Temperature Variability and Mortality:
Evidencia de 16 Asian Countries
Olivier Deschenes∗
This paper presents an empirical analysis devised to understand the complex
relationship between extreme temperatures and mortality in 16 asiático
countries where more than 50% of the world’s population resides. Usando
a country-year panel on mortality rates and various measures of high
temperatures for 1960–2015, the analysis produces two primary findings. Primero,
high temperatures significantly increase annual mortality rates in Asia. Segundo,
this increase is larger in countries with cooler climates where high temperatures
are infrequent. These empirical estimates can help inform climate change
impact projections on human health for Asia, which is considered to be highly
vulnerable to climate change. The results indicate that unabated warming until
the end of the century could increase annual mortality rates by more than 40%,
highlighting the need for concrete and rapid actions to help individuals and
communities adapt to climate change.
Palabras clave: Asia, climate change, impacto, mortality, temperatura
JEL codes: I10, Q54, O13
I. Introducción
Climate change is expected to negatively affect human health in most
countries. This ongoing threat is especially significant in South, East, and Southeast
Asia (SESA), where more than 50% of the world’s population resides and
where weather-dependent economic activities such as agriculture remain important
contributors to gross domestic product (PIB). Además, the lower levels of
income observed in many SESA countries limit opportunities for private and public
investment in health-preserving adaptations in response to extreme weather events.
While the empirical literature on the predicted health impacts of climate change for
the United States (US) and Europe is well developed, the literature for Asia and
for lower-income countries is still lacking (see Deschenes 2014 para una revisión). Mayoría
of the existing evidence on climate change impacts for Asia is based on integrated
assessment models and other simulation-based approaches rather than data-driven
∗Olivier Deschenes: Professor, Departamento de Economía, Universidad de California; and Research Associate, National
Bureau of Economic Research. Correo electrónico: olivier@econ.ucsb.edu. I would like to thank the participants at the Asian
Development Review Conference in Seoul in August 2017, the managing editor, and two anonymous referees for
helpful comments and suggestions. Levi Marks provided excellent research assistance. ADB recognizes “China” as
the People’s Republic of China. The usual disclaimer applies.
Asian Development Review, volumen. 35, No. 2, páginas. 1–30
https://doi.org/10.1162/adev_a_00112
© 2018 Asian Development Bank and
Asian Development Bank Institute.
Publicado bajo Creative Commons
Atribución 3.0 Internacional (CC POR 3.0) licencia.
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2 Asian Development Review
empirical estimates (ver, Por ejemplo, ADB 2014, 2017 para una discusión detallada
of the results from such quantitative model analyses). This gap in the literature
highlights the importance of deriving empirical estimates of climate change impacts
based on historical data for Asia.
This paper presents a cross-country panel data analysis of the effects of
temperature variability on health in 16 SESA countries.1 Health data come from the
World Development Indicators (WDI) for the period 1960–2015, que incluye
annual measures of mortality rates across various age groups. An important
advantage of using mortality rates as indicators of health is that they are reasonably
well measured across many countries for long periods of time. Además,
mortality rates are key indicators of a population’s ability to smooth consumption;
withstand income shocks; and more generally address all changes in health
determinants that are driven by weather variability, including effects on human
physiology (Burgess et al. 2014).
The empirical results indicate a nonlinear relationship between daily average
temperaturas (modeled through annual temperature bins) and annual mortality rates.
Por ejemplo, 1 additional day with a mean temperature above 90 degrees Fahrenheit
(°F), relative to 1 day with a mean temperature in the 70°F–79°F range, aumenta
the annual mortality rate by roughly 1%. Sin embargo, given the observed daily average
temperature distributions in the sample, such >90°F days are relatively infrequent
and concentrated in a handful of countries. A second empirical specification
considers cooling degree days as a measure of extreme heat and finds similar
evidence for a wider range of SESA countries. En particular, a 10% increase in
cooling degree days, with a base of 80°F, leads to a 1.9% increase in the all-age
mortality rate. Estimates for infant and adult mortality rates are slightly smaller in
magnitude, suggesting that the 65+ population is especially vulnerable to adverse
temperature shocks.
The analysis also uncovers important differences across countries in the
effects of high temperatures on mortality rates. Countries that experience extreme
high temperature events infrequently suffer larger mortality responses compared
to countries where high temperatures are more common. This indicates that
populations in hotter places may be better adapted to respond to high temperatures
than populations in colder places. En tono rimbombante, this and all findings in the paper
hold true even adjusting for differences in per capita income and other predictors of
health and well-being across countries.
The analysis concludes by combining the estimated temperature response
functions with output from Global Circulation Models to derive ceteris paribus
predictions of the impact of climate change on mortality for the 16 SESA countries
1The SESA countries in the sample are Bangladesh, Bhutan, Cambodia, India, Indonesia, Japón, Malasia,
Mongolia, Nepal, Pakistán, the People’s Republic of China (PRC), the Philippines, the Republic of Korea, Sri Lanka,
Tailandia, and Viet Nam. Estos 16 SESA countries were chosen because data on mortality rates were consistently
available in the WDI.
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Temperature Variability and Mortality 3
in the sample. It is important to bear in mind that this paper relies on interannual
variation in temperature, not on permanent changes in the temperature distributions.
This will likely produce an overestimate of the impacts of climate change, porque
individuals and communities can only engage in a limited set of adaptations in
response to interannual variation.
With this caveat in mind, I derive the predicted impacts of climate change
on mortality under a business-as-usual scenario from the National Center for
Atmospheric Research’s (NCAR) Community Climate System Model 3 (CCSM3)
Global Circulation Model. The preferred specification suggests that climate change
would lead to a 45% increase in the annual mortality rate by the end of the century
(es decir., 2080–2099) a través del 16 countries in the sample.2 By comparison, en el
near-term future (es decir., 2020–2039), the corresponding estimate is an increase of 4%
in the annual mortality rate. De este modo, it appears that continued social and economic
growth, as well as targeted investments in public health and infrastructure, may help
prevent some of the catastrophic predicted increase in the end-of-century mortality
tasa. A subregional analysis comparing East Asia, Southeast Asia, and South Asia
also leads to a similar conclusion: the mortality rate is predicted to increase in
all three subregions, que van desde 24% in Southeast Asia to 34% in East Asia.3
Sin embargo, two of the three subregional estimates are statistically imprecise and
need to be interpreted accordingly. It is also noteworthy that the entire predicted
increase in the mortality rate is driven by a change in the temperature distribution,
as opposed to a change in the precipitation distribution. This has implications for
climate change adaptation policy since ambient temperature (unlike water) is not
“storable” and thus cannot be shifted across time periods.
This paper’s empirical approach addresses many (though not all) del
empirical challenges that typically make deriving credible estimates of climate
change impacts difficult. En general, these challenges arise from the complex
nature of the causal link between climate and human health. Primero, there is a
complicado, dynamic relationship between temperature and mortality, which can
cause the short-term relationship to differ substantially from the long-term one
(Deschenes and Moretti 2009). Segundo, individuals’ locational choices, cual
determine exposure to local temperature and rainfall distributions, are in part
attributable to socioeconomic status and health. This form of locational sorting
may confound the effects of temperature, making it difficult to uncover the causal
relationship between temperature and mortality. Tercero, the relationship between
temperature and mortality is potentially nonlinear, meaning it may not be well
captured by relating mortality rates with average annual temperatures.
2As a reference point, a similar exercise suggests that climate change will lead to a roughly 2%–3% increase
in the US mortality rate by the end of the century (Deschenes and Greenstone 2011).
3The subregion-specific estimates are subregion-specific regression models.
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4 Asian Development Review
These challenges are addressed as follows. Primero, estimating regression
models for annual mortality rates rather than for daily or weekly mortality
rates helps capture the long-term effects of temperature shocks on mortality, como
opposed to transitory effects due to near-term mortality displacement or harvesting.
