Local Field Potentials and Spikes in the Human

Local Field Potentials and Spikes in the Human
Medial Temporal Lobe are Selective to
Image Category

Alexander Kraskov1, Rodrigo Quian Quiroga1,2, Leila Reddy3,
Itzhak Fried4,5, and Christof Koch1

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Abstrait

& Local field potentials (LFPs) reflect the averaged dendro-
somatic activity of synaptic signals of large neuronal popula-
tion. Dans cette étude, we investigate the selectivity of LFPs and
single neuron activity to semantic categories of visual stimuli
in the medial temporal
lobe of nine neurosurgical patients
implanted with intracranial depth electrodes for clinical rea-
sons. Strong selectivity to the category of presented images
was found for the amplitude of LFPs in 8% of implanted mi-
croelectrodes and for the firing rates of single and multiunits
dans 14% of microelectrodes. There was little overlap between
the LFP- and spike-selective microelectrodes. Separate analy-

sis of the power and phase of LFPs revealed that the mean
phase was category-selective around the u frequency range
and that the power of the LFPs was category-selective for
high frequencies around the g rhythm. De la 36 microelec-
trodes with amplitude-selective LFPs, 30 were found in the
hippocampus. Enfin, it was possible to readout information
about the category of stimuli presented to the patients with
both spikes and LFPs. Combining spiking and LFP activity
enhanced the decoding accuracy in comparison with the ac-
curacy obtained with each signal alone, especially for short
time intervals. &

INTRODUCTION

Existing experimental approaches to investigate the
functions of the brain by recording electrical signals vary
from single-cell recordings in animals to surface electro-
encephalography (EEG) in humans. Animal electrophys-
iology usually relies on the analysis of spiking activity of
neurons, while placing less emphasis on local field
potentials (LFPs), a slow nonspiking component of the
recorded electrical signal. In contrast, studies of brain
electrical activity in humans typically use electrical po-
tentials recorded from the surface of the skull. Such EEG
signals represent the electrical activity of large fraction of
cortical and subcortical tissue but can still be linked to
different behavioral states or cognitive functions.

Certain neurological conditions,

in particular, phar-
macologically intractable epilepsy, require, on occasion,
the implantation of either subdural electrodes that rest
on the surface of the cortex, or of depth electrodes that
are implanted into the brain parenchyma (Ange, Moll,
Frit, & Ojemann, 2005; Lachaux, Rudrauf, & Kahane,

1California Institute of Technology, 2University of Leicester, ROYAUME-UNI,
3Massachusetts Institute of Technology, 4Université de Californie
at Los Angeles, 5Tel-Aviv University, Israel

2003; Bechtereva & Abdullaev, 2000). The signals ob-
tained with these intracranial electrodes represent aver-
age activity of the brain with temporal and spatial
resolution on the order of milliseconds and centimeters,
respectivement. The size and impedance of these clinically
used electrodes typically do not permit the recording of
spiking activity of neurons. Here we present data ob-
tained with microelectrodes implanted in the human
medial temporal lobe (MTL) of epilepsy patients. Their
impedance ((cid:1)0.5 M.(cid:1)) and size (diameter of the tip
(cid:1)40 Am) enabled us to record spiking activity of single
neurons as well as LFPs (Fried et al., 1999). The rela-
tionship between LFPs and spiking activity in nonpri-
mates was already addressed as early as the 1960s (voir
Haberly & Shepherd, 1973; John, 1967, 1972; Fromm,
1967; Buchwald, 1965 and Logothetis, 2003, for review).
There were also several studies dealing with the corre-
lation of spiking and epileptiform activity in epileptic
patients ( Wyler, Ojemann, & Ward, 1982; Verzeano,
Crandall, & Dymond, 1971). In monkey electrophysiol-
ogie, LFPs and their relationship to spiking activity have
been actively studied only in the last few years (Kreiman
et coll., 2006; Liu & Newsome, 2006; Henrie & Shapley,
2005; Scherberger, Jarvis, & Andersen, 2005; Mehring
et coll., 2003; Pesaran, Pezaris, Sahani, Mitra, & Andersen,
2002). Par exemple, the LFP activity in the parietal cortex

D 2007 Massachusetts Institute of Technology

Journal des neurosciences cognitives 19:3, pp. 479–492

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of macaque monkeys was found to discriminate between
preferred and antipreferred directions of reach plans
(Pesaran et al., 2002). The LFPs in monkey motor cortex
were also predictive of hand movements (Mehring et al.,
2003). Scherberger et al. (2005) reported that the mon-
key behavioral state can be decoded with LFPs better
than with the spiking activity. Increasing stimulus con-
trast was found to cause an increase in power,
dans
in gamma band, of the LFP recorded in
particular,
macaque V1 (Henrie & Shapley, 2005). De plus,
il
occurred over a contrast range within which the spike
rates of cortical cells were saturating. Recently, LFPs, comme
well as spiking activity recorded in the inferior tem-
poral cortex (IT) of macaque monkeys, were shown
to be object-selective but barely related to each other
(Kreiman et al., 2006). The aim of our study is to
investigate in humans, the selectivity of spiking and
LFP activity recorded simultaneously from the same
microelectrodes during a simple perceptual task, et
the relationship between their selectivities.

The selectivity of spiking activity recorded in the
human MTL to visual categories has already been re-
ported by our group (Kreiman, Koch, & Frit, 2000). Dans
this study, we investigated visual category selectivity
of the spiking activity and LFPs in a different group of
patients using the amplitude, pouvoir, and mean phase of
the LFPs. En outre, we compared selectivity properties
of the LFP and spiking activity and found a weak
correlation between them. We were also able to decode
information about the category of a presented stimulus
using the spiking and LFP activity separately and to-
gether. Decoding accuracy in a short time window was
found to be optimal using the LFPs and spiking activity
simultaneously as an input to the decoding algorithm.
The weak correlation of object selectivity properties of
the LFPs and spiking activity and augmented decoding
accuracy using both of them support the hypothesis that
the LFPs contain additional information about the cate-
gory of a visual stimulus.

