos, 1995; Laibson, 1997; Rubinstein, 2003). 最后, there is an
entire literature devoted to the design of optimal alcohol control (see the Handbook chapter by
Cawley and Ruhm, 2011, for a discussion of traditional and behavioral economics models of risky
行为, and their implications for the design of policy interventions). In relation to the current
纸, the discussion in Carpenter and Dobkin (2011) provides the most useful benchmark case of
welfare analysis and their discussion highlights the numerous challenges faced in making progress
when taking a general perspective that weighs up all the costs and benefits in an exercise of this
自然.
这里, we have opted not to try to take a general perspective that considers all the costs and
benefits, but rather highlight what we view as the main policy lessons of our results. 中的一个
key take-aways from our results is that alcohol consumption can play a pivotal role in inducing
aggressive behavior in society at a significant scale, resulting in substantial harm.33 When thinking
about the policy implications of this, it is important to consider that the evidence from the existing
文学, along with the pattern of drinking observed in South Africa (where heavy drinking is
33One way to think about the magnitude is in terms of the value of a statistical life (VSL) 作为
discussed by Viscusi and Aldy (2003) (bearing in mind all the substantial caveats that are implicit
in assigning a monetary value to a human life). Converting the estimates from Viscusi and Aldy
(2003) of the VSL for the United States to 2020 US$ gives $10.52 百万. Since the per capita
average income is approximately 11 times lower in South Africa, one perspective is to view $1 million as the appropriate value for thinking about the monetary VSL in our paper. This implies a cost to society, in South Africa, of at least $115 million per week due to deaths resulting from
alcohol consumption. This estimate does not account for the costs due to any of the other harms
not resulting in death (例如, assaults, 强奸, long-run deleterious health outcomes). 此外, 它
is important to keep in mind that short-run alcohol-related deaths tend to be amongst younger
个人.
33
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common amongst those who drink), points towards heavy drinking, as opposed to social drinking,
as a key driver of this aggressive behavior (Duke et al., 2011; Kuhns et al., 2014; Tomlinson et al.,
2016; Matzopoulos et al., 2021). This implies that a society that wishes to alleviate these short-run
harms from alcohol consumption should start by targeting a reduction in the alcohol consumption
of the heaviest drinkers in society. This provides a clear principle to guide which policy levers
to prioritize. 例如, one candidate policy lever that has been proposed to reduce heavy
drinking is the use of minimum unit pricing (MUP). The rationale for this is that the heaviest
drinkers typically spend the least per unit of pure alcohol and will be the group that reduces their
consumption most in response to an increase in the floor price of a standard drink (福尔摩斯等人。,
2014; O’Donnell et al., 2019; van Walbeek and Chelwa, 2021; Gibbs et al., 2021). As noted in the
introduction, South Africa is not at all unusual in terms of the proportion of the adult population
that engage in heavy episodic drinking, with many countries around the world observing a higher
proportion of the population engaging in ‘binge-drinking’. While other background social factors
may influence the way that intoxication manifests in behavior, potentially making South Africa a
better model for countries facing similar social issues (例如, 巴西, 俄罗斯), the results in this paper
should serve as a warning for all countries with substantial levels of heavy drinking.
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TABLES AND FIGURES IN PAPER
数字 2: Weekly mortality (unnatural deaths, all ages)
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41
Alcohol Ban 1July Alcohol BanAlcohol Ban 3Level 3 Period2505007501000125015001750Weekly Mortality (Unnatural)1 Mar 2020Level 5: 27/3等级 4: 1/5等级 3: 1/613 Jul 2020Level 2: 18/829 Dec 20201 Feb 2021Week of the yearAlcohol Ban2017/182018/19Curfew2019/202020/21Review of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 国际的 (抄送 4.0) 执照.
桌子 1: Impact of the alcohol ban on mortality (entire population)
等级 3 Period = 1
(1/6-17/8)
(1A)
6.88
(1乙)
3.00
(1C)
1.75
(5.14)
(2.80)
(2.20)
Alcohol Ban Period = 1
-2.17
-0.28
0.91
(13/7-17/8)
(6.88)
(3.31)
(2.73)
等级 3 Period x Year=2020
-13.46∗∗
-2.29
-1.78
(6.19)
(4.32)
(4.51)
Alcohol Ban Period x Year=2020
-20.93∗∗
-21.55∗∗∗
-21.99∗∗∗
(8.41)
(5.30)
(5.40)
持续的
136.96∗∗∗
115.14∗∗∗
130.76∗∗∗
(1.56)
(1.13)
(4.42)
Weekend Controls
Day of Week FEs
Day of Month FEs
Year FEs
观察结果
Adjusted R2
是
是
是
是
是
1460
0.008
1460
0.524
1460
0.599
Notes: (我) Each observation contains unnatural mortality data for a sin-
gle day, (二) Heteroskedasticity robust standard errors (Huber, 1967;
白色的, 1980, 1982) are reported in parentheses ∗ p < 0.10, ∗∗ p < 0.05,
∗∗∗ p < 0.01, (iii) The estimation uses data from 2017 to 2020, be-
tween January, 1 and December, 31 of each year, excluding February,
29, (iv) All three columns report estimates of the impact on unnatural
mortality, and differ only in their specifications, with column (*a) the
simplest specification, (*b) adding controls for the weekend, and (*c)
adding fixed effects. The weekend controls include an indicator vari-
able for a weekend day, an indicator for the first weekend of the month,
and one for the last weekend of the month. They also include all three
variables interacted with a 2020 indicator variable. In column (*c), the
weekend day indicator is excluded due to the Day of Week FEs.
42
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Figure 3: Event study: Dynamics of crime and unnatural mortality
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-50-40-30-20-1001020304050Change in Daily Homicide Numbers-6-5-4-3-2-1+1+2+3+4+5Weeks From EventPoint Estimate95% Confidence IntervalHomicide-400-300-200-1000100200300400Change in Daily Assault Numbers-6-5-4-3-2-1+1+2+3+4+5Weeks From EventPoint Estimate95% Confidence IntervalAssaults (GBH)-50-40-30-20-1001020304050Change in Daily Reported Rape Cases-6-5-4-3-2-1+1+2+3+4+5Weeks From EventPoint Estimate95% Confidence IntervalReported Rape Cases-50-40-30-20-1001020304050Change in Daily Unnatural Mortality-6-5-4-3-2-1+1+2+3+4+5Weeks From EventPoint Estimate95% Confidence IntervalUnnatural MortalityReview of Economics and Statistics Just Accepted MS. https://doi.org/10.1162/rest_a_01228 © 2022 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology. Published under a Creative Commons Attribution 4.0 International (CC BY 4.0) license.
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