Segundo, the panel constructed from the WDI data permits the inclusion of country
efectos fijos, year fixed effects, and region-year fixed effects. Respectivamente, el
temperature variables are identified from unpredictable and presumably random
year-to-year variation in weather, and the results account for any permanent
differences across countries such as health or socioeconomic status while
controlling for yearly shocks at the regional level. Tercero, relying on daily weather
data to construct measures of exposure to extreme temperatures reduces the
dependence on functional form assumptions to identify the “temperature–mortality
relationship.” Fourth, the WDI data allow for the estimation of separate effects
for the mortality of specific age groups (including infants) for each country in
the sample, which allows for heterogeneity in the estimated temperature–mortality
relationship.
There are a few important caveats to these calculations and to the analysis
in general that warrant further discussion. Primero, the country-year panel design
used in this paper makes it difficult to control for country-specific shocks. En
particular, the main results are not robust to the inclusion of country-specific time
trends since those absorb a large component of the underlying variation. Future
research may overcome this limitation by using panel data with within-country
(p.ej., province-level) variación. Además, as discussed above, el estimado
climate change impacts likely overstate the mortality costs because the analysis
relies on interannual variation in weather, not a permanent change in the distribution
of weather. It is possible that individuals and communities would invest in more
health-preserving adaptations in response to permanent climate change. Sobre el
other hand, climate change is likely to affect many other health outcomes in addition
to mortality—for example, it may increase vector-borne diseases such as malaria
and dengue that are especially prominent in Asia and the Pacific (ADB 2014,
2017). Finalmente, climate change will also shift the observed patterns of other climatic
variables that may impact health (p.ej., changes in monsoon patterns, hurricanes,
floods, and other extreme weather events). By focusing only on temperature change,
the results reported in this paper could underestimate the overall health costs of
climate change for the 16 SESA countries.
II. Literature Review
A.
Thermoregulation and the Temperature–Mortality Relationship
The human body’s thermoregulation function allows us to cope with extreme
high and low temperatures. En particular, exposure to excessive heat triggers an
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Temperature Variability and Mortality 5
increase in the heart rate in order to increase blood flow from the body to the skin,
which reduces body temperature by convection, and increases sweat production,
which reduces body temperature by evaporative cooling. These responses allow
individuals to pursue physical and mental activities without endangering their
health within certain temperature ranges. Temperatures outside of these ranges pose
dangers to human health and can result in heat-related illnesses, including heat
stroke, seizure, organ failure, and in some cases premature mortality.
A large literature studies the connection between extreme temperatures and
mortality, which is sometimes known as the temperature–mortality relationship
(ver, Por ejemplo, Basu and Samet 2002, Portier et al. 2010, and Deschenes
2014). A challenge in this literature is that heat-related illness is not part of
the International Classification of Diseases that underlies most vital statistics
records worldwide. Como resultado, studies typically relate all-cause mortality rates
(or mortality rates for cardiovascular disease) to ambient measures of temperature.
Evidence of excess heat-related mortality has been documented in many countries,
time periods, and for various subpopulations. Younger and older populations and
lower socioeconomic groups generally face higher risks of heat-related mortality.
Access to air-conditioning greatly reduces mortality on hot days and the spread of
residential air-conditioning in the US explains a large share of the marked reduction
in heat-related mortality observed over the 20th century (Barreca et al. 2016).
Empirical studies of the effect of temperature and other environmental insults
on mortality need to address the possibility of harvesting or near-term mortality
displacement in which the number of deaths immediately caused by a period of
very high temperatures is typically followed by a reduction in the number of deaths
in the period immediately subsequent to the hot day or days (Basu and Samet 2002,
Deschenes and Moretti 2009). This pattern tends to occur because heat shocks
firstly affect individuals who are already very sick and would have likely died in the
near-term.
Predicting changes in life expectancy due to climate change becomes an
important challenge in the presence of harvesting. Studies that correlate day-to-day
changes in temperature with day-to-day changes in mortality tend to overstate the
mortality effect of climate change, since the dynamics of temperature and mortality
are such that episodes of harvesting are generally followed by a reduction in the
number of deaths in the period immediately following the temperature shock.
The solution to this problem is to design studies that examine intermediate and
long-term effects, either through appropriate time aggregation of the data to
combine daily temperature shocks with annual mortality rates (Deschenes and
Greenstone 2011) or through the use of distributed lag models (braga, Zanobetti,
and Schwartz 2001; Deschenes and Moretti 2009). I follow the former approach in
this paper.
In the context of low- and middle-income countries, like most countries in
the SESA region, the causal linkages between mortality and high temperatures are
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6 Asian Development Review
even more complex. The relationship not only can reflect the body’s physiological
thermoregulatory functions, but it is also likely to be driven by socioeconomic
factores (p.ej., income, nutrition, and access to basic medicines) and biological factors
(p.ej., vector-borne diseases and infections, including diarrhea) (ADB 2017). El
empirical analysis below will therefore also make use of some of the available
data on stunting and nutrition deficits in the WDI to shed light on the mechanisms
underlying the observed temperature–mortality relationship in SESA countries.
B.
Conceptual Framework
The application of the Becker–Grossman model of health production to
derive the willingness to pay for improvements in environmental quality, cual
includes the value of defensive action, is increasingly common in the literature
(Deschenes and Greenstone 2011; Graff-Zivin and Neidell 2013; Deschenes,
Greenstone, and Shapiro 2017). The formal derivation of the theoretical predictions
is presented in these papers and so there is no need to reproduce them here.
The key result is that the mortality-related social cost of climate change goes
beyond what is indicated by the statistical relationship between temperature and
mortality when individuals invest resources in adaptation or self-protection. En efecto,
the model shows that the correct measurement of the willingness to pay to avoid
climate change requires knowledge of how temperature affects mortality and how it
affects self-protection investments that reduce mortality risks.4 Monetizing such
direct and indirect impacts on mortality and all relevant defensive investments
comes with tremendous data requirements. En efecto, most empirical studies ignore
the economic value of defensive investments altogether while a few studies consider
a handful of defensive investments such as residential energy consumption and
air-conditioning (Deschenes and Greenstone 2011, Barreca et al. 2016). As panel
data on self-protection investments are not consistently available for the sample
countries, this sort of analysis is beyond the scope of this paper. Respectivamente, el
analysis presented here is limited in that it is only informative about the effects of
climate change on mortality rates and not directly informative on the economic and
social costs of the mortality-related component of climate change.
III. Data Sources, Sample Construction, and Summary Statistics
A.
Data Sources
In order to quantify the effect of temperature and rainfall shocks on mortality
rates in 16 SESA countries, I have assembled a country-level data set for the
4More generally, the correct measure of willingness to pay should consider all the monetized health impacts,
and all health-improving defensive investments, not just the components related to mortality.
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Temperature Variability and Mortality 7
1960–2015 period. The key inputs to that data set are daily gridded weather
variables obtained from the National Centers for Environmental Prediction and
National Center for Atmospheric Research (NCEP/NCAR) Reanalysis Project
combined with annual mortality rate data from the WDI. The following paragraphs
describe these data sources in more detail and present summary statistics.
Sample construction. The empirical analysis focuses on 16 SESA countries
for which the relevant outcomes, controls, and weather variables are consistently
disponible: Bangladesh, Bhutan, Cambodia, India, Indonesia, Japón, Malasia,
Mongolia, Nepal, Pakistán, the People’s Republic of China (PRC), the Philippines,
the Republic of Korea, Sri Lanka, Tailandia, and Viet Nam. En 2015, these countries
had a combined population of 3.8 billion, which was over half the world’s total
población.
Weather data. The recent literature has emphasized the importance of
nonlinearities in the relationship between temperature and health that make the
use of annual or monthly temperature averages inappropriate (Deschenes 2014).
De este modo, daily data are required. Daily temperature records based on weather station
measurements are available for nearly all countries through the Global Historical
Climatology Network. Desafortunadamente, the geographical and temporal consistency
of these data is limited in most Asian countries. En particular, many stations have
sporadically missing data across days, making the construction of daily temperature
bins impossible since those require a consistent set of 365 daily observations for
each station.