MÉTHODES

Subjects and Recordings

The data came from 12 sessions in nine patients with
pharmacologically intractable epilepsy (all right-handed,
4 men, 17 à 47 ans). This set of patients overlaps
with the one used in a previous study (Quian Quiroga,
Reddy, Kreiman, Koch, & Frit, 2005), but the current
data corresponds to different experimental sessions.
For these patients, extensive noninvasive monitoring
did not yield concordant data corresponding to a single
resectable epileptogenic focus. Donc, they were
implanted with chronic depth electrodes for 7–10 days
to determine the seizure focus for possible surgical
résection (Frit, MacDonald, & Wilson, 1997). Ici
we report data from microelectrodes in the hippocam-

pus, amygdala, entorhinal cortex, and parahippocampal
gyrus. All studies conformed to the guidelines of the
Medical Institutional Review Board at UCLA. The elec-
trode locations were based exclusively on clinical criteria
and were verified by magnetic resonance imaging (IRM)
or by computed tomography (CT) coregistered to pre-
operative MRI. Each electrode probe had a total of nine
microwires at its end, eight active recording channels
and one reference. The differential signal
from the
microwires was amplified using a 64-channel Neuralynx
système (Tucson, AZ), filtered between 1 et 9000 Hz
and sampled at 28 kHz. Spike detection and clustering
was done using recordings band-pass filtered between
300 et 3000 Hz. The LFPs were obtained by band-pass
filtering the same recordings between 1 et 100 Hz and
down-sampling them to 256 Hz.

Each recording session lasted about 30 min. Sujets
were sitting in bed, facing a laptop computer, on which
landmarks, or objects
pictures of individuals, animals,
were shown. The images covered about 1.58, were cen-
tered on a laptop screen, and were displayed six times
each in pseudorandom order for 1 sec. Images were
photos of animals, landmarks, and celebrities, which were
partially chosen according to the patients’ preferences,
as well as photos of people and places unknown to the
patients. More details about the stimulus set are availa-
ble in Quian Quiroga et al. (2005). The interstimulus in-
terval (ISI) was randomized with the minimum ISI equal
à 1.5 sec. In order to encourage subjects to attend to
the picture presentations, they had to respond whether
the pictures contained a face or something else by
pressing the ‘‘Y’’ and ‘‘N’’ keys, respectivement.

Data Analysis

We analyzed the signals recorded from 568 microelec-
trodes implanted in different locations of the human
MTL. For the LFP data, we initially applied a digital notch
filter at 60 Hz and the first two harmonics (4th-order
elliptic filter, 0.1 dB peak-to-peak ripple, 40 dB stopband
attenuation). Recordings that showed either peaks at
harmonics of 60 Hz on the power spectrum or high-
frequency noise were discarded, thus obtaining a final
set of 451 ‘‘clean’’ microelectrodes for LFP analysis, 384
of which showed spiking activity.

We discarded from the analysis trials having more
que 5 points outside of the mean ± 5 standard devia-
tion range. The mean and the standard deviation were
calculated across all trials for each sample point.

Analysis of the LFP Amplitude Selectivity

To quantify category selectivity of the LFP amplitude, nous
applied a sample-by-sample one-way analysis of variance
(ANOVA) (Blair & Karniski, 1993; Guthrie & Buchwald,
1991) with the category identity as a main factor to the

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Journal des neurosciences cognitives