En cambio, I make use of the daily gridded weather variables obtained from
the NCEP/NCAR Reanalysis Project (Kalnay et al. 1996).5 The reanalysis data
are available at the daily and subdaily level for a grid of 2.5° (longitude) by 2.5°
(latitude).6 I then assign each grid cell in the NCEP/NCAR data to a subcountry
population cell from the Gridded Population of the World.7 To proceed, I use an
inverse distance weighted average of all NCEP/NCAR grid cell variables within
300 kilometers of each population grid cell centroid. Finalmente, I construct the
country-year weather variables (including nonlinear transformation of daily average
temperature such as cooling degree days and temperature bins) using a weighted
average of all population grid cells within a country, where the weights correspond
to the population within each cell. This produces a balanced panel of country-year
observations on the relevant weather variables for the period 1960–2015 that is
5These data are available from National Oceanic and Atmospheric Administration. Earth System Research
Laboratory. http://www.esrl.noaa.gov/psd/ (accessed July 31, 2017).
6This includes grid points located above land and oceans due to the many island and coastal countries in the
sample. NCEP/NCAR grid points must be located within 300 kilometers of the population centroid grid points to be
included in the assigned weather data.
7Center for International Earth Science Information Network, Socioeconomic Data and Applications Center.
Gridded Population of the World, Versión 3. http://sedac.ciesin.columbia.edu/data/collection/gpw-v3 (accessed April
14, 2017).
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8 Asian Development Review
representative of the within-country population distribution as measured in the
Gridded Population of the World file.
World Development Indicators. The data for the main outcome and control
variables used in this study are taken from the World Bank’s WDI database. Estos
data are compiled by the World Bank from officially recognized international
sources and represent the most current and accurate global measures of the key
variables in this study. Específicamente, I use the WDI data to construct a country-year
level panel of annual mortality rates for the 16 countries in the sample over
the period 1960–2015. En tono rimbombante, the WDI reports mortality rates (por 1,000
población) for three separate age groups: (i) all-age or crude mortality rate, (ii)
infant mortality rate (ages 0–1), y (iii) adult mortality rate (ages 15–60).8
In addition to the mortality rate data, I also rely on the WDI for control
variables and for variables used to construct interaction effects. These include
total population (a count of all residents of a country regardless of legal status
or citizenship), GDP per capita (expressed in current US dollars), electrification
tasa (fraction of population with access to electricity), access to an improved water
source (fraction of population with access), number of hospital beds (por 1,000
población), access to improved sanitation facilities (fraction of population with
access), and urbanization rate (fraction of population living in urban areas as defined
by national statistical offices). Finalmente, I use the prevalence of undernourishment in
the population and the prevalence of stunting in children aged 0–4 years to explore
the mechanisms connecting temperature and mortality.
Climate change prediction data from Global Circulation Models. Datos
on “predicted” temperature and precipitation distributions are required to estimate,
ceteris paribus, the impact of future climate change on mortality rates. To this
end, I rely on model output from the NCAR’s CCSM3, which is a coupled
atmospheric-ocean general circulation model used in the Intergovernmental Panel
on Climate Change’s 4th Assessment Report (IPCC 2007). Predictions of future
realizations of climatic variables are available for several emission scenarios, cual
are drivers of the simulations, corresponding to “storylines” describing the way
el mundo (p.ej., populations and economies) may develop over the next 100 años.
I focus on the A2 scenario, which is a business-as-usual scenario that predicts a
substantial rise in global average temperatures similar to the temperature change
projections for Asia reported in ADB (2014).
The data are processed in the same manner as in Deschenes and Greenstone
(2011), so I omit most details here. Data on daily average temperature and total
precipitation for the period 2000–2099 are assigned to each sample country using
the same procedure applied to the daily NCEP/NCAR Reanalysis Project data.
Específicamente, I assign each grid cell in the CCSM3 file to a subcountry population
8The crude mortality rate is defined by the WDI as “the number of deaths occurring during the year per 1,000
population estimated at midyear.”
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Temperature Variability and Mortality 9
cell from the Gridded Population of World file using an inverse distance-weighted
average with a radius of 300 kilometers from each population grid cell centroid.
The country-year variables are constructed using a weighted sum of all population
grid cells within a country, where the weights correspond to the population in each
population cell. This produces a balanced panel of country-year observations on
the relevant CCSM3 variables for the period 2000–2099. In order to account for
any systematic model error, I define the future climatic variables (daily average
temperatura, realized annual temperature bins, annual cooling degree days, y
total annual precipitation) como sigue. The model error is calculated for each of
el 365 days in a year separately for each country as the average difference between
the country-by-day-of-year specific variable from the NCEP/NCAR data and the
CCSM3 data during the 2000–2015 period.9 This country-by-day-of-year specific
error is then added back to the CCSM3 data over the 2020–2099 period to obtain
an error-corrected climate change prediction.
B.
Summary Statistics
Mesa 1 reports summary statistics on the resident population and average
mortality rates across the 16 countries in the sample over the 1960–2015 period.
Large differences in country size are evident. Por ejemplo, average population
during 1960–2015 ranges from 0.5 millón (Bhutan) a 1.1 billion (PRC).
Population growth rates between 1960 y 2015 also vary significantly across
countries. These important differences in country size motivate the inclusion of
controls for population in the regression models below. The next panel shows
average annual crude mortality rates (all ages) que van desde 5.3 deaths per year
por 1,000 population in Malaysia to 15.8 deaths per year per 1,000 población
in Cambodia. The remarkable improvements in well-being and health are clearly
showed by comparing the mortality rates in 1960 y 2015. Across the 16 countries,
all-age mortality rates have declined by factors of 2–3 (p.ej., the PRC’s mortality
rate declined from 25.4 a 7.1 during the review period). Similar cross-sectional
differences can also be seen in infant mortality rates in the last panel (defined as
deaths under the age of 1 divided by number of births). One issue with the infant
mortality rate is that data are not available for every country, especially in the first
decades of the sample period. Como resultado, the primary outcome studied in the paper
is the all-age mortality rate, which is available for all time periods for all countries.
The large cross-sectional differences in the all-age and infant mortality rates may
reflect fundamental differences in health determinants across countries, así como
differences in public health infrastructure, economic growth, and the underlying
clima. These permanent differences across countries will be addressed by country
fixed effects included in all empirical specifications.
9This is the only period in which the NCEP/NCAR and CCSM3 data series overlap.
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10 Asian Development Review
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Temperature Variability and Mortality 11
The empirical analysis uses daily weather data taken from the NCEP/NCAR
to develop the relevant country-year level measures for
Reanalysis Project
temperature and precipitation variables. Mesa 2 reports summary statistics on some
of the country-year level measures of observed weather during 1960–2015. Estos
are calculated across all country-by-year observations available (896). el primero
panel of the table reports average daily temperatures in Fahrenheit (°F). The well
known climatic differences across the SESA countries are seen by contrasting
the averages, which range from 29°F (Mongolia) to 81°F (Cambodia). There is
also sizable within-country variation across years, as shown by the minimum and
maximum values. (These correspond to the lowest and highest annual average
temperatures for each country between 1960 y 2015.) For each country, the range
is about ±2°F from the average of daily temperatures across years. This variation
will be exploited to identify the country fixed effect regression models reported
abajo.