Volume 19, Nombre 3

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LFP values. The sample-by-sample ANOVA test gives a
time-resolved significance level of how the LFP values
are different across categories. We considered a micro-
electrode to be selective to a category if at least 15 con-
secutive points ((cid:1)60 msec) of the ANOVA trace crossed
the significance threshold of .001. To check whether the
ANOVA traces crossed the .001 threshold by chance, nous
applied two control tests. D'abord, we applied the ANOVA
test to the one-second interval preceding stimulus on-
ensemble. Deuxièmement, we applied a bootstrap procedure by shuf-
fling the pictures in-between categories. Such shuffling
destroys information about the category but preserves
time correlations of LFPs and correlations between
different presentations of the same picture. Because
the bootstrap procedure is time consuming, we ap-
plied it only to the selective microelectrodes (one-way
ANOVA, p < .001, 15 consecutive points). The goal of the bootstrap test was to confirm that the significant p values obtained with the ANOVA test were reflecting differences in averaged LFPs for semantic categorization but not for other possible ones, for example, the cases when there was only one very strong response to a single picture. Latencies The latency of the selectivity for the averaged LFPs was defined as the time point when the LFPs for three categories started to be significantly different from each other, that is, when the ANOVA trace first crossed the significance level of p = .001 for at least 15 consecutive points. Analogously, for the definition of the latency of responsiveness, we applied a sample-by-sample t test comparing the distribution of LFP values for each cate- gory and each time point during stimulus presentation, with the distribution of all LFP values during the baseline interval. The moment when the t test trace first crossed significance level of p = .001 for at least 15 consecutive points for one category was defined as the latency of the responsiveness. Phase and Power Analysis To estimate the instantaneous phase and power, we used the continuous wavelet transform. The LFP of each trial was convoluted with complex Morlet wavelets (cid:2)( f0, t) = (s2p)(cid:2)1/4 exp((cid:2)t2/2s2) exp(2pif0t), where f0 is the frequency and s specifies the width of the central wavelet in time domain. The Morlet wavelet is a complex sine wave whose amplitude is tapered by a Gaussian function. A wavelet family is characterized by a constant nc = 2pf0s, which we set equal to 6. The convolution with a complex Morlet wavelet gives a series of complex wavelet coefficients W( f0, t) = R (cid:2)( f0, t (cid:2) t) s(t)dt = A( f0, t) exp(if( f0, t)). From the wavelet coefficients cor- responding to each frequency and time point, it is pos- sible to define the instantaneous power as |W( f0, t)|2, and the instantaneous phase as f( f0, t). To resem- ble the main EEG frequency bands, we used 11 frequen- cies spaced on the approximately logarithmical scale between 2.5 and 85 Hz. Because the distribution of the power was found to be significantly different from Gaussian, we used a nonparametric sample-by-sample ANOVA (Kruskal–Wallis test) to test for selectivity of the LFP power. To test for mean-phase selectivity of the LFP, we used a sample-by-sample analysis of a common mean direction. This test is a generalization of a t test analog for circular data to more than two variables. Because, in general, the correlation between consec- utive time points is higher for the lower frequencies, both for the power and phase analyses, we required that the significant difference between categories (with p < .001) lasted for at least two periods (Rizzuto et al., 2003). Due to the fact that a two-period interval may be relatively short, especially for high frequencies (e.g., for 85 Hz it is only about 23 msec, which corresponds to 6 points if the sampling frequency is 256 Hz), the test for selectivity ( p < .001, two periods) was validated with a bootstrap procedure where the pictures were shuffled in-between the categories. Decoding A trial-by-trial decoding was done with a linear Fisher algorithm (Duda, Hart, & Stork, 2001). We employed a one versus all strategy, that is, for each trial, a decision about its category was made based on the distributions of all other trials. The decoding accuracy was defined as the relative number of correct predictions. The chance level was equal to the inverse number of categories (.33). Time profiles of decoding accuracies were calcu- lated using the number of spikes or mean LFP values in sliding time windows as an input to the decoding algorithm. The sliding windows had 50% overlap. To increase the number of inputs to the classifier, we de- creased the significance threshold to .01 in comparison to .001, which was used for selectivity analysis. We also calculated the decoding accuracies with a very loose sig- nificance threshold of .1, which did not change signifi- cantly the results. RESULTS We studied the spiking activity and LFPs recorded from the same microelectrodes implanted in the MTL of human subjects with pharmacologically intractable epi- lepsy. The placement of the electrodes was determined exclusively by clinical criteria (Fried et al., 1997). In 12 experimental sessions with nine patients, we recorded activity from 568 microelectrodes. Only ‘‘clean’’ record- ings (451 microelectrodes) were used for further analy- sis (Methods). The microelectrodes were located in the Kraskov et al. 481 D o w n l o a d e d f r o m l l / / / / / j t t f / i t . : / / D h o t w t p n : o / a / d m e i d t f r p o r m c . h s i p l v d e i r r e c c h t . m a i r e . d c u o m o / c j n o a c r t n i c / e a - r p t d i c 1 l 9 e 3 - 4 p 7 d 9 f / 1 1 9 9 3 6 / 2 3 1 / 7 4 7 o 9 c / n 1 2 7 0 5 0 6 7 6 1 0 9 4 / 3 j 4 o 7 c 9 n p . d 2 0 b 0 y 7 g . u 1 e 9 s . t 3 o . n 4 0 7 8 9 S . p e p d f e m b b y e r g 2 u 0 e 2 s 3 t / j . . . . . t f o n 1 8 M a y 2 0 2 1 amygdala (120), hippocampus (182), entorhinal cortex (102), and parahippocampal gyrus (47). Anatomical locations of microelectrodes were selectively estimated from the fused image of structural MRI taken before implantation of the electrodes and CT taken while the electrodes were implanted (Fried et al., 1999). Selectivity of the Amplitude of Local Field Potentials to Categories All images were divided into three semantic categories: faces, places, and animals. LFPs were time-aligned to the stimulus onset. Intervals of 1 sec before and 1 sec after stimulus onset were used in the analysis. Examples of averaged LFPs, raster plots, and poststimulus time histo- grams for three categories are shown in Figure 1. Here the spiking activity was clearly responsive and selective to the category ‘‘places,’’ increasing from its background rate of about 0.2 Hz to approximately 2 Hz. Yet surprisingly, the amplitude of the averaged LFPs for the category ‘‘places’’ was the smallest among the three categories. The aver- aged amplitudes of LFPs for the two other categories (‘‘animals’’ and ‘‘faces’’) were significantly different from baseline. Another example is shown in Figure 2. Here the spiking activity, as well as LFPs, for the category ‘‘faces’’ was significantly different from the responses to images from the other two categories. The LFPs for the three categories from Figure 2 are plotted in Figure 3A. The corresponding ANOVA trace (Methods) is shown in Fig- ure 3B. Note that after stimulus onset, there are two in- tervals corresponding to positive and negative reflections of the averaged LFPs from baseline where the ANOVA trace is far above the chosen significance value of .001. To verify the category selectivity of the LFPs, we applied two control tests (Methods). Note that for the example in Figure 3, there was no single point before stimulus onset where the amplitude of the LFPs was selective. In fact, none of the 451 microelectrodes showed selectivity during the baseline interval. In total, we found that 36 of the 451 microelectrodes (8.0%) produced LFPs with a significant category selectivity (one way ANOVA, p < .001, 15 con- secutive points, bootstrap 1000 shuffles; Methods). Thirty of these microelectrodes were located in the hippocam- pus, three in the amygdala, three in the entorhinal cortex, and none in the parahippocampal gyrus (Figure 4). We did not find any significant difference ( p > .05, binomial
test) in the number of LFP(cid:2) amplitude-selective micro-
electrodes between different hemispheres (gauche 19/251,
droite 17/200). An equal number of selective microelec-
trodes were found in the epileptogenic temporal lobe and
in the contralateral lobe (18/270 versus 18/181).

The latency of the selectivity (c'est à dire., the moment when
the LFPs of the three categories started to be significantly

Chiffre 1. Spike and LFP
responses from a microelectrode
in the left medial hippocampus.
For each of the three image
categories shown, (UN) raster
plots, (B) poststimulus time
histogram, et (C) average
LFPs (thick) ± 1 SEM across
trials (thick, thin) are plotted.
Vertical dashed lines indicate
début (zero on time axis) et
offset (1 sec) of the image. Le
number of pictures in a category
is specified by the number in
the brackets following the name
of the category. Each picture
was shown six times. Le
baseline firing rate was about
0.2 Hz for all three categories.
Only during presentation of
‘‘place’’ pictures did the firing
activity increase to 2 Hz. Dans
contraste, the average LFPs for
‘‘places’’ had the smallest
amplitude, whereas the
maximum amplitude of the
average LFPs for the categories
‘‘animals’’ and ‘‘faces’’ was
à propos 50 AV. The baseline
amplitudes for all three
categories were about 15 AV.

482

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Volume 19, Nombre 3

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Chiffre 2. Spike and
LFP responses from a
microelectrode in the left
anterior hippocampus. Le
baseline rate of this unit
était 10.2 Hz. It decreased
significantly ( p < .001, t test) upon presentation of animal pictures, remained unchanged for ‘‘places,’’ and increased significantly ( p < .001, t test) for ‘‘faces.’’ The LFPs for ‘‘faces’’ were significantly different from baseline ( p < .001, ANOVA, see Figure 3). D o w n l o a d e d f r o m different from each other) was 460 ± 15 msec (mean ± SEM). For the selective microelectrodes, we also calcu- lated the latency of the LFP responsiveness (i.e., when LFPs of a category started to be significantly different from the baseline [Methods] and found it to be 369 ± 53 msec [mean ± SEM), which is significantly shorter than the latency of the selectivity ( p < .01, t test). This difference is explained by the observation that, very often, the LFPs of l l / / / / / j t t f / i t . : / / D h o t w t p n : o / a / d m e i d t f r p o r m c . h s i p l v d e i r r e c c h t . m a i r e . d c u o m o / c j n o a c r t n i c / e a - r p t d i c 1 l 9 e 3 - 4 p 7 d 9 f / 1 1 9 9 3 6 / 2 3 1 / 7 4 7 o 9 c / n 1 2 7 0 5 0 6 7 6 1 0 9 4 / 3 j 4 o 7 c 9 n p . d 2 0 b 0 y 7 g . u 1 e 9 s . t 3 o . n 4 0 7 8 9 S . p e p d f e m b b y e r g 2 u 0 e 2 s 3 t / j f . . t . . . o n 1 8 M a y 2 0 2 1 Kraskov et al. 483 Figure 3. Time-resolved selectivity analysis. Selectivity of the LFP from the microelectrode of Figure 2. (A) Averaged LFPs (thick line) for the three categories ± 1 SEM (thin lines). (B) Normalized p values ((cid:2)log10( p)) obtained from the ANOVA test. The dash–dotted line corresponds to a significance of p = .001. The significance values are in logarithmic scale, significance less than .001 corresponds to the values on y-axis larger than (cid:2)log10(.001) = 3. The ANOVA test showed a significant difference among categories in two intervals of about 50 and 100 msec duration, corresponding to positive and negative reflections of the averaged LFPs for the category ‘‘faces.’’ Figure 4. Localization of selective microelectrodes. (A) Total number of category- selective microelectrodes across different brain regions [hippocampus (Hipp), amygdala (Am), parahippocampal gyrus (PG), entorhinal cortex (EC)]. (B) The number of selective microelectrodes normalized to the number of electrodes implanted in the area. The vast majority of the amplitude-selective microelectrodes were found in the hippocampus. Spike- selective microelectrodes were more evenly distributed across these four regions. all three categories first start to deviate from the baseline and only later from each other (Figure S2). Selectivity of the Mean Phase and Power of the LFPs In addition to the selectivity of the LFP amplitudes, we studied whether their phase and power were category- selective. The instantaneous phase and power of each category were defined for every time point in the interval [(cid:2)1:2] sec using a complex Morlet wavelet transform (Grossmann, Kronland-Martinet, & Morlet, 1989), widely used in EEG analysis (TallonBaudry, Bertrand, Delpuech, & Pernier, 1997) (Methods). We applied a sample-by-sample, one-way, nonparametric ANOVA to the values of the power in different frequency bands. This gave a nonparametric ANOVA trace for each microelectrode and frequency band. Similarly, to quantify the category selectivity of the mean phases, we applied a sample-by-sample test for a common mean direction (Fisher, 1995) (Methods). In Figure 5, an ex- ample of a power-selective microelectrode is presented. The upper panel shows the averaged log-transformed power in the g band (the central frequency of the Morlet wavelet was 45 Hz) for the three categories. Around 320 msec, the power of the category ‘‘faces’’ starts to be clearly different from the baseline power and from the power in the other two categories, the latter being reflected in the ANOVA trace plot (lower panel). An example of a mean phase-selective micro- electrode is presented in Figure 6. The averaged LFPs filtered in u band (the central frequency of the Morlet wavelet was 6 Hz) for the three categories are shown in Figure 6A. Figure 6B shows the significance of the sample-by-sample test for a common mean direction. The test reached its maximum significance around 300 msec. The phase distributions and their mean di- rection at this particular time are shown in Figure 6C. The length of the mean direction vector is proportional to the difference between the phase distribution for a given category from the uniform distribution (Rayleigh test). Figure 7A plots the total number of the micro- electrodes showing selectivity to a category with the power and Figure 7B with the mean phase across differ- ent frequency bands. The percentage of microelectrodes that showed selectivity with power (24; 5.3%) or mean phase (27; 6.0%) was relatively small. Comparing the data presented in Figure 7A and B, one can see a higher per- centage of mean phase-selective LFPs for the lower fre- quencies and an opposite trend for the power-selective LFPs, namely, higher percentage of power-selective LFPs for higher frequencies (30–100 Hz). It leads to the intriguing hypothesis that there are two possible differ- ent mechanisms for the selectivity of LFPs. One involves phase locking in the lower frequencies and another one engages power increase in higher frequencies. Half (13 microelectrodes) of the mean phase-selective microelectrodes were also selective for the amplitude of the LFPs (dark blue bars in Figure 7B), whereas only four microelectrodes showed selectivity for both power and the amplitude of the LFPs (dark blue bars in Figure 7A). This is not very surprising because the activity phase-locked to the stimulus onset is mostly preserved in the averaged LFPs, whereas the induced, nonstimulus-locked activity is averaged out and is revealed only in the averaged power. 484 Journal of Cognitive Neuroscience Volume 19, Number 3 D o w n l o a d e d f r o m l l / / / / / j t t f / i t . : / / D h o t w t p n : o / a / d m e i d t f r p o r m c . h s i p l v d e i r r e c c h t . m a i r e . d c u o m o / c j n o a c r t n i c / e a - r p t d i c 1 l 9 e 3 - 4 p 7 d 9 f / 1 1 9 9 3 6 / 2 3 1 / 7 4 7 o 9 c / n 1 2 7 0 5 0 6 7 6 1 0 9 4 / 3 j 4 o 7 c 9 n p . d 2 0 b 0 y 7 g . u 1 e 9 s . t 3 o . n 4 0 7 8 9 S . p e p d f e m b b y e r g 2 u 0 e 2 s 3 t / j f . . . t . . o n 1 8 M a y 2 0 2 1 Figure 5. Example of a microelectrode with selective LFP power. (A) Averaged log-transformed power in the g band with a central frequency of the complex Morlet wavelet at 45 Hz (thick line) for three categories ± 1 SEM (thin lines). (B) Normalized p values obtained from ANOVA test. The dash–dotted line corresponds to the significance level p = .001. The averaged instantaneous power is larger for the category ‘‘faces’’ than the power for the other two image categories for about 100 msec starting at (cid:1)300 msec. Selectivity of Spiking Activity to Categories The spiking activity recorded with the same microelec- trodes used to record the LFPs was preprocessed using a novel spike sorting algorithm (Quian Quiroga, Nadasdy, & Ben-Shaul, 2004). To quantify the category selectivity of the spiking activity, we applied an one-way ANOVA with the category identity as a main factor, and the number of spikes in the interval [300:1000] msec (Quian Quiroga et al., 2005) as repeated measures. A t test comparison with the baseline interval [(cid:2)1000:(cid:2)300] msec was used as post hoc test to define the responsive category. Additionally, we performed a bootstrap test. The pictures were randomly shuffled between catego- ries and an ANOVA test was applied. We found that 66 out of the 591 recorded units (11.2%) had a spiking response with significant category selectivity (ANOVA, p < .001, t test, p < .001, bootstrap 1000). Fourteen units showed a significant decrease in firing rate, and eight units showed a significant increase to one category and a significant decrease in firing rate to another one. Units selective to at least one of the three semantic categories were recorded from 56 of the 384 micro- electrodes (14.6%) used in the analysis. These numbers are comparable with those reported in Kreiman et al. (2000). As a control, the baseline and stimulus presen- tation intervals were exchanged and the same analysis was repeated. In this case, only one significant response was found. The distribution of the spike-selective micro- electrodes across different brain regions was more uni- form in comparison to that of the LFPs. We found 18 selective microelectrodes in hippocampus, 25 in the amygdala, 8 in entorhinal cortex, and 5 in parahippo- campal gyrus (Figure 4). To compare the latency of the selective spiking and LFP activities, we convolved each spike train with a Gaussian kernel (100 msec width at half height) and repeated the same analysis used for the selectivity of the LFPs amplitudes (sample-by-sample one-way ANOVA, p < .001, 15 consecutive points). The latency of spike- selectivity was defined as the first time point when there was a significant difference between the categories. The spike-responsiveness latency was found equivalent to the latency of selectivity. The average value for the latency of selectivity was found to be 341 msec (14 msec SEM). It was significantly ( p < .001, t test) earlier then the latency of selectivity of the LFPs. Yet, the latency of the spiking responses was found to be not significantly different from the latency of the LFP responses (t > 0.3, t test).