As noted earlier, the relevant temperature variables to predict mortality rates
are measures of exposure to the extremes of the temperature distribution. Cifra
1 explores this distribution in more detail. The eight light bars in Figure 1 espectáculo
the distribution of daily average temperatures across eight temperature categories
(“bins”) para el 16 sample countries during the 1960–2015 period.10 The bins
correspond to daily average temperatures of less than 30°F, greater than 90°F, y
the six 10°F-wide bins in between. The height of the bar reports the mean number
of days per year in each bin; this is calculated as the average across country-by-year
realizations. The modal bin is 70°F–79°F, con 150 days per year, which is to be
expected because many countries in the sample are located in tropical areas along
or just north of the equator. As emphasized in the literature review above, recent
studies of the effects of temperature on health have highlighted the importance of
nonlinear effects, represented by a difference in marginal effects of temperature
increases across the temperature distribution. Por ejemplo, an extra degree of daily
average temperature at 90°F may have a much larger impact on mortality than an
extra degree of daily average temperature at 70°F. Para tal fin, the number of days in
the highest two bins (80°F–89°F and >90°F) are especially important. De término medio,
hay 64 days per year in the 80°F–89°F range and 6 days per year in the >90°F
range. The eight bins displayed in Figure 1 form the basis for the flexible modeling
of temperature effects on mortality rates as is now commonly used in the literature
(Deschenes 2014).
Cifra 1 also shows how the full distributions of daily mean temperatures are
expected to change. The dark bars report the predicted number of days in each
temperature category across the 16 sample countries for the period 2080–2099
important changes in the
bajo
the business-as-usual scenario. The most
10Daily average temperatures are the simple average of the daily minimum and maximum. Por lo tanto, a daily
average temperature of 90°F may correspond, Por ejemplo, to a day with a high of 100°F and a low of 80°F.
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12 Asian Development Review
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Temperature Variability and Mortality 13
Cifra 1. Distribution of Daily Average Temperatures (°F), 1960–2015 and Predicted
Distribution of Daily Average Temperatures (°F), 2080–2099
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CCSM3 = Community Climate System Model 3.
Notas: This figure shows the historical average distribution of daily mean temperatures and predicted future
distribution of daily mean temperatures across eight temperature bins for the 16 South, East, and Southeast Asian
countries in the sample. Light bars represent the average number of days per year in each temperature bin during
the period 1960–2015. Darker bars show the corresponding predicted distribution derived using daily data from
error-corrected CCSM3 A2 model data for the period 2080–2099.
Fuentes: Author’s calculations from NCEP/NCAR Reanalysis Project data and NCAR CCSM3 data.
distribution are in the last three bins. The CCSM3 A2 model predictions indicate
that exposure to daily average temperatures in the 70°F–79°F range will be greatly
reduced, dropping from 150 days per year on average to 52 días. It is evident that
all of this change is offset by an equally large increase in the number of days per
year where the mean daily temperature is between 80°F and 89°F—such exposure
is predicted to increase from 64 days to 174 days per year. Finalmente, another change
is the increase in the frequency of days with a mean temperature in excess of 90°F,
which is predicted to rise from roughly 6 days to 14 days per year.
Returning to Table 2, the middle two panels report statistics on the number
of days per year in each country when the daily average temperature exceeds 80°F
and 90°F. Una vez más, both cross-country and within-country variation is clearly
evident. The range in the number of >80°F days per year is between 0.2 (Bhutan)
y 188 (Sri Lanka) on average. Within countries, we observe a large degree of
interannual variation that is almost as wide as the cross-country variation. Para
ejemplo, in Indonesia the range of the number of annual days with an average daily
14 Asian Development Review
temperature >80°F is between 29 y 144. This within-country variation will drive
the identification of the country fixed effects regression models. Similar patterns
emerge when examining the cross- and within-country variation in days with
temperature >90°F. Sin embargo, it is evident that many countries do not experience
such days with high frequency. Only Bangladesh, India, and Pakistan are exposed
to more than 5 days per year with mean temperature >90°F on average. Tal como,
most of the empirical identification of the >90°F impacts will be disproportionally
driven by these three countries. Como resultado, the empirical analysis will consider a
few alternative specifications to model the effects of high temperatures on mortality.
IV. Econometric Approach
This section describes the econometric models used in the paper. Específicamente,
the estimates are obtained from fitting the following equation:
Yct =
(cid:2)
j
i
jT MEANct j +
(cid:2)
k
kPRECctk + X (cid:3)
γ
ct
δ + αc + βt + εct
(1)
where Yct is the mortality rate in country c in year t. As mentioned before, we focus
on the all-age mortality rate, the infant mortality rate, and the adult mortality rate.
The last term in equation (1) is the stochastic error term, εct.
The independent variables of interest are the measures of temperature and
precipitation, which are constructed to capture the full distribution of annual
fluctuations in weather. The variables TMEANctj denote the number of days in
country c in year t when the daily average temperature is in the jth of the eight
temperature bins reported in Figure 1. This functional form imposes the relatively
weak assumption that the impact of the daily mean temperature on the annual
mortality rate is constant within 10°F-degree intervals. The empirical analysis
will also consider a few alternative specifications of the temperature effects. El
variables PRECctk are simple indicator variables based on total annual precipitation
in country c in year t that represent the following intervals: less than 30 inches,
30–59 inches, 60–89 inches, 90–119 inches, and more than 120 inches.
The regression model includes a full set of country fixed effects (αc), cual
absorb all unobserved country-specific time-invariant determinants of health and
mortality rates. Por ejemplo, the notable differences in climate across countries
documented in Table 2 will be controlled for by these fixed effects. Más, cualquier
permanent differences in health care provision or infrastructure across countries
will not confound the effect of weather on health. The equation also includes year
efectos fijos (β t), which will be allowed to vary across subgroups of countries in
some specifications. These fixed effects will control for unobserved time-varying
factors in the dependent variable that are common across all countries or subgroups
of countries.
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Temperature Variability and Mortality 15
The validity of the predicted climate change impacts reported in this paper
depends crucially on the assumption that the estimation of equation (1) will produce
unbiased estimates of the temperature–mortality relationship coefficients (i
j). Desde
the estimating equation includes country and year fixed effects (or region-year
efectos fijos), these coefficients are identified from country-specific deviations in
temperature from long-term averages after controlling for shocks common to all
countries in a given year. Since year-to-year weather fluctuations in a given location
are exogenous (as they are driven by natural variability in the climate system), él
seems reasonable to assume that these fluctuations are orthogonal to unobserved
determinants of mortality rates.
V. Resultados
This section is divided in two subsections. The first provides estimates of the
relationship between daily temperatures and mortality rates. The second subsection
uses these estimated relationships to predict the impacts of climate change on
annual mortality in the SESA countries.
A.
Baseline Estimates of the Impact of Temperature on Mortality
Cifra 2 presents the estimate of the temperature–mortality relationship
obtained from fitting equation (1). The figure reports the estimated regression
coefficients associated with the daily temperature bins (es decir., the θ j’s) donde el
es, each coefficient
60°F–69°F bin is the reference (omitted) categoría. Eso
measures the estimated impact of 1 additional day in temperature bin j on the log
annual mortality rate, relative to the impact of 1 day in the 60°F–69°F range. El
dashed lines correspond to the 95% confidence intervals when standard errors are
clustered at the country level.11
The figure reveals a mostly null relationship, with the exception of high
mortality risks at extreme temperatures (es decir., for daily average temperatures
above 90°F). The point estimates underlying the response function indicate that
exchanging 1 day in the 60°F–69°F range for 1 day above 90°F would increase
the mortality rate by approximately 1% (es decir., 0.0095 log mortality points). Este
point estimate is statistically significant with a standard error of 0.0024. Sin embargo,
all other point estimates are close to zero and statistically insignificant at the
5% nivel. This result is somewhat in contrast with the “U-shaped” relationship
found in many studies of the US (see Deschenes 2014 and Portier et al. 2010 para
11Since there are only 16 grupos, I also computed standard errors using the wild cluster bootstrap
method proposed by Cameron, gelbach, y molinero (2008). Based on those calculations, it appears that the simple
cluster-robust standard errors are understated by about 30%. This does not change the conclusion of the tests of
statistical significance for most of the key coefficient estimates presented in the paper.
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16 Asian Development Review
Cifra 2. Estimated Temperature–Mortality Relationship for 16 SESA Countries,
1960–2015
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CI = confidence interval; SESA = South, East, and Southeast Asia.