For the spiking activity, we found 24/315 category selec-
tive units in the left hemisphere and 42/276 in the right
hemisphere, et 20/343 category selective units in the
epileptogenic hemisphere and 46/248 on the contralat-
eral one. We found more category-selective units in the
contralateral side. Because we do not have extensive pa-
tient statistics (9 patients), we cannot make any conclusive
claims about lateralization of the category selectivity effect.
In total, we found 85 microelectrodes which pro-
duced either selective LFPs or selective spiking re-
sponses and which passed the bootstrap test which

Kraskov et al.

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Chiffre 6. Example of a
microelectrode with selective
LFP mean phase. (UN) Averaged
LFPs filtered in the u band with
the central frequency of the
complex Morlet wavelet at 6 Hz
(thick line) for three categories
± 1 SEM (thin lines). (B)
Normalized p values retrieved
from a test for a common
mean direction. The black
vertical line indicates the
time point at which the
mean phases were most
different. The dash–dotted
line corresponds to the
significance level p = .001.
(C) Phase distributions across
trials taken at the moment of
the largest difference among
catégories, as shown in (UN)
et (B) with the solid vertical
line. Colored vectors show
the mean phase direction.
The length of the vector
is proportional to the
significance of the difference
of the phase distribution for a
given category from a uniform
circular distribution (Rayleigh
test). p values are given next
to the category names. Ici,
the phase distribution of the
category ‘‘faces’’ significantly
differs from a uniform circular
distribution ( p < 10(cid:2)7). shuffles pictures between categories. However, only seven of them were selective for both the LFPs and the spiking activity. Six microelectrodes showed mean phase and spiking selectivity and 10 spike-selective microelectrodes showed power selectivity. The distribu- tion of these channels across the different frequency bands is indicated with red bars in Figure 7. Decoding with LFPs and Spiking Activity We applied a linear decoding algorithm to the LFPs and the spiking activity recorded simultaneously from many microelectrodes in the MTL in order to ascertain how much information pertaining to the semantic category of the images can be inferred readout from the neural data. Here we use the term ‘‘decoding’’ in the computational sense, namely, we studied how reliably one can predict in each single trial the category identity of the stimulus given the firing of the neurons or the LFP activity. We studied the time profile of the decoding accuracy (Methods) in the time interval [(cid:2)1:2] sec. The inputs to the decoding algorithm were the number of spikes for each category or the mean value of the amplitude of the LFP defined in sliding windows of different sizes with 50% overlap. Only the activity of amplitude-selective microelectrodes (one-way ANOVA, p < .01, 15 consec- utive points) was taken as an input. We found that the time profile of the decoding ac- curacy using spiking data increased with the length of the moving window (Figure 8B) and saturated for windows longer then 200 msec. For LFPs, the time pro- file remained approximately at the same level (Figure 8A) for different window sizes. Both for spiking and LFP data, and for all durations of the moving window, decoding accuracy during the baseline interval did not differ from chance (t test, p > .05). LFPs slightly out-
performed the spiking activity only for very small win-
dow sizes of 10 et 20 msec. De plus, for 10-msec
windows, the classifier could barely distinguish between
the categories using only spikes. This can be explained

486

Journal des neurosciences cognitives

Volume 19, Nombre 3

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Chiffre 7. Number of
microelectrodes with showing
selectivity with LFP power
and mean phase. Le
distribution of the (UN) pouvoir
et (B) mean phase-selective
microelectrodes across
different frequency bands
of the LFPs. A total of
20 microelectrodes out
de 475 showed category
selectivity using the
power analysis and 29
microelectrodes showed
category selectivity using mean
phase analysis. En principe,
the same microelectrodes
could be selective in different
frequency bands. For the
total number of selective
microelectrodes, we count
such electrodes only once.
A large overlap is observed
in selective microelectrodes
according to LFP amplitude
analysis and the mean phase
analyse (15 microelectrodes).

by the typically low firing rates of these neurons, con-
sidering that they may not produce a single spike during
a 10-msec window. Combining the LFP and spiking
activities increased the decoding accuracy for all window
sizes between 10 et 200 msec (Figure 8C). The traces
in Figure 8D show the decoding accuracies obtained
with the LFPs, with the spikes and with both the LFPs
and spikes for a window length of 20 msec. The red
crosses indicate time points when decoding using the
combination of the LFPs and spikes was significantly
better (paired t test, p < .01) than the decoding accuracy using only the amplitude of the LFPs, whereas the blue circles show the comparison between accuracy of the combined spikes and LFPs signal with the one using only spikes. For longer windows, decoding accu- racy with combined LFPs and spikes input was also slightly better than accuracy obtained with each signal alone. It is notable that the time when the decoding accuracy became significantly different from chance was very similar for the LFPs and the spiking activity, around 300 msec after stimulus onset. The fact that we can infer category identity by applying a classifier to LFPs does not imply that the brain makes use of this information, but only that this information is present in the MTL and could be used by postsynaptic processes. DISCUSSION In previous studies, the spiking activity of single neurons in the human MTL was found to be selective to different categories of visual stimuli (Kreiman et al., 2000) and even invariant to different views of the same person or object (Quian Quiroga et al., 2005). The analysis of the LFPs recorded from the surface of the brain revealed face- selective LFPs in the extrastriate cortex (Allison, Ginter, et al., 1994; Allison, McCarthy, Nobre, Puce, & Belger, 1994). Later studies using intracranial depth electrodes lo- calized the source of the face-selective LFPs near the fusi- form gyrus (Lachaux et al., 2005; Allison, Puce, Spencer, & McCarthy, 1999), in good agreement with fMRI find- ings (Kanwisher, McDermott, & Chun, 1997). In this arti- cle, we undertook a combined study of the LFPs and spiking activity recorded by the same microelectrodes to assess their object- and face-selectivity properties. We found that the spiking activity recorded from 56 mi- croelectrodes was selective to semantic categories. The amplitude of the LFPs from a smaller number of micro- electrodes (36) also showed category selectivity, but not necessarily to the category ‘‘faces.’’ We also found that the power in the g band was dis- criminative between categories but only in a small number of microelectrodes. This finding is similar to one reported by Oya, Kawasaki, Howard, and Adolphs (2002), who showed selectivity of the LFP g power in the amygdala in response to emotional faces. Although we did not find any power selectivity in lower frequency bands for a small number of microelectrodes, the mean phases of three categories were different in the d (1–4 Hz) and u (4–8 Hz) bands, but not in the g band (higher than 30 Hz following the definition in Engel, Fries, & Singer, 2001). This suggests two possible mechanisms for selectivity of LFPs: via phase-locking in the lower frequency bands and/or via power increase at high frequencies. Because the power of d and u oscillations is significantly larger than the power of g oscillations (see the average LFP power spectra Fig- ure S2), it is more efficient (i.e., less energy consuming Kraskov et al. 487 D o w n l o a d e d f r o m l l / / / / / j t t f / i t . : / / D h o t w t p n : o / a / d m e i d t f r p o r m c . h s i p l v d e i r r e c c h t . m a i r e . d c u o m o / c j n o a c r t n i c / e a - r p t d i c 1 l 9 e 3 - 4 p 7 d 9 f / 1 1 9 9 3 6 / 2 3 1 / 7 4 7 o 9 c / n 1 2 7 0 5 0 6 7 6 1 0 9 4 / 3 j 4 o 7 c 9 n p . d 2 0 b 0 y 7 g . u 1 e 9 s . t 3 o . n 4 0 7 8 9 S . p e p d f e m b b y e r g 2 u 0 e 2 s 3 t / j . . . . f t . o n 1 8 M a y 2 0 2 1 D o w n l o a d e d f r o m l l / / / / / j t t f / i t . : / / D h o t w t p n : o / a / d m e i d t f r p o r m c . h s i p l v d e i r r e c c h t . m a i r e . d c u o m o / c j n o a c r t n i c / e a - r p t d i c 1 l 9 e 3 - 4 p 7 d 9 f / 1 1 9 9 3 6 / 2 3 1 / 7 4 7 o 9 c / n 1 2 7 0 5 0 6 7 6 1 0 9 4 / 3 j 4 o 7 c 9 n p . d 2 0 b 0 y 7 g . u 1 e 9 s . t 3 o . n 4 0 7 8 9 S . p e p d f e m b b y e r g 2 u 0 e 2 s 3 t / j . . . f t . . o n 1 8 M a y 2 0 2 1 Figure 8. Time profile of decoding accuracy, using the spiking activity, the LFPs, and both signals together. Accuracy varies between perfect (1) and chance level (1/3). Decoding accuracy using (A) the average value of LFPs amplitude, (B) firing rates (SPK), and (C) their combination (SPK/LFP). The different curves on the (A,B,C) subplots correspond to window sizes of 10, 20, 50, 100, and 200 msec. Decoding accuracy with LFPs is