Notas: The plotted lines report seven coefficient estimates (circle markers) representing the effect of a single day in
each of the corresponding seven temperature bins, relative to the effect of a day in the 60°F–69°F reference bin, en
the annual log all-age mortality rate. Dashed lines represent the 95% confidence interval for the estimates. Estándar
errors clustered by country.
Fuentes: Author’s calculations from World Development Indicators and NCEP/NCAR Reanalysis Project data.
reviews of the literature), although these are the first comprehensive estimates of the
temperature–mortality relationship over the entire 20th century.
Mesa 3 reports the point estimates associated with the key temperature
variables underlying Figure 2 in order to better characterize the results and
evaluate their robustness across alternative samples and subpopulations. Mientras
the underlying regression models include all seven temperature bin variables, el
table only reports the coefficient estimates associated with the number of days
below 30°F, the number of days between 30°F–39°F, the number of days between
80°F–89°F, and the number of days above 90°F.
Panel A reports the coefficient estimates separately by age group for the
baseline specification that includes temperature and precipitation variables, country
efectos fijos, and year fixed effects. Standard errors clustered at the country level are
reported in parentheses. There are several important observations to be made from
Grupo A. Primero, the effect of extreme high temperatures on mortality documented in
the overall population (all age groups) is also detectable for infants. En particular,
the effect of >90°F temperature days is similar (0.0083 versus 0.0095 log mortality
rate points). Más, colder temperatures significantly predict increases in infant
Temperature Variability and Mortality 17
Mesa 3. Estimates of the Impact of High and Low Temperatures on Log Annual Mortality
Rates by Age Group
Number of Days Per Year with Mean Temperature
<30°F
30°F−39°F 80°F−89°F
>90°F
norte
A. Baseline Specification Estimates
1. All-age mortality rate
2. Infant mortality rate (0–1)
3. Adult mortality rate (15–60)
0.0023
(0.0029)
0.0046
(0.0028)
−0.0036
(0.0060)
B. Alternative Specifications, All-Age Mortality
1. Adding region-year fixed effects
2. Adding additional controls
3. Adding controls for relative humidity
0.0017
(0.0027)
0.0022
(0.0033)
0.0002
(0.0029)
0.0019
(0.0030)
0.0052*
(0.0023)
−0.0009
(0.0034)
0.0002
(0.0030)
−0.0001
(0.0031)
−0.0012
(0.0027)
0.0001
(0.0023)
0.0031
(0.0021)
−0.0008
(0.0025)
−0.0006
(0.0033)
−0.0014
(0.0029)
0.0003
(0.0023)
0.0095** 896
(0.0024)
0.0083*
(0.0040)
−0.0001
(0.0023)
841
878
0.0108** 896
(0.0031)
0.0098** 859
(0.0032)
0.0115** 859
(0.0037)
Notas: The coefficient estimates correspond to the effect of single days with daily temperatures in the <30°F,
30°F–39°F, 80°F–89°F, and >90°F ranges on log annual all-age mortality rate, relative to days with daily
temperatures in the 60°F–69°F range. The number of days in the 40°F–49°F, 50°F–59°F, and 70°F–79°F bins are also
included in the regressions. Each row corresponds to a single regression. Standard errors are clustered by country.
Asterisks denote p-values of <0.05 (*), <0.01 (**), and <0.001 (***).
Sources: Author’s calculations from World Development Indicators and NCEP/NCAR Reanalysis Project data.
mortality rates, a pattern not detected for the other age groups. Finally, for adults
(defined by the WDI as ages 15–60), the relationship between temperature and
mortality is essentially null: none of the point estimates are statistically significant
and all are of very small magnitude. Taken together, these results are consistent
with the previous literature, which has repeatedly found that younger and older
individuals are more vulnerable to extreme temperatures, in part due to their weaker
thermoregulatory functions. An important implication of this difference in effects
across age groups is that it indicates that climate change will have unequal effects
across different demographic groups within the same country, an issue I will
investigate below.
Panel B reports on the robustness of the baseline all-age mortality estimates
reported in Row 1 of Panel A. In Row 1 of Panel B, the year fixed effects are
replaced by region-year fixed effects, where the three regions are defined as follows:
Bangladesh, Bhutan, India, Nepal, Pakistan, and Sri Lanka (roughly corresponding
to South Asia); the PRC, Japan, the Republic of Korea, and Mongolia (East Asia);
Cambodia, Indonesia, Malaysia, the Philippines, Thailand, and Viet Nam (Southeast
Asia). The advantage of this specification over “pooled” year fixed effects is that
the region-year fixed effects controls for unobserved shocks to health, economic
activity, weather, and any other unobserved factor that predicts health and varies
regionally over time.
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18 Asian Development Review
Row 2 of Panel B adds the following country-level control variables to the
specification of Row 1: log GDP per capita, the fraction of the population residing
in urban areas, and a variable corresponding to the number of hospital beds per
1,000 population as a crude control for the level of health care infrastructure in
each country.12 Finally, Row 3 of Panel B adds controls for relative humidity to
the specification of Row 2 by including variables representing the number of days
per year of low relative humidity (defined as days below the 25th percentile of
the observed relative humidity distribution) and high relative humidity (defined
similarly as days above the 75th percentile). This addition is motivated by prior
research for the US that shows that the temperature–mortality relationship may
be different when humidity is included as a predictor in addition to temperature
(Barreca 2012).
It is evident from examining the results in Panel B that none of these
alterations to the baseline specification lead to meaningful changes in the estimates
of the effect of extreme temperatures on mortality. Some of them modestly change
point estimates, but in comparison to the standard errors, none of the alternative
estimates appear different than the corresponding baseline estimates. Nevertheless,
in order to minimize concerns about omitted variables bias, I will maintain the
“preferred specification” that controls for relative humidity and region-year fixed
effects (in addition to the controls included in the baseline specification) for the
remainder of this paper.
B.
Alternative Specification and Heterogeneity of the Temperature Effects
One limitation of the estimates based on the full temperature bins approach is
that the >90°F bin is primarily identified by a handful of countries that are exposed
to such days with a high enough frequency (es decir., Bangladesh, India, and Pakistan as
mostrado en la tabla 2). As an alternative, Mesa 4 considers a specification with a single
measure of heat exposure: cooling degree days with a base of 80°F (CDD80).13 Este
variable is computed as the annual sum of the deviation between the daily average
temperature and the base 80°F. Negative values (temperatures below 80°F) do not
contribute to CDD80. Por ejemplo, a day where the daily average temperature is
81°F contributes one CDD80 and a day where the daily average temperature is 93°F
contributes 13 CDD80. These daily deviations are then summed over the entire
calendar year by country to form the measure of CDD80 used in the empirical
modelos. The average CDD80 over the entire sample is 246.4. A key advantage
of the CDD80 specification over the temperature bin specification, which is very
unevenly distributed across countries in the high temperature ranges, is that every
12The results including per capita income should be interpreted with caution since studies have shown that
temperature fluctuations affect per capita income (Burke, Hsiang, and Miguel 2015; Dell, jones, and Olken 2012).
13Heating and cooling degree days are often used in energy demand analysis.
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Temperature Variability and Mortality 19
Mesa 4. Estimates of the Impact of Cooling Degree Days on Log
Annual Mortality Rates by Age Group and Country
Annual Cooling Degree Days
with Base 80°F (÷10)
Coefficient
Standard Error
A. Estimates by Age Group
1. All-age mortality rate
2. Infant mortality rate (0–1)
3. Adult mortality rate (15–60)
0.0075***
0.0054
0.0054*
B. Estimates by Climate Zones, All-Age Mortality Rate
0.0171
0.0077***
Countries below median CDD80 (27.2)
Countries above median CDD80 (465.6)
C. Country-Specific Estimates, All-Age Mortality Rate
Bangladesh (430.1)
Bhutan (0.5)
Cambodia (191.3)
India (862.8)
Indonesia (76.1)
Japón (12.4)
Malasia (39.8)
Mongolia (5.6)
Nepal (53.0)
Pakistán (1225.2)
People’s Republic of China (29.0)
Philippines (209.3)
Republic of Korea (1.3)
Sri Lanka (391.7)
Tailandia (201.0)
Viet Nam (213.0)
0.0051***
n.a.