nearly independent of the window size in this range, whereas accuracy with spikes (with or without LFP) increased with the window size. All curves were smoothed with a 5-point moving average. Dash–dotted lines show the confidence intervals obtained for the time points from a t test comparison with chance level (1/3, black line), p < .01. Decoding with LFPs, spikes, and their combination is shown in (D) for a window of size 20 msec. Optimal accuracy is achieved with the combination of LFPs and spiking activity. Crosses (circles) indicate time points where decoding for combination of the LFPs and spiking activity was significantly better than decoding using only LFPs (only spikes) (paired t test, p < .01). and faster) to transmit information by modulation of g power. On the other hand, g oscillations are much faster than d or u ones, therefore, a small jitter in g oscillations will destroy their synchronization but would hardly influ- ence slow d and u oscillations. Previous studies with rats performing spatial tasks also found a phase locking of spikes with the ongoing activity in the u band (Siapas, Lubenov, & Wilson, 2005). Synchronization of g oscilla- tions was suggested as possible mechanism for infor- mation processing (Singer, 1999). The vast majority of the LFP amplitude-selective microelectrodes were found in the hippocampus (30 out of 36). The relative number of hippocampal-selective microelectrodes (16%) was three times larger than in all other areas (Figure 4). At the same time, the relative number of spike-selective electrodes was evenly distributed across all four investigated areas. This discrepancy suggests that the category-selective LFPs are either the result of local processing within the hippocam- pus or that the hippocampus receives a category-specific input from adjacent areas. Only a small overlap was observed between spikes and LFP selective microelectrodes. This lack of correla- tion supports the view that neurons in the MTL are only weakly spatially clustered in terms of the semantic categories (faces, places, animals). This result is in line with the weak correlation between the object-selective LFPs and object-selective spiking activity recently re- ported in monkey IT (Kreiman et al., 2006). It also suggests that spiking activity and LFPs contain different information about stimulus category. Halgren et al. (1980) recorded LFPs in the human MTL during an ‘‘oddball’’ paradigm and found a P300 evoked potential well known from surface EEG measurements. Some studies argue for a generation of the P300 in the hip- pocampal formation and amygdala (Halgren, Marinkovic, & Chauvel, 1998; McCarthy, Wood, Williamson, & Spencer, 488 Journal of Cognitive Neuroscience Volume 19, Number 3 (Logothetis, 2003; Mitzdorf, 1985). Therefore, the ob- served selectivity of LFPs in the MTL might be caused by specific pattern of dendritic activity arising, for example, from the prefrontal cortex, which has been reported to be involved in categorical representation of visual stimuli (Freedman, Riesenhuber, Poggio, & Miller, 2001) or by lo- cal synaptic circuitry, which is differentially activated for different categories of visual stimuli. It is not possible to distinguish among these possibilities with the current data. The weak correlation in the selectivity properties of LFPs and spikes suggests that they reflect two different aspects of brain activity. A similar disassociation between LFPs and spikes was also observed in macaque V1 (Henrie & Shapley, 2005). These authors hypothesized that the network activity captured by LFPs originates from inhibitory interneurons, whereas single-unit activ- ity is largely biased toward pyramidal neurons. This relative independence observed in the selectivity of the spiking and LFPs activities is compatible with our decoding analysis. Reading out both the mean number of spikes as well as the mean amplitude of the LFP allowed us to infer the identity of the category of the visual stimu- lus significantly better than using either measure by itself. This effect was more pronounced when information from short time windows was used for classification. SUPPLEMENTARY MATERIAL Signal-to-noise Ratio in Different Brain Areas Figure S1. Signal-to-noise ration indifferent brain areas. Boxplot of the signal-to-noise ratios in different brain areas. Horizontal middle lines represent medians of distributions of signal-to-noise ratios. 1989). To check whether the evoked potentials which we observed were task-dependent, we repeated our experi- ment in one patient without a task (i.e., the patient was asked to passively look at the pictures presented on the screen for 500 msec). We found two (out of 24 micro- electrodes analyzed for this session) LFP amplitude- selective microelectrodes (Figure S4). This corresponds to the 8% of LFP-selective microelectrodes found with task and argues in favor of task independence. The LFPs represent the average dendrosomatic activ- ity of presynaptic signals of large neuronal populations One possible explanation for the fact that 30 out of 36 LFP-selective microelectrodes were found in the hippo- Figure S2. Average LFPs power spectrum. Magenta (blue) solid line shows a power spectrum averaged across stimulus presentation [0:1] sec (baseline [(cid:2)1:0] sec) interval for all analyzed LFPs. Dash–dotted lines depict least-squares logarithmic fit, f (cid:2)a. For stimulus presentation interval average a was found to be equal to 2.01 ± (cid:2)0.02, (mean ± SEM) and for the baseline interval to be 2.04 ± 0.02, (mean ± SEM). Note that the magenta and blue curves practically almost overlap. Drop at 60 Hz is due to the digital notch filter applied at 60 