−0.0049
0.0061*
0.0024
0.0811*
0.0203
n.a.
0.0585**
0.0108**
0.0585
0.0205*
n.a.
0.0068
0.0096
0.0083
(0.0017)
(0.0030)
(0.0022)
(0.0135)
(0.0017)
(0.0011)
n.a.
(0.0044)
(0.0024)
(0.0141)
(0.0360)
(0.0162)
n.a.
(0.0156)
(0.0027)
(0.0457)
(0.0086)
n.a.
(0.0041)
(0.0059)
(0.0085)
CDD80 = cooling degree days with a base of 80°F, n.a. = not available.
Notas: The coefficient estimates correspond to the effects of annual cooling degree days
with base 80°F (divided by 10) on log annual mortality rates. The rows in Panel A are
from separate regressions. The rows in Panels B and C are from pooled regressions across
climate zones (Grupo B) and countries (Grupo C). Each regression includes country fixed
efectos; region-year fixed effects; and controls for precipitation, relative humidity, registro
población, and other country-specific controls. Standard errors are clustered by country.
Asterisks denote p-values of <0.05 (*), <0.01 (**), and <0.001 (***).
Sources: Author’s calculations from World Development Indicators and NCEP/NCAR
Reanalysis Project data.
country in the sample is exposed to positive amounts of CDD80 every year. While
the across-country sample average is 246.4, the country-specific averages ranges
from 0.5 (Bhutan) to 1,225 (Pakistan). Given that the empirical support for CDD80
is stronger, the remainder of the paper will focus on the CDD80 specification to
model the effects of high temperatures on the various outcomes.
Panel A of Table 4 reports the coefficients and standard errors associated
with the CDD80 from models for the three mortality rates variable. For presentation
purposes, the CDD80 variable is divided by 10 in the regression and so the
estimates correspond to a 10-unit change in the CDD80 variable (about a 5%
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20 Asian Development Review
change compared to the 246.4 mean). The coefficient in Row 1 of Panel A indicates
that a 10-unit increase in CDD80 increases the annual mortality rate by 0.75%.14
As expected, the estimates from the CDD80 specification are more precise since
there is greater population exposure to CDD80 than to days with a daily average
temperature above 90 °F. In the case of all-age mortality, the cluster-robust t-statistic
is larger than 4. The coefficient estimates for infant and adult mortality rates are both
0.0054, indicating that a 10-unit increase in CDD80 increases the infant and adult
mortality rates by about 0.5%. Both of these estimates have larger standard errors
and only the one for adult mortality is statistically significant at the 5% level.15
Panels B and C explore the extent to which the effects of high temperatures
(as captured by the variable CDD80) vary across country-specific exposure to
CDD80 (Panel B) and across country (Panel C). The motivation for these additional
analyses is that there are important cross-country differences in average CDD80
per year (as shown by the number in parenthesis in Panel C). As a result, different
countries or subregions may have undertaken investments that mitigate the impact
of extreme temperatures on mortality, or its population may have physiologically
acclimatized to different climates. Additional differences across countries in the
estimated effects of high temperatures may reflect differences in public health
investments, infrastructure, primary types of economic activity, and other factors.
Panel B reports the coefficient estimates of the effect of CDD80 separately
for the countries below the sample median exposure to CDD80 (133.7), estimated
from a pooled regression with the same set of fixed effects and controls as for
the estimates reported in Panel A. The numbers in parenthesis in Panel B are the
average CDD80 for the countries below (27.2) and above (465.6) median CDD80.
Consistent with the differential adaptation hypothesis listed above, the coefficient
estimates are twice as large for countries below the median exposure compared to
countries above the median. Notably, the estimated effect for countries below the
median exposure is very imprecise with a standard error of 0.0135. As a result,
Panel B only provides weak evidence of adaptation to high temperatures based on
the underlying climate.
Panel C reports country-specific estimates of the effect of CDD80 on the
all-age mortality rate, also estimated from a pooled regression with country
and region-year fixed effects.16 Countries that have fewer than 10 CDD80 per
year are omitted from this analysis (i.e., Bhutan, the Republic of Korea, and
Mongolia). There is important heterogeneity in the estimated effects of CDD80 on
mortality, with coefficient estimates ranging from –0.0049 to 0.0811. The precise
14The corresponding estimate for cooling degree days with a base of 90°F is 0.0133 with a standard error of
0.0058.
15Adding interactions between the relative humidity variables and the CDD80 variable increases the
estimated coefficient on CDD80 and reduces the marginal effect of CDD80 on the log annual all-age mortality
rate.
16The country-specific estimates of the CDD80 effects are identified primarily through time series variation.
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Temperature Variability and Mortality 21
interpretation of the highest coefficient, for example, is that a 10-unit increase
in CDD80 increases annual mortality rates by about 8% in Japan. The estimated
impact is positive for 12 out of 13 countries and statistically significant in 6 of 13
cases. Notable estimates include 0.5% for Bangladesh, 0.6% for India, about 1%
for Pakistan, and about 2% for the Philippines.
The most straightforward explanation for the differences in the measured
effect of high temperatures on mortality across countries is that populations in hotter
areas may be better adapted either through technology or physiology to respond to
high temperatures than populations in colder areas. For example, in the US, Barreca
et al. (2015) find that the impact of extreme heat (defined as days with an average
temperature above 90°F) on mortality is notably larger in states that infrequently
experience extreme heat. In particular, they find that the measured effect of high
temperatures on mortality is more than 10 times larger for states in the lowest decile
of the long-term distribution of high-temperature days than it is for states in the
highest decile (where such high temperatures are relatively frequent).
Figure 3 investigates this hypothesis by plotting the country-specific
estimated impacts of CDD80 from Panel C in Table 4 against the historical average
CDD80 for each country. As before, CDD80 are normalized by 10, so that 100 on
the figure represents 1,000 CDD80. The negative relationship between the measured
effect of CDD80 on mortality and average CDD80 is evident at first glance. The
countries with low average CDD80—Japan, Malaysia, Nepal, and the PRC—are
the four countries with the largest estimated mortality effects.
Further investigation of the patterns in Figure 3 reveals a “two-segment”
relationship, where we observe a first segment with massive reductions in the
measured effect of CDD80 up to about 10 CDD80 (100 in untransformed units):
the estimated coefficient for log mortality rates drops from 0.08 (Japan) to about
0.01 (Thailand). This is followed by a second segment where increases in average
CDD80 are no longer associated with marked reductions in its effect on mortality.
To highlight this pattern, Figure 3 superimposes the fitted line from a piecewise
linear regression with a knot at 7.5 CDD80 (75 in untransformed units).17 The fit
of the regression (with 13 observations) is striking: the simple piecewise linear
representation explains 75% of the variance in the estimated CDD80 coefficient
on log mortality. The first estimated slope segment is –0.011 (with a standard
error of 0.0019), while the second estimated slope segment is a statistically
insignificant 0.00001. Thus, it appears from this simple exercise that there are limits
to mortality-reducing adaptations: the data suggest no further dampening of the
temperature–mortality relationship beyond an average exposure of 75–100
CDD80.18
17The knot point was estimated using a nonlinear regression routine.
18This exercise is identified by cross-sectional variation and so the usual caveat to this interpretation applies.
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22 Asian Development Review
Figure 3. Country-Specific Estimates of the Effect of High Temperatures on Log Annual
Mortality Rates
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CDD80 = cooling degree days with a base of 80°F, PRC = People’s Republic of China.
Notes: This figure plots the country-specific estimated impacts of CDD80 from Panel C in Table 4 against the
historical average CDD80 for each country, where base 80°F cooling degree days are divided by 10. The country-
specific estimated impacts of CDD80 are from the pooled regression across 13 countries. (Bhutan, the Republic
of Korea, and Mongolia are excluded due to their low exposure to CDD80.) The regression includes country
fixed effects; region-year fixed effects; and controls for precipitation, relative humidity, log population, and other
country-specific variables.
Sources: Author’s calculations from World Development Indicators and NCEP/NCAR Reanalysis Project data.
C.
Explorations into Possible Mechanisms
As highlighted earlier, the mechanisms connecting extreme temperatures and
human health are especially complex in developing economies, where large shares
of the population are employed in weather-dependent economic activities. With
this in mind, a simple framework to understand the effect of high temperatures
on mortality should consider two broad channels: (i) a direct channel connecting
high temperatures and mortality through human physiology or disease; and (ii) an
indirect economic channel through which high temperatures depress real incomes
leading to higher incidences of undernutrition, lower levels of investment in
health-producing goods, and other income- and nutrition-related health hazards.
The challenge in separating between these two channels is that both
contribute to observed mortality, especially given that cause-specific mortality rates
are not available in the WDI data. Put another way, the information in the mortality
Temperature Variability and Mortality 23
Table 5. Estimates of the Impact of Cooling Degree Days on Log Fraction of
Population Undernourished and Log Fraction of Stunting in Children Under 5
Annual Cooling Degree Days
with Base 80°F (÷10)
Coefficient
Standard Error
Log fraction of population undernourished
Log fraction of stunting in children age 5 or younger
0.0088*
0.0018
(0.0033)
(0.0088)
Notes: The coefficient estimates correspond to the effects of annual cooling degree days with base
80°F (divided by 10) on the log fraction of the population undernourished and the log fraction of
stunting in children under the age of 5. Each regression includes country fixed effects; region-year
fixed effects; and controls for precipitation, relative humidity, log population, and other country-
specific controls. Standard errors are clustered by country. Asterisks denote p-values of <0.05 (*),
<0.01 (**), and <0.001 (***).
Sources: Author’s calculations from World Development Indicators and NCEP/NCAR Reanalysis
Project data.
records used to construct the WDI data does not identify deaths as being due to, for
example, a heat stroke (a direct, or physiological, channel) versus deaths due to, for
example, chronic malnutrition (an indirect channel). In order to shed light on the
mechanisms underlying the relationships documented in Figures 2−3 and Tables
3–4, I make use of information on the prevalence of undernourishment (percent of
population) and prevalence of stunting (percent of children under the age of 5) that
is available at the country-year level from the WDI. It should be noted that these
data are sparser than the mortality rates and are missing in specific countries and
years.
Table 5 reports estimates of the effect of high temperatures on the prevalence
of undernourishment and stunting based on the same specification as the model in
Table 4 (i.e., the base 80°F cooling degree days specification). Panel A of Table
5 reports the coefficients and standard errors associated with the CDD80 variable
from panel regression models for the undernutrition indicators. Like in Table 4,
the CDD80 variable is divided by 10 in the regression, so the estimates correspond
to a 10-unit change in the CDD80 variable (about a 5% change compared to the
mean).
The estimates suggest that a 10-unit increase in CDD80 increases the
undernourished share of the population by almost 1%. The estimate is statistically
significant at the 5% level. In the case of stunting, the point estimate is also positive
but not significant. Overall, the estimates in Table 5 are consistent with the notion
that the observed temperature–mortality relationship is driven in part by an indirect
channel due to undernutrition, as opposed to being entirely driven by a purely
physiological relationship. More broadly, this finding has implications for climate
change adaptation policy: interventions that increase the availability of nutritional
intake (or income) in years of extreme heat, especially among poorer populations,
may substantially mitigate the negative health consequences of climate change.
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24 Asian Development Review
Table 6. Estimates of the Impact of Climate Change on Log Annual Mortality Rates,
Based on Error-Corrected CCSM3 A2 Model
Predicted Impact on Log Mortality Rate:
Due to (cid:2)CDD80 Due to (cid:2)Precipitation Overall Impact
A. Estimates for 2080–2099
All-age mortality rate
Infant mortality rate (0–1)
Adult mortality rate (15–60)
0.4519**
(0.1326)
0.2000
(0.2735)
0.3860*
(0.1817)
B. Estimates by Time Period, All-Age Mortality
0.0475**
(0.0139)
0.2163**
(0.0635)
0.4519**
(0.1326)
2080–2099
2050–2069
2020–2039
C. Estimates by Subregion, All-Age Mortality, 2080–2099
East Asia
Southeast Asia
South Asia
0.2428
(0.2049)
0.2704
(0.5311)
0.3358**
(0.1042)
0.0060
(0.0049)
−0.0061
(0.0052)
0.0063*
(0.0030)
−0.0087
(0.0072)
−0.0016
(0.0013)
0.0060
(0.0049)
0.0047
(0.0412)
−0.0462
(0.0526)
−0.0032
(0.0033)
0.4579**
(0.1337)
0.1939
(0.2741)
0.3923*
(0.1809)
0.0388*
(0.0142)
0.2146**
(0.0632)
0.4579**
(0.1337)
0.2475
(0.1793)
0.2242
(0.5751)
0.3326**
(0.1015)
CCSM3 = Community Climate System Model 3, CDD80 = cooling degree days with a base of 80°F.
Notes: The entries in this table report calculations for the predicted impact of climate change on log annual
mortality rates based on the error-corrected CCSM3 A2 model. Underlying regressions include country fixed
effects, region-year fixed effects, and controls for precipitation, relative humidity, log population, and other
country-specific controls. Standard errors are clustered at the country level. Asterisks denote p-values of <0.05
(*), <0.01 (**), and <0.001 (***). See the text for more details.
Sources: Author’s calculations from World Development Indicators, NCEP/NCAR Reanalysis Project data, and
NCAR CCMS3 data.
D.
Predicted Impacts of Climate Change on Asian Mortality Rates
The relationship between annual temperature fluctuations and mortality rates
documented in the previous tables and figures can be combined with scientific
predictions about future climate change to develop estimates of the impacts of
climate change on mortality rates. This exercise—essentially a ceteris paribus
projection—is not without limitations, which are discussed at length in the next
section.
Table 6 reports the results of such a calculation, obtained by combining
the empirical estimates of the temperature–mortality relationship as shown in
Table 4 with the CCSM3 A2 projections for the 16 sample countries over the
2020–2099 period. The estimates are calculations of the predicted change in
the annual mortality rate (in percentage terms) due to the predicted change in
high temperatures (annual CDD80) and annual precipitation recovered from the
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Temperature Variability and Mortality 25
CCSM3 A2 model. The impacts reported are based on country-level predictions
calculated as the average of
ˆθCDD80(cid:8)CDD80c j +
(cid:2)
k
( ˆδk(cid:8)PRECck )
(2)
That is, the predicted change in the annual CDD80 in a country ((cid:8)CDD80c j)
is multiplied by the corresponding estimated coefficient of its effect on the log
mortality rate ( ˆθCDD80). A similar calculation is done for the number of days in
each precipitation bin. The final estimate corresponds to the weighted average of
equation (2) across all countries in the sample. The standard errors of the predictions
are calculated accordingly.
The columns in Table 6 break down each component of the calculation: the
predicted impact due to the change in CDD80; the predicted impact due to the
change in precipitation; and the overall impact, which is the sum of the previous
two. Finally, the three panels correspond to predicted climate change impacts across
age groups, horizon time periods, and regional subgroups.
The end of century results (i.e., over the 2080–2099 horizon) in Panel
A indicate that all-age mortality rates are predicted to increase by 45%. By
comparison, Deschenes and Greenstone (2011) find a corresponding effect of 3%
for the US; thus, it is clear that climate change poses a much larger risk for
human health in Asia than in the US. The rest of panel A decomposes the all-age
estimates into a component for infants (Row 2) and a component for the prime-aged
population (ages 15–60, Row 3). For both age groups, the estimate is positive and
large: 20% for infants and 39% for ages 15–60, though only the latter is statistically
significant. This evidence suggest that the burden of climate change on human
health in Asia will be distributed more or less the same across all age groups.