Hz. D o w n l o a d e d f r o m l l / / / / / j f / t t i t . : / / D h o t w t p n : o / a / d m e i d t f r p o r m c . h s i p l v d e i r r e c c h t . m a i r e . d c u o m o / c j n o a c r t n i c / e a - r p t d i c 1 l 9 e 3 - 4 p 7 d 9 f / 1 1 9 9 3 6 / 2 3 1 / 7 4 7 o 9 c / n 1 2 7 0 5 0 6 7 6 1 0 9 4 / 3 j 4 o 7 c 9 n p . d 2 0 b 0 y 7 g . u 1 e 9 s . t 3 o . n 4 0 7 8 9 S . p e p d f e m b b y e r g 2 u 0 e 2 s 3 t / j t f . . . . . o n 1 8 M a y 2 0 2 1 Kraskov et al. 489 Figure S3. Latency of selectivity versus latency of responsiveness. (A) Averaged LFPs (thick line) for the three categories ± 1 SEM (thin lines) corresponding to an electrode implanted in the right amygdala. (B) Normalized p values obtained with the ANOVA test of selectivity (black thick line) and the t tests or responsiveness for each category (color lines). A sample-by-sample t test was applied to the distribution of LFPs values for each category and each time point during stimulus presentation with the distribution of all LFPs values during the baseline interval. The dash–dotted line corresponds to a significance of .001. The ANOVA trace first crosses the significance level of p = .001 at (cid:1)300 msec, whereas the t test reached significance earlier at (cid:1)230 msec. campus could be that given its anatomical structure, the signal-to-noise ratio in the hippocampus is better than in the amygdala. We statistically compared signal-to-noise ratios for evoked potentials in different brain areas (see Figure S1). Signal-to-noise ratio was estimated for each microelectrode as the ratio of the maximum amplitude of the evoked potential to the standard error of the mean. Mean values of signal-to-noise ratios in the hippo- campus and entorhinal cortices were found to be higher than in the amygdala and parahippocampal gyrus. But Figure S4. Time-resolved selectivity analysis. Selectivity analysis of LFPs recorded during a passive viewing task. Each stimulus was presented for 500 msec. (A) Averaged LFPs (thick line) for the three categories ± 1 SEM (thin lines). (B) Normalized p values obtained with the ANOVA test. The dash–dotted line corresponds to a significance of p = .001. All three categories show significant response but there is a clear difference between the category ‘‘faces’’ and two other categories. 490 Journal of Cognitive Neuroscience Volume 19, Number 3 D o w n l o a d e d f r o m l l / / / / / j t t f / i t . : / / D h o t w t p n : o / a / d m e i d t f r p o r m c . h s i p l v d e i r r e c c h t . m a i r e . d c u o m o / c j n o a c r t n i c / e a - r p t d i c 1 l 9 e 3 - 4 p 7 d 9 f / 1 1 9 9 3 6 / 2 3 1 / 7 4 7 o 9 c / n 1 2 7 0 5 0 6 7 6 1 0 9 4 / 3 j 4 o 7 c 9 n p . d 2 0 b 0 y 7 g . u 1 e 9 s . t 3 o . n 4 0 7 8 9 S . p e p d f e m b b y e r g 2 u 0 e 2 s 3 t / j f . . . . t . o n 1 8 M a y 2 0 2 1 the difference was not statistically significant (t test, p >
.05 for hippocampus vs. amygdala, and hippocampus vs.
entorhinal cortex), and was only slightly significant for
the hippocampus versus parahippocampal gyrus (.01 < p < .05). Therefore, the difference between signal-to- noise ratios in different brain areas cannot explain the larger selectivity of LFPs found in the hippocampus than in any other area. Numbers of Responsive LFPs and Units to Different Categories For the spiking activity a t test comparison between the firing rate during the poststimulus [300:1000] msec and baseline [1000:(cid:2)300] msec intervals was used to define the responsive category. For LFPs we applied a sample- by-sample t test comparing the distribution of LFP values for each category and each time point during stimulus presentation, with the distribution of all LFP values during the baseline interval. The LFPs were defined to be responsive to a category if the t test trace crossed a significance level of p = .001 for at least 15 consecutive points (see Figure S3). The following tables provide information about the relative number of responsive units and LFPs across different categories as well as different brain areas. LFP All AM Hipp EC PG Spikes All AM Hipp EC PG Animals Faces Places 24 (67%) 35 (97%) 14 (39%) 3 21 0 0 2 30 3 0 1 13 0 0 32 (48%) 31 (47%) 26 (39%) 17 10 1 4 15 7 7 2 12 8 1 5 Note that the same unit might show a significant increase in firing rate for one category and a significant decrease for another one (see Figure 2). For the LFP, we use a time-resolved measure, therefore, the LFP from the same microelectrode can respond to several catego- ries but can be different at different time points. For example, the LFPs in Figure S3 are responsive for all three image categories. Yet at the same time, an ANOVA test shows that the LFP differs among the three image in this categories at somewhat different times. Thus, example, the LFP can discriminate among the three categories but at different times. 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Annals of Neurology, 11, 301–308. 492 Journal of Cognitive Neuroscience Volume 19, Number 3 D o w n l o a d e d f r o m l l / / / / / j t t f / i t . : / / D h o t w t p n : o / a / d m e i d t f r p o r m c . h s i p l v d e i r r e c c h t . m a i r e . d c u o m o / c j n o a c r t n i c / e a - r p t d i c 1 l 9 e 3 - 4 p 7 d 9 f / 1 1 9 9 3 6 / 2 3 1 / 7 4 7 o 9 c / n 1 2 7 0 5 0 6 7 6 1 0 9 4 / 3 j 4 o 7 c 9 n p . d 2 0 b 0 y 7 g . u 1 e 9 s . t 3 o . n 4 0 7 8 9 S . p e p d f e m b b y e r g 2 u 0 e 2 s 3 t / j . . . . t f . o n 1 8 M a y 2 0 2 1Local Field Potentials and Spikes in the Human image
Local Field Potentials and Spikes in the Human image
Local Field Potentials and Spikes in the Human image

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