Panel B reports predicted impacts on all-age mortality across different time
horizons: 2020–2039, 2050–2069, and 2080–2099. These results show that impacts
grow over the time horizon in a linear fashion, reflecting the fact that CCSM3
predicts a rising trend in global average temperatures as well as in measures of high
temperatures such as CDD80. The fact that the projected impacts grow linearly with
the time horizon emphasizes the need for implementing strategies in the near future
to avoid large impacts on human health due to climate change.
Finally, Panel C reports estimates for the three subregions of Asia (East,
South, and Southeast). The impact estimates are derived from subregion-specific
estimates of the temperature–mortality relationship and subregion-specific climate
change predictions regarding future levels of CDD80 and precipitation. The
predictions are for all-age mortality rates for the 2080–2099 period. Overall, the
predicted impacts are similar across subregions, ranging from 24% in Southeast
Asia to 34% in East Asia. Only the latter estimate is statistically significant. Thus,
it appears each region will be similarly impacted by climate change; therefore,
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concerns about climate change reinforcing inequality of well-being and economic
status across countries are not warranted here in the case of human health impacts.
VI. External Validity of the Projected Mortality Impacts of Climate Change
Are studies based on historical variations in temperature and mortality, such
as this one, externally valid to assess the impacts of climate change on mortality?
A central issue is that empirical studies are necessarily identified by observed
historical variation in weather rather than a permanent future shift in the climate.
Absent the random assignment of climates across otherwise identical populations,
there is no research design that can fully address this point. At the very least,
standard economic theory suggests that this approach leads to an overstatement
of the projected human health costs of climate change. This is because the set of
health-preserving adaptations that are available to respond to a temperature shock
that occurs in the short term is smaller than the set of health-preserving adaptations
that are likely to be available in the long term. Indeed, some recent studies attempt
at addressing this problem by exploiting exogenous variation in long-term average
temperatures, such as the one caused by the “Little Ice Age” (Waldinger 2017).
Therefore, in the case of this analysis with country-year data, it is important
to recognize the limitations inherent in using year-to-year variation in weather. Such
variation is informative about the health effects related to the “transition” between
the current and future climate distribution. However, it is not informative about
the complete long-term effects of climate change on health, since the full set of
defensive investments an individual can engage in is restrained to a period of 1 year
rather than a longer time frame.
The end-of-century predicted mortality impact estimates indicate that
climate change will increase mortality rates by about 45%. To put this estimate in
some context, the all-age mortality rate declined from 21.6 to 7.2 per 1,000 between
1960 and 2015 (see Table 1), which is a decline of about 0.25 percentage points,
or about 1%, per year (relative to 1960 mortality rates). If the point estimates are
taken literally, the predicted increase in mortality due to climate change is roughly
equivalent to losing half a century’s worth of improvement in longevity, which is
a remarkably large effect. This finding highlights the urgency to slow down and
reverse the strong trend in rising average temperatures documented in Asia and
worldwide. Failure to do so threatens to negate multidecade improvements in living
standards and economic development in Asia. Furthermore, it underscores the
critical role that private and public climate change adaptation will need to assume
if these dire predictions are to be avoided.
There are a number of caveats to these calculations, and to the analysis more
generally, that must be emphasized. First, the effort to project outcomes at the end of
the century requires a number of strong assumptions, including that (i) the climate
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Temperature Variability and Mortality 27
change predictions are correct, (ii) relative prices (e.g., for all health-improving
inputs) will remain constant, (iii) the same health technologies will prevail, and (iv)
the geographical distribution of populations in the 16 Asian countries in the sample
will remain unchanged. These assumptions are not realistic, but the alternative
approach involves making further assumptions about future population growth,
mobility patterns, relative prices, technological innovations, and economic growth.
Incorporating such additional assumptions in climate change impact predictions is
beyond the scope of this paper.
Second, there is still considerable uncertainty about the reliability of the
future climate predictions derived from Global Circulation Models. Climate models
can produce inconsistent predictions that differ in terms of the magnitude and sign
of future changes in key climate variables. As a result, climate change impact
estimates based on a projection of the future climate from a single climate model
can be unreliable (Burke et al. 2015). One approach proposed by the Burke et al.
(2015) study is to compute climate change impact predictions from the 15 or so
climate models from which future predictions are available. The range of predicted
impacts across the ensemble of all climate models accounts for some (although
not all) of the uncertainty inherent in Global Circulation Models. However, this
approach is computationally very demanding when daily climate data outputs are
required. As a result, this approach is beyond the scope of this paper.
Third, as emphasized before, it is likely that these estimates overstate the
increase in mortality due to climate change because the identification strategy
relies on interannual fluctuations in weather rather than a permanent change in the
weather distribution (climate). As a result, there are a number of mortality-reducing
adaptations that cannot be undertaken in response to a single year’s weather
realization. For example, permanent climate change and continued economic
growth in Asia is likely to lead to institutional adaptations (e.g., improvements
in public health services and hospitals’ ability to treat heat-related illnesses,
higher penetration rates of air-conditioning). Another natural response to permanent
climate change’s impact on heat-related mortality is migration to cooler regions.
The empirical approach in this paper fails to account for these adaptations.
Finally, these predicted climate change impacts on mortality do not capture
the full impacts of climate change on health. In particular, there may be increases
in the incidence of morbidities due to the temperature increases. Additionally,
there are a series of indirect channels through which climate change could affect
human health, including greater incidence of vector-borne infectious diseases (e.g.,
malaria and dengue fever). At the same time, many other climatic variables whose
distributions are expected to change due to climate change have effects on mortality
rates and other health outcomes. For example, changes in the patterns of the
monsoon, increased drought incidence, or stronger hurricanes will have their own
health impacts. However, this study is not equipped to shed light on these issues.
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28 Asian Development Review
VII. Conclusion
This paper presents the first empirical analysis devised to understand
the complex relationship between extreme temperatures and mortality in 16
Asian countries representing more than 50% of the world’s population. Using a
country-year panel on mortality rates and various measures of high temperatures
for 1960–2015, the paper produces two primary findings. First, high temperatures
are strong predictors of increases in mortality rates. Second, this effect is larger in
countries where high temperatures are infrequent.
Applying predictions on future temperature and rainfall distributions from
a Global Circulation Model to the estimated temperature–mortality relationships
provides an opportunity to learn about the possible impacts of climate change on
health in Asia. The ceteris paribus predictions reported in the paper indicate that in
the short term (i.e., over the 2020–2039 horizon), climate change, through its effects
on temperature and rainfall alone, will have modest impacts on mortality rates in
Asia, with a predicted increase of 4%. In the long term (i.e., over the 2080–2099),
the corresponding predictions are dramatically larger, with a predicted increase of
45%. Such an increase roughly corresponds to the remarkable decline in mortality
rates in Asia during the 1960–2015 period. This finding therefore underscores the
importance of climate change adaptation to mitigate some of the expected negative
effects on human health. Without adaptation, climate change may reverse the public
health achievements and economic progress of Asia over the last half-century.
This paper only represents a first attempt at empirically analyzing the
temperature–mortality relationship in Asia and providing climate change impact
projections that can inform policymaking. Many key implications for future
research emerge from this analysis. Future studies should attempt to use panel data
with within-country variation in both the outcomes and the climatic variables, as
in Burgess et al. (2014). Such within-country analysis will allow the specification
of more robust econometric models that control for local unobserved shocks.
Additionally, within-country panel analysis can inform climate change adaptation
strategies by studying specific policies or technology deployments that can mitigate
the effect of temperature extremes on health, as in Barreca et al. (2016).
Finally, as emphasized earlier, climate change will bring changes to a host
of climatic variables in addition to temperature, many of which can have significant
impacts on health. All of these considerations should be priorities for future research
in this